Welcome to our dedicated page for Oxford Square Capital SEC filings (Ticker: OXSQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Oxford Square Capital Corp. filings document regulatory disclosures for a closed-end, non-diversified management investment company focused on corporate debt securities and CLO structured finance investments. Form 8-K reports furnish quarterly and fiscal-year results, including net asset value, net investment income and press-release exhibits, and report material events such as amendments to equity distribution arrangements under an effective Form N-2 shelf registration statement.
The filing record also covers capital structure and governance matters, including Nasdaq-listed common stock, 5.50% Notes due 2028, 7.75% Notes due 2030, charter amendments affecting authorized capital stock, and Form 25 delisting and registration-withdrawal records for a prior notes class.
Nasdaq Stock Market LLC filed a Form 25 notifying the SEC of the removal of Oxford Square Capital Corp. (ticker OXSQZ, Commission File No. 000-50398) from Nasdaq listing and/or registration under the Securities Exchange Act of 1934. The filing references compliance with the withdrawal provisions of 17 CFR 240.12d2-2 and indicates the withdrawal is being processed under the Exchange’s and issuer’s rules. The notice is procedural and does not include financial results, transaction details, or dates for the effective removal.