Pathfinder Bancorp director exercises stock options

Pathfinder Bancorp, Inc. director Melanie Littlejohn exercised stock options to acquire 8,787 shares of Common Stock at $11.35 per share and 7,913 shares at $13.4805 per share on May 4, 2026.

Rhea-AI Filing Summary

Pathfinder Bancorp, Inc. director Melanie Littlejohn exercised stock options to acquire 8,787 shares of Common Stock at $11.35 per share and 7,913 shares at $13.4805 per share on May 4, 2026. Following these transactions, she holds 4,389 shares of Pathfinder Bancorp common stock directly.

Insider Trade Summary

8,787 shares exercised/converted

Exercise 3 txns

Insider Littlejohn Melanie

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Options	8,787	$0.00	$0.00
Exercise	Common Stock	8,787	$11.35	$100K
Exercise	Common Stock	7,913	$13.4805	$107K

Holdings After Transaction: Stock Options — 0 contracts (Direct); Common Stock — 4,389 shares (Direct)

Key Figures

Option exercise shares: 8,787 shares Second exercise shares: 7,913 shares Exercise price: $11.35 per share +2 more

5 metrics

Option exercise shares 8,787 shares Common Stock acquired via option exercise on May 4, 2026

Second exercise shares 7,913 shares Common Stock acquired via option exercise on May 4, 2026

Exercise price $11.35 per share Exercise price for 8,787-share option

Exercise price $13.4805 per share Exercise price for 7,913-share option

Post-transaction holdings 12,302 shares Common Stock directly held after transactions

Key Terms

Common Stock, Stock Options, derivative security

3 terms

Common Stock financial

"security_title: "Common Stock" in multiple transactions"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Stock Options financial

"security_title: "Stock Options" for derivative transaction"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

derivative security financial

"transaction_code_description: "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did PBHC director Melanie Littlejohn report?

Director Melanie Littlejohn reported exercising stock options to acquire Pathfinder Bancorp (PBHC) common shares. On May 4, 2026, she converted options into common stock through two derivative exercises, increasing her directly held ownership position in the company’s shares.

How many Pathfinder Bancorp (PBHC) shares did Melanie Littlejohn acquire?

Melanie Littlejohn acquired 8,787 Pathfinder Bancorp (PBHC) common shares in one exercise and 7,913 shares in another. Both transactions occurred on May 4, 2026, reflecting option exercises rather than open-market purchases, and increased her directly held common stock position.

What exercise prices applied to Melanie Littlejohn’s PBHC stock option exercises?

Melanie Littlejohn exercised Pathfinder Bancorp (PBHC) stock options for 8,787 shares at $11.35 per share and 7,913 shares at $13.4805 per share. These prices represent the option exercise prices used to convert derivative securities into PBHC common stock on May 4, 2026.

How many Pathfinder Bancorp (PBHC) shares does Melanie Littlejohn hold after these transactions?

After the reported transactions, Melanie Littlejohn directly holds 12,302 shares of Pathfinder Bancorp (PBHC) common stock. This post-transaction figure reflects her updated ownership position following the May 4, 2026 stock option exercises disclosed in the insider filing.

Were Melanie Littlejohn’s PBHC transactions open-market buys or option exercises?

The Pathfinder Bancorp (PBHC) transactions were stock option exercises, not open-market purchases. They are coded as derivative security exercises, meaning she converted previously granted options into common shares rather than buying shares directly on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/06/2026 - 04:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Littlejohn Melanie

(Last) (First) (Middle)

214 WEST FIRST STREET

(Street)

OSWEGO NEW YORK 13126

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pathfinder Bancorp, Inc. [ PBHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/04/2026		M		8,787	A	$11.35	12,302	D
Common Stock	05/04/2026		M		7,913	D	$13.4805	4,389	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$11.35	05/04/2026		M			8,787	05/06/2017	05/06/2026	Common Stock	8,787	$0	0	D

Explanation of Responses:

	/s/ James A. Dowd as POA for Melanie Littlejohn	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)