OVLY Form 4: Director Don Barton Disposes 375 Shares Under 10b5-1 Plan

Rhea-AI Filing Summary

Don Barton, a director of Oak Valley Bancorp (ticker OVLY), reported a sale of 375 shares on 09/12/2025. The shares were sold under a pre-established 10b5-1 trading plan adopted on 11/05/2024. The reported weighted-average sale price was $28.7956, with individual trade prices ranging from $28.55 to $29.03. After the reported transactions, Mr. Barton beneficially owns 32,600 shares directly. The Form 4 was filed by one reporting person and is signed by the reporting person.

Insights

Financial Analyst

TL;DR: Small, pre-planned insider sale under a 10b5-1 plan; not clearly material to valuation.

The filing shows a routine disposition of 375 shares by Director Don Barton executed pursuant to a 10b5-1 trading plan adopted Nov 5, 2024. The weighted-average price of $28.7956, with trades between $28.55 and $29.03, indicates execution across multiple tranches on the same date. The remaining direct holdings of 32,600 shares provide context on stake size. This is a standard disclosure of insider liquidity rather than an operational or financial development.

Corporate Governance Expert

TL;DR: Governance-compliant sale under a documented plan; disclosure aligns with Section 16 requirements.

The report documents a sale by a director under an established 10b5-1(c) plan, including plan adoption date and a note that the price reported is a weighted average. The clear attribution to a trading plan and the provision to disclose per-price breakdowns on request reflect appropriate governance and transparency. Filing by a single reporting person and manual signature complete the required disclosures.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barton Don

(Last) (First) (Middle)

125 NORTH THIRD AVENUE

(Street)

OAKDALE CA 95361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/12/2025(1)(3)		S		375	D	$28.7956(2)	32,600	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transactions executed in accordance with 10b5-1 sales plan

2. The reported price isa weighted average price. These shareswere sold in multiple transactionsat pricesranging from $28.55-$29.03. The reporting person will provide full information regarding the number of shares sold at each price upon request.

3. Adoption date of referenced 10b5-1(c) plan is: 11-05-2024

	/s/ Don Barton	09/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Don Barton report on Form 4 for OVLY?

The Form 4 reports that Director Don Barton sold 375 shares of Oak Valley Bancorp on 09/12/2025 under a 10b5-1 plan.

At what price were the OVLY shares sold?

The reported weighted-average sale price was $28.7956; individual trades ranged from $28.55 to $29.03.

How many OVLY shares does Don Barton own after the sale?

After the reported transactions, Don Barton beneficially owns 32,600 shares directly.

Was the sale executed under a trading plan?

Yes. The sale was executed pursuant to a 10b5-1(c) trading plan adopted on 11/05/2024.

Is this Form 4 filing a joint filing or by one person?

The Form 4 was filed by one reporting person and is signed by Don Barton.