Oportun (OPRT) Chief Risk Officer Sean Rowles submits initial Form 3

Rhea-AI Filing Summary

Oportun Financial Corp officer Sean A. Rowles, the company’s Chief Risk Officer, has filed an initial Form 3 with the SEC. This filing establishes his status as a reporting insider of Oportun but does not report any share transactions or derivative holdings.

Key Terms

Form 3, Chief Risk Officer, insider

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Risk Officer financial

""officer_title": "Chief Risk Officer""

The chief risk officer is the senior executive responsible for identifying, measuring and reducing the major threats that could hurt a company’s finances or reputation, acting like a navigator who watches for storms and steers the business away from them. Investors care because effective risk oversight lowers the chance of surprise losses, legal fines or operational failures, which helps protect shareholder value and makes a company more predictable and trustworthy.

insider regulatory

"initial Form 3 with the SEC. This filing establishes his status as a reporting insider"

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Available on EDGAR 06/22/2026 - 05:21 PM Accepted by SEC EDGAR 06/22/2026 - 05:21 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Rowles Sean A

(Last) (First) (Middle)

OPORTUN FINANCIAL CORPORATION

1825 SOUTH GRANT STREET, SUITE 850

(Street)

SAN MATEO CALIFORNIA 94402

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2026

3. Issuer Name and Ticker or Trading Symbol
Oportun Financial Corp [ OPRT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Kathleen Layton (Attorney-in-Fact)	06/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Sean A. Rowles’s Form 3 mean for Oportun Financial Corp (OPRT)?

The Form 3 shows that Sean A. Rowles, Oportun’s Chief Risk Officer, is now a reporting insider. It is an initial beneficial ownership statement and, in this case, does not disclose any specific share holdings or recent transactions.

Did Sean A. Rowles buy or sell Oportun (OPRT) shares in this Form 3?

No, this Form 3 does not report any purchases or sales of Oportun shares by Sean A. Rowles. The transaction summary shows zero buy, sell, acquire, dispose, and exercise activity, indicating no reportable trades in this filing.

Does the Oportun (OPRT) Form 3 for Sean A. Rowles show any derivative positions?

No, the filing’s derivative summary is empty, and exercise-related counts are zero. This indicates the Form 3 does not list any stock options, warrants, or other derivative securities held by Sean A. Rowles in this disclosure.

What role does Sean A. Rowles hold at Oportun Financial Corp (OPRT)?

Sean A. Rowles is identified as an officer of Oportun Financial Corp with the title Chief Risk Officer. As an executive, he is required to file insider ownership reports such as this Form 3 with the SEC.

Does this Oportun (OPRT) Form 3 indicate any insider gifting or tax-related share movements?

No, the transaction summary shows zero gifts, zero tax-withholding events, and zero restructuring transactions. The Form 3 is purely an initial insider status filing without any associated share movements disclosed.