Welcome to our dedicated page for Oxford Square Capital SEC filings (Ticker: OXSQZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The OXSQZ SEC filings page focuses on regulatory documents for Oxford Square Capital Corp.’s 6.25% Notes due 2026, a class of unsecured notes listed on the Nasdaq Global Select Market. These filings, made with the U.S. Securities and Exchange Commission, provide detailed information about the terms of the notes, redemption activity, and the process for removal from listing and registration.
Key filings include multiple Form 8-K current reports in which Oxford Square Capital Corp. describes material events affecting the 6.25% Notes due 2026. On June 18, 2025, the company filed a Form 8-K stating that it had notified U.S. Bank Trust Company, National Association, the trustee for the notes, of its election to redeem a specified aggregate principal amount of the notes. The filing outlines the expected redemption date and the redemption price of $25 per note plus accrued and unpaid interest from the last interest payment date to, but not including, the redemption date.
A subsequent Form 8-K dated August 20, 2025 reports another election to redeem the remaining outstanding principal amount of the 6.25% Notes due 2026 on a later redemption date, again at $25 per note plus accrued and unpaid interest. This filing also notes that, following the redemption, the notes will be delisted from the Nasdaq Global Select Market LLC. These documents are essential for understanding how Oxford Square Capital Corp. manages the outstanding balance of OXSQZ and communicates with noteholders.
In addition, a Form 25 filed on September 18, 2025 by Nasdaq Stock Market LLC relates specifically to the 6.25% Notes due 2026. This notification of removal from listing and/or registration under Section 12(b) of the Exchange Act identifies Oxford Square Capital Corp. as the issuer and confirms that the exchange has taken steps to strike this class of securities from listing and registration.
By reviewing these filings, investors can track the full regulatory history of OXSQZ, including its registration on Nasdaq, the sequence of partial and full redemptions, and the formal delisting process. The page also connects OXSQZ to Oxford Square Capital Corp.’s broader capital structure, as other filings list additional securities such as common stock (OXSQ), 5.50% Notes due 2028 (OXSQG), and 7.75% Notes due 2030 (OXSQH) registered under Section 12(b).
Oxford Square Capital Corp. is a Maryland-based business development company that invests mainly in senior secured corporate loans and collateralized loan obligation (CLO) equity to maximize total return. It operates as a regulated investment company for U.S. federal tax purposes and must keep at least 70% of assets in qualifying investments.
In 2025 the company redeemed all $44.8 million of its 6.25% unsecured notes due 2026 and had $80.5 million of 5.50% unsecured notes due 2028 and $74.8 million of 7.75% unsecured notes due 2030 outstanding. It also raised approximately $34.8 million of net capital by selling 15,910,780 common shares through an at-the-market program.
During the year ended December 31, 2025, Oxford Square purchased approximately $92.1 million of new investments and, by fair value, its portfolio was 58.5% in senior secured notes, 37.8% in CLO equity, and 3.7% in equity and other holdings. The ten largest positions represented 48.3% of portfolio fair value and are concentrated in structured finance, business services, software, telecommunications and industrials.
Oxford Square Capital Corp. reported full-year 2025 results and declared new monthly common stock distributions. For 2025, total investment income was
Net asset value per share fell to
Nasdaq Stock Market LLC filed a Form 25 notifying the SEC of the removal of Oxford Square Capital Corp. (ticker OXSQZ, Commission File No. 000-50398) from Nasdaq listing and/or registration under the Securities Exchange Act of 1934. The filing references compliance with the withdrawal provisions of 17 CFR 240.12d2-2 and indicates the withdrawal is being processed under the Exchange’s and issuer’s rules. The notice is procedural and does not include financial results, transaction details, or dates for the effective removal.
Oxford Square Capital Corp. reported the results of its Annual Meeting of Stockholders held on August 20, 2025. Stockholders elected Barry A. Osherow as director for a three-year term ending at the 2028 annual meeting, with 15,651,247 votes for and 5,088,965 withheld, and 25,443,974 broker non-votes. Stockholders also ratified PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025, with 42,458,441 votes for, 2,871,599 against, and 854,146 abstentions. A quorum was present, with 76,027,372 shares entitled to vote as of the June 25, 2025 record date.
Oxford Square Capital Corp. disclosed that it has elected to redeem $24,790,750 in aggregate principal amount of its 6.25% Notes due 2026 (traded as OXSQZ). The company expects to redeem all issued and outstanding notes on September 19, 2025, after which this note issue will be delisted from the NASDAQ Global Select Market.
Holders will receive a redemption price of $25 per note, plus accrued and unpaid interest from July 31, 2025 to, but not including, the redemption date. The report specifies that it does not itself constitute the formal notice of redemption, which will be provided to noteholders by the trustee in accordance with the indenture.
Oxford Square Capital Corp. (NASDAQ: OXSQZ) has announced a partial redemption of its 6.25% Notes due 2026. On 18 June 2025 the company instructed U.S. Bank Trust Company, N.A. to redeem $10 million in aggregate principal value—approximately 29% of the $34.8 million currently outstanding—on 18 July 2025. Holders will receive the contractual redemption price of $25 per note plus accrued interest from 30 April 2025 up to, but not including, the redemption date.
The transaction will immediately reduce the company’s fixed-rate debt obligation bearing a 6.25% coupon, thereby lowering annual interest expense on the redeemed portion by roughly $0.6 million before tax. The early repayment also eliminates refinancing risk for the redeemed tranche and modestly improves leverage metrics, signalling management’s focus on balance-sheet optimisation.
Investors should note that this Form 8-K serves only as disclosure of the redemption decision; the official notice to noteholders will be distributed by the trustee in accordance with the indenture. No changes were announced for Oxford Square’s common stock or its 5.50% Notes due 2028, and no financial performance data accompanied the filing.