STOCK TITAN

CEO of OFF THE HOOK YS (OTH) sells 120K shares via LLC

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

OFF THE HOOK YS INC. director and CEO John Brian reported an indirect open-market sale of Common Stock through BK Investments LLC. The transaction involved 120,000 shares sold on May 15, 2026 at $2.41 per share. Following the sale, entities associated with him indirectly hold 1,133,350 shares of Common Stock.

Positive

  • None.

Negative

  • None.
Insider John Brian
Role CEO and Director
Sold 120,000 shs ($289K)
Type Security Shares Price Value
Sale Common Stock 120,000 $2.41 $289K
Holdings After Transaction: Common Stock — 1,133,350 shares (Indirect, See Footnote)
Footnotes (1)
  1. [object Object]
Shares sold 120,000 shares Open-market sale on May 15, 2026
Sale price $2.41 per share Common Stock transaction
Approximate transaction value $289,200 120,000 shares at $2.41
Shares held after transaction 1,133,350 shares Indirect beneficial ownership following sale
Net share change -120,000 shares net-sell direction in transaction summary
open-market sale financial
"transaction_action: "open-market sale" for Common Stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
beneficially own financial
"may be deemed to beneficially own such securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect ownership financial
"ownership_type: "indirect" and nature_of_ownership: "See Footnote""
Common Stock financial
"security_title: "Common Stock" in the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
John Brian

(Last)(First)(Middle)
1701 JEL WADE DRIVE

(Street)
WILMINGTON NORTH CAROLINA 28401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OFF THE HOOK YS INC. [ OTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and Director
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026S120,000D$2.411,133,350ISee Footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These securities are held by BK Investments LLC, of which the reporting person is the sole owner and may be deemed to beneficially own such securities.
/s/ Brian S. John05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did OFF THE HOOK YS (OTH) report for John Brian?

OFF THE HOOK YS reported that CEO and director John Brian had an indirect open-market sale of Common Stock. The filing shows 120,000 shares were sold on May 15, 2026, at a price of $2.41 per share through an entity associated with him.

How many OFF THE HOOK YS (OTH) shares were sold and at what price?

The filing shows an indirect sale of 120,000 shares of OFF THE HOOK YS Common Stock. These shares were sold in an open-market transaction at a price of $2.41 per share on May 15, 2026, according to the reported transaction details.

How many OFF THE HOOK YS (OTH) shares does John Brian still indirectly hold after the sale?

After the reported transaction, entities associated with John Brian indirectly hold 1,133,350 shares of OFF THE HOOK YS Common Stock. This post-transaction figure is disclosed as the total number of shares beneficially owned following the 120,000-share open-market sale.

Who actually holds the OFF THE HOOK YS (OTH) shares sold in this Form 4?

The shares are held by BK Investments LLC, as noted in the footnote. The filing states that John Brian is the sole owner of BK Investments LLC and may be deemed to beneficially own the securities held by this entity.

Was the OFF THE HOOK YS (OTH) transaction direct or indirect for John Brian?

The transaction is reported as indirect ownership for John Brian. The Form 4 identifies the ownership type as indirect, with a note directing to a footnote that explains the shares are held by BK Investments LLC, an entity he solely owns.