STOCK TITAN

Palisade Bio (PALI) director adds 45,000 shares through July open-market buys

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

PALISADE BIO, INC. director Robert Baltera Jr. reported two open-market purchases of Common Stock. He bought 20,000 shares on July 8, 2026 at a weighted average price of $1.9899 per share, and 25,000 shares on July 9, 2026 at a weighted average price of $1.9560 per share. Following these transactions, he directly holds 461,904 shares. Each daily price is a weighted average of multiple trades within the stated intraday price ranges.

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Insights

Director increased direct ownership through two open-market stock purchases.

Director Robert Baltera Jr. executed two open-market purchases of PALISADE BIO common stock, acquiring a total of 45,000 shares across July 8–9, 2026. The trades were made at weighted average prices of $1.9899 and $1.9560 per share, based on multiple executions within disclosed intraday ranges.

After these transactions, Baltera directly holds 461,904 shares of common stock. The filing shows only net purchases, with no concurrent sales or derivative exercises, and there is no indication that the trades were executed under a Rule 10b5-1 trading plan in the provided text.

Insider Baltera Robert Jr.
Role null
Bought 45,000 shs ($89K)
Type Security Shares Price Value
Purchase Common Stock 25,000 $1.956 $49K
Purchase Common Stock 20,000 $1.9899 $40K
Holdings After Transaction: Common Stock — 461,904 shares (Direct, null)
Footnotes (1)
  1. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.98 to $2.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.9298 to $1.98. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Shares purchased July 8, 2026 20,000 shares Open-market purchase of Common Stock at weighted average price
Price per share July 8, 2026 $1.9899 Weighted average purchase price for 20,000 shares
Shares purchased July 9, 2026 25,000 shares Open-market purchase of Common Stock at weighted average price
Price per share July 9, 2026 $1.9560 Weighted average purchase price for 25,000 shares
Shares held after transactions 461,904 shares Director’s direct ownership of Palisade Bio Common Stock after reported trades
open-market purchase financial
"transaction_action is described as an open-market purchase of Common Stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficial ownership financial
"full information regarding the number of shares purchased at each separate price"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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FAQ

What insider activity did PALISADE BIO (PALI) report for Robert Baltera Jr.?

PALISADE BIO reported that director Robert Baltera Jr. made two open-market purchases of Common Stock on July 8 and 9, 2026, totaling 45,000 shares acquired directly.

How many PALISADE BIO (PALI) shares did Robert Baltera Jr. buy and at what prices?

Robert Baltera Jr. bought 20,000 shares at a weighted average price of $1.9899 on July 8, 2026, and 25,000 shares at a weighted average price of $1.9560 on July 9, 2026.

What is Robert Baltera Jr.’s PALISADE BIO (PALI) shareholding after these transactions?

Following the reported purchases, director Robert Baltera Jr. directly holds 461,904 shares of PALISADE BIO Common Stock, as disclosed in the Form 4 filing.

Were the PALISADE BIO (PALI) insider purchases by Robert Baltera Jr. open-market transactions?

Yes. Both transactions reported for July 8 and 9, 2026 are coded “P” and described as open-market purchases of PALISADE BIO Common Stock.

How are the reported prices for Robert Baltera Jr.’s PALISADE BIO (PALI) trades calculated?

The prices $1.9899 and $1.9560 per share are weighted average prices, based on multiple trades within intraday ranges disclosed in the Form 4 footnotes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baltera Robert Jr.

(Last)(First)(Middle)
C/O PALISADE BIO, INC.
4600 SOUTH SYRACUSE STREET, SUITE 900

(Street)
DENVER COLORADO 80237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PALISADE BIO, INC. [ PALI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/08/2026P20,000A$1.9899(1)436,904D
Common Stock07/09/2026P25,000A$1.956(2)461,904D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.98 to $2.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
2. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.9298 to $1.98. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Ryker Willie, Attorney-in-Fact for Robert Baltera Jr.07/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)