Occidental Petroleum (OXY) director awarded 3,734 shares, 1,223 withheld for taxes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Occidental Petroleum director Vicky A. Bailey reported routine equity compensation activity. She received a grant of 3,734 shares of Occidental common stock as an award under the company’s Amended and Restated 2015 Long-Term Incentive Plan. To cover related tax withholding obligations, 1,223 shares were withheld at a reference price of $60.27 per share. After these non-market transactions, she directly holds 16,713 shares of Occidental common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider BAILEY VICKY A

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,734	$0.00	--
Tax Withholding	Common Stock	1,223	$60.27	$74K

Holdings After Transaction: Common Stock — 16,713 shares (Direct, null)

Footnotes (1)

Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Represents shares of common stock withheld to satisfy tax withholding obligations.

Key Figures

Stock award: 3,734 shares Tax-withheld shares: 1,223 shares Reference price for withholding: $60.27 per share +2 more

5 metrics

Stock award 3,734 shares Common stock granted as award to director

Tax-withheld shares 1,223 shares Shares withheld to satisfy tax obligations

Reference price for withholding $60.27 per share Value used for tax-withholding shares

Shares after award 16,713 shares Director’s direct holdings following transactions

Shares after withholding 15,490 shares Direct holdings immediately after tax-withholding disposition

Key Terms

Long-Term Incentive Plan, tax withholding obligations, grant/award acquisition, tax-withholding disposition

4 terms

Long-Term Incentive Plan financial

"Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan."

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

tax withholding obligations financial

"Represents shares of common stock withheld to satisfy tax withholding obligations."

grant/award acquisition financial

"transaction_action": "grant/award acquisition""

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Form 4 Insider Transactions: What Each Field Means →

05/06/2026 - 07:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BAILEY VICKY A

(Last)

(First)

(Middle)

OCCIDENTAL PETROLEUM CORPORATION

5 GREENWAY PLAZA, SUITE 110

(Street)

HOUSTON,

TEXAS

77046

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [ OXY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/04/2026		A⁽¹⁾		3,734	A	$0	16,713	D
Common Stock	05/04/2026		F⁽²⁾		1,223	D	$60.27	15,490	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

2. Represents shares of common stock withheld to satisfy tax withholding obligations.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney

	/s/ Brittany A. Smith, Attorney-in-Fact for Vicky A. Bailey	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Occidental Petroleum (OXY) disclose in this Form 4 for Vicky A. Bailey?

Occidental Petroleum reported that director Vicky A. Bailey received a stock award of 3,734 common shares. In the same filing, 1,223 shares were withheld to satisfy tax obligations, leaving her with 16,713 directly owned shares after these routine compensation-related transactions.

How many Occidental Petroleum (OXY) shares were granted to Vicky A. Bailey?

Vicky A. Bailey was granted 3,734 shares of Occidental Petroleum common stock. The filing states this was an award under Occidental’s Amended and Restated 2015 Long-Term Incentive Plan, representing equity-based compensation rather than an open-market purchase of shares.

Why were 1,223 Occidental Petroleum (OXY) shares withheld in this Form 4?

The filing notes that 1,223 shares of Occidental Petroleum common stock were withheld to satisfy tax withholding obligations. This reflects a standard mechanism where a portion of an equity award is retained by the issuer to cover associated income tax liabilities.

How many Occidental Petroleum (OXY) shares does Vicky A. Bailey hold after these transactions?

After the reported award and tax withholding, Vicky A. Bailey directly holds 16,713 shares of Occidental Petroleum common stock. This total reflects her updated direct ownership position following the grant of 3,734 shares and the withholding of 1,223 shares for taxes.

Was this Occidental Petroleum (OXY) Form 4 an open-market stock purchase or sale?

No, the Form 4 shows compensation-related transactions, not open-market trades. Bailey received 3,734 shares as a stock award and had 1,223 shares withheld for taxes, which the filing classifies as a tax-withholding disposition rather than a voluntary sale in the market.

Under which plan did Vicky A. Bailey receive her Occidental Petroleum (OXY) stock award?

The award was made under Occidental Petroleum Corporation’s Amended and Restated 2015 Long-Term Incentive Plan. According to the filing, Bailey received 3,734 common shares as part of this equity incentive program, which the company uses to deliver stock-based compensation to eligible participants.