STOCK TITAN

Occidental (NYSE: OXY) director logs stock grant and tax withholding in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Occidental Petroleum director Andrew Gould reported routine equity compensation activity. He received 4,978 shares of common stock as a grant under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan, and 1,494 shares were withheld to satisfy tax withholding obligations. After these transactions, he directly holds 47,828 common shares.

Positive

  • None.

Negative

  • None.
Insider GOULD ANDREW
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,978 $0.00 --
Tax Withholding Common Stock 1,494 $60.27 $90K
Holdings After Transaction: Common Stock — 47,828 shares (Direct, null)
Footnotes (1)
  1. Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Represents shares of common stock withheld to satisfy tax withholding obligations.
Equity award 4,978 shares Grant of common stock under 2015 Long-Term Incentive Plan
Tax withholding shares 1,494 shares Shares withheld to satisfy tax withholding obligations
Tax withholding reference price $60.27 per share Price per share for withheld shares in tax-withholding disposition
Shares after tax withholding 46,334 shares Direct holdings after tax-withholding disposition transaction
Shares after award 47,828 shares Direct holdings after receiving 4,978-share award
Tax-withholding total shares 1,494 shares Summarized in transactionSummary as tax withholding shares
Long-Term Incentive Plan financial
"Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan"
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
tax withholding obligations financial
"Represents shares of common stock withheld to satisfy tax withholding obligations"
grant/award acquisition financial
"transaction_action: grant/award acquisition; transaction_code_description: Grant, award, or other acquisition"
tax-withholding disposition financial
"transaction_action: tax-withholding disposition; transaction_code_description: Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
non-derivative financial
"transaction_type: non-derivative for both common stock transactions"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOULD ANDREW

(Last)(First)(Middle)
OCCIDENTAL PETROLEUM CORPORATION
5 GREENWAY PLAZA, STE. 110

(Street)
HOUSTON, TEXAS 77046

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [ OXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/04/2026A(1)4,978A$047,828D
Common Stock05/04/2026F(2)1,494D$60.2746,334D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.
2. Represents shares of common stock withheld to satisfy tax withholding obligations.
Remarks:
/s/ Brittany A. Smith, Attorney-in-Fact for Andrew Gould05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did OXY director Andrew Gould report in this Form 4 filing?

Andrew Gould reported a routine equity compensation transaction. He received 4,978 shares of Occidental Petroleum common stock as an award, and 1,494 shares were withheld to cover tax obligations, leaving him with 47,828 shares directly owned after the transactions.

Was there an open-market buy or sell by Andrew Gould in OXY stock?

No open-market buy or sell occurred. The Form 4 shows an award of 4,978 common shares and a related tax-withholding disposition of 1,494 shares, both non-derivative transactions tied to compensation, not discretionary trades in the open market.

How many Occidental Petroleum (OXY) shares does Andrew Gould hold after this Form 4?

After the reported transactions, Andrew Gould directly holds 47,828 shares of Occidental Petroleum common stock. This figure reflects the net result of receiving 4,978 awarded shares and 1,494 shares withheld to satisfy associated tax withholding obligations under the company’s long-term incentive plan.

What is the nature of the 4,978 OXY shares reported as acquired?

The 4,978 shares were awarded as common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. This represents a compensation-related grant to director Andrew Gould, recorded at a transaction price per share of zero dollars in the Form 4.

Why were 1,494 Occidental Petroleum shares disposed of in this Form 4?

The 1,494 shares were withheld to satisfy tax withholding obligations related to the equity award. The filing classifies this as a tax-withholding disposition, not an open-market sale, with a transaction price per share shown as $60.27 for the withheld shares.