Every 8-K that Oppenheimer Holdings, Inc. (OPY) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow OPY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OPY filings page.
Oppenheimer Holdings Inc. provided a second-quarter 2026 investor update, reporting total revenue of $454.9 million, up 21.9% year over year, and net income of about $27.4 million. GAAP diluted EPS was $2.38, while adjusted diluted EPS was $3.98, excluding liability-based stock appreciation rights and a $70 million cash sweep litigation settlement earlier in 2026.
Revenue growth was driven by investment banking revenue up 93.7%, higher advisory fees and commissions, partly offset by lower bank deposit sweep income. Assets under administration reached $154.7 billion and assets under management $59.4 billion at June 30, 2026, both at record levels. Despite strong quarterly results, GAAP net income for the first six months of 2026 was $6.8 million versus $52.3 million a year earlier, which includes a $70 million cash sweep litigation settlement and higher stock appreciation rights expense.
Oppenheimer Holdings reported strong second quarter 2026 results, with revenue of $454.9 million, up 21.9% from $373.2 million a year earlier. Net income was $27.4 million and basic EPS was $2.55, compared with $21.7 million and $2.06 in second quarter 2025. Results included a $24.9 million pre-tax expense from liability-based stock appreciation rights tied to a $16.35 increase in the Class A share price. Excluding this item, adjusted net income was $45.7 million and adjusted basic EPS $4.27. Year-to-date revenue reached $900.0 million, while GAAP net income was $6.8 million, reflecting the $70.0 million pre-tax legal accrual related to settlement of the “cash sweep” litigation.
Wealth Management revenue rose 10.7% to $272.7 million, but pre-tax income declined 11.4% to $55.7 million as compensation costs increased. Assets under management reached a record $59.4 billion and assets under administration $154.7 billion at June 30, 2026. Capital Markets revenue grew 45.7% to $179.2 million, and pre-tax results improved from a $3.9 million loss to $22.5 million, driven by higher advisory fees, stronger equities underwriting, and higher equities and fixed income sales and trading revenue.
Stockholders’ equity attributable to Oppenheimer Holdings was $983.4 million. Regulatory net capital at the broker-dealer subsidiary was $444.8 million, with regulatory excess net capital of $400.5 million. Compensation expense represented 67.5% of revenue, and the effective tax rate was 30.7%. The board declared a quarterly dividend of $0.20 per share, payable August 28, 2026 to shareholders of record on August 14, 2026.
Oppenheimer Holdings Inc. reported that Class B stockholders approved all five proposals at the 2026 annual meeting, including electing nine directors, ratifying Deloitte & Touche LLP as auditor, endorsing executive pay, selecting a three‑year say‑on‑pay frequency, and adopting an amended and restated certificate of incorporation.
The company highlighted record 2025 results, with revenue of $1.64 billion, net income of $148.4 million and basic EPS of $14.13, driven by strong wealth management and investment banking performance. For Q1 2026, revenue rose to $445.1 million but Oppenheimer recorded a net loss of $20.6 million and basic EPS of $(1.93), largely reflecting a $70 million accrual for settlement of “cash sweep” class action litigation and a $22.3 million stock appreciation rights expense. On an adjusted non‑GAAP basis, Q1 2026 diluted EPS was $4.21, and the board increased the quarterly dividend to $0.20 per share.
Oppenheimer Holdings Inc. posted a first quarter 2026 investor presentation showing strong revenue growth but a net loss driven by one-time items. Revenue for 1Q-26 was $445.1 million, up 21.0% from 1Q-25, led by a 105.2% jump in investment banking fees, higher commissions and advisory fees.
The company reported a net loss of $20.6 million and basic and diluted GAAP loss per share of $(1.93), compared with earnings per share of $2.93 and $2.72 a year earlier. Results include a $70.0 million pre-tax accrual for settlement of the “cash sweep” class action litigation and a $22.3 million pre-tax expense from liability-based stock appreciation rights.
Excluding these items, adjusted basic earnings per share were $4.46 and adjusted diluted earnings per share were $4.21. As of March 31, 2026, client assets under administration were $139.8 billion and assets under management were $54.1 billion. The board increased the quarterly dividend for 1Q-26 by 11.1% to $0.20 per share.
Oppenheimer Holdings Inc. reported a first quarter 2026 net loss of $20.6 million, or $(1.93) per share, compared with net income of $30.7 million, or $2.93 per share, in the first quarter of 2025. Revenue rose to $445.1 million, up 21.0% from $367.8 million.
The loss was driven by a $70 million pre-tax legal accrual for settlement of the “cash sweep” program litigation and $22.3 million of pre-tax expense for liability-based stock appreciation rights tied to a rise in the share price from $72.29 to $89.19. Excluding these items, adjusted net income was $47.5 million with adjusted basic EPS of $4.46, up from $28.6 million and $2.74 a year earlier. Wealth Management revenue grew 4.8% to $253.7 million but pre-tax income fell 35.8% to $43.6 million, while Capital Markets revenue jumped 53.4% to $189.1 million with pre-tax income of $35.4 million versus a prior-year loss. The Board increased the quarterly dividend by 11.1% to $0.20 per share.
Oppenheimer Holdings Inc. announced that its main subsidiary has signed a binding Settlement Term Sheet to resolve a class-action "cash sweep" lawsuit for $70 million, subject to District Court approval. The payment would go into escrow ten business days after preliminary approval.
The case involves alleged issues with cash sweep programs from 2022 through final court approval and is one of about 25 similar cases against financial institutions. Plaintiffs had indicated they would seek damages in excess of $440 million, so the settlement substantially limits potential exposure.
The company will record a reserve for the full settlement in its first fiscal quarter of 2026, significantly affecting reported earnings for that period, even though the agreement was reached after quarter-end. Oppenheimer expects the settlement amount to be fully tax deductible and says the deal includes no admission of liability or wrongdoing.
Oppenheimer Holdings Inc. filed a Form 8-K to share that it posted an investor presentation on its website on February 2, 2026. The slides, furnished as Exhibit 99.1, provide a fourth quarter and full year 2025 investor update.
The company states the slides are "furnished" under Regulation FD rather than "filed," limiting potential liability under Section 18 of the Exchange Act unless specifically incorporated by reference. Oppenheimer may reuse or slightly modify the slides in future investor presentations and does not undertake to update them regularly.
Oppenheimer Holdings Inc. furnished a press release announcing its fourth quarter and full year 2025 earnings. The company released this information on January 30, 2026, and attached the press release as Exhibit 99.1 to this current report.
The earnings press release is treated as furnished, not filed for purposes of the Exchange Act, which limits its exposure to certain legal liabilities and incorporation by reference into other securities law filings unless specifically referenced.
Oppenheimer Holdings Inc. announced that its Board of Directors has declared a special cash dividend of $1.00 per share on both its Class A non-voting and Class B voting common stock. The dividend is scheduled to be paid on January 9, 2026 to shareholders who are on record as of the close of business on December 26, 2025. This one-time dividend provides an additional cash return to current shareholders beyond any regular dividend policy.
Oppenheimer Holdings Inc. (OPY) furnished an 8-K under Regulation FD announcing it posted an investor presentation to its website on November 3, 2025. The presentation, identified as Exhibit 99.1 and titled “Third Quarter 2025 Investor Update,” may be used in future investor meetings.
The company notes the information in Item 7.01 and Exhibit 99.1 is being furnished, not filed, and therefore is not subject to Section 18 liability of the Exchange Act unless specifically stated otherwise or incorporated by reference. The materials are intended to be read alongside the company’s SEC filings and other public disclosures.
Oppenheimer Holdings Inc. (OPY) furnished a Form 8-K under Item 2.02 to announce its third quarter 2025 earnings via a press release dated October 31, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference as stated therein.
The company notes the information is furnished, not filed, and therefore is not subject to Section 18 liabilities of the Exchange Act, nor automatically incorporated into other filings unless specifically referenced.
Oppenheimer Holdings Inc. (NYSE: OPY) filed an 8-K under Item 7.01 (Regulation FD) to notify investors that a new slide deck titled “Second Quarter 2025 Investor Update” was posted to the Investor Relations section of its website on 4 Aug 2025 and furnished as Exhibit 99.1. The filing clarifies that the slides may be reused in future investor meetings and, per Reg FD, are deemed “furnished,” not “filed,” meaning they are not subject to Exchange Act §18 liabilities unless later incorporated by reference. No financial results, guidance, transactions, or strategic announcements are included in the 8-K itself.