[144] Oportun Financial Corporation SEC Filing

Rhea-AI Filing Summary

Oportun Financial Corp (OPRT) filed a Form 144 reporting a proposed sale of 3,417 common shares by a person for whose account the securities are to be sold. The filing shows an aggregate market value of $23,748 based on the proposed sale and indicates 44,009,399 shares outstanding. The shares were acquired on 06/28/2024 through a restricted stock lapse as equity compensation from Oportun Financial Corp. The filing lists Charles Schwab & Co., Inc. as the broker and an approximate sale date of 09/04/2025. No securities were reported sold by this person in the past three months.

Insights

Securities Analyst

TL;DR: Routine Section 144 notice for a small equity compensation sale; appears procedural and non-material to shareholders.

The filing documents a proposed sale under Rule 144 of 3,417 common shares acquired by restricted stock lapse on 06/28/2024 and designated for sale via Charles Schwab with an approximate sale date of 09/04/2025. The reported aggregate market value is $23,748 against 44,009,399 shares outstanding, indicating the transaction is small relative to the issuer's share count. No past three-month sales were reported, and the payment source is listed as equity compensation.

Corporate Governance Expert

TL;DR: Disclosure follows Rule 144 mechanics; the notice affirms no undisclosed material information by the seller.

The Form 144 includes the seller's representation that they are unaware of undisclosed material adverse information and notes the securities resulted from a restricted stock lapse. The broker and approximate sale timing are provided, satisfying basic procedural requirements. There is no indication of insider trading plan dates or additional governance actions disclosed in this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	3417	23748.00	44009399	09/04/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/28/2024	Restricted Stock Lapse	Oportun Financial Corp			3417	06/28/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did OPRT's Form 144 report?

The Form 144 reports a proposed sale of 3,417 common shares with an aggregate market value of $23,748 and an approximate sale date of 09/04/2025.

How and when were the securities acquired for OPRT filing?

The shares were acquired on 06/28/2024 by restricted stock lapse and are described as equity compensation from Oportun Financial Corp.

Which broker is named in the OPRT Form 144?

The broker listed is Charles Schwab & Co., Inc. located at 3000 Schwab Way, Westlake, TX 76262.

Did the filer sell any OPRT securities in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

What is the total number of OPRT shares outstanding reported in the filing?

The filing reports 44,009,399 shares outstanding.