PureCycle CFO surrenders shares for tax withholding

PureCycle Technologies, Inc. Chief Financial Officer Donald Carpenter reported a tax-related share withholding.

Rhea-AI Filing Summary

PureCycle Technologies, Inc. Chief Financial Officer Donald Carpenter reported a tax-related share withholding. On 2026-03-22, 1,356 shares of common stock were surrendered at $5.79 per share to cover tax liability from vesting under the 2021 Equity and Incentive Compensation Plan. Carpenter directly holds 135,539 shares after this transaction.

Insider Trade Summary

Tax Withholding: 1,356 shares

Tax Withholding 1 txn

Insider Carpenter Donald

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	1,356	$5.79	$8K

Holdings After Transaction: Common Stock — 135,539 shares (Direct)

Footnotes (1)

1. F1. Represents shares surrendered by the Reporting Person to cover tax liability associated with the vesting of a grant to the Reporting Person pursuant to the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan.

Key Figures

Shares surrendered for taxes: 1,356 shares Per-share value: $5.79 per share Shares held after transaction: 135,539 shares

3 metrics

Shares surrendered for taxes 1,356 shares Common stock surrendered on 2026-03-22 to cover tax liability

Per-share value $5.79 per share Value used for the tax-withholding disposition of 1,356 shares

Shares held after transaction 135,539 shares Direct common stock holdings of CFO after tax-withholding disposition

Key Terms

Payment of tax liability by delivering or withholding securities, Equity and Incentive Compensation Plan, tax-withholding disposition

3 terms

Payment of tax liability by delivering or withholding securities financial

"transaction code description: Payment of tax liability by delivering or withholding securities"

Equity and Incentive Compensation Plan financial

"vesting of a grant to the Reporting Person pursuant to the 2021 Equity and Incentive Compensation Plan"

tax-withholding disposition financial

"transaction_action: tax-withholding disposition"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PureCycle Technologies (PCT) report for its CFO?

PureCycle’s CFO Donald Carpenter surrendered 1,356 common shares on 2026-03-22 at $5.79 per share. The shares were withheld to cover tax from vesting of an equity award under the 2021 Equity and Incentive Compensation Plan.

Was the PureCycle Technologies (PCT) CFO’s share transaction an open-market sale?

No. The 1,356 shares were surrendered to cover tax liability on a vesting equity grant, not sold in the open market. This represents a tax-withholding disposition rather than a discretionary share sale.

How many PureCycle Technologies (PCT) shares does the CFO hold after the transaction?

After the tax-withholding disposition, CFO Donald Carpenter directly holds 135,539 common shares of PureCycle Technologies. This figure reflects his position immediately following the surrender of 1,356 shares for tax purposes.

At what price were the surrendered PureCycle Technologies (PCT) shares valued?

The 1,356 surrendered shares were valued at $5.79 per share. This per-share figure is used in reporting the tax-withholding disposition related to the vesting of an equity incentive grant to the CFO.

Was the PureCycle Technologies (PCT) CFO’s transaction under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox was not marked, so this tax-withholding disposition was not affirmed as executed under a Rule 10b5-1 trading plan, but instead reflects automatic tax coverage on vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 07/23/2026 - 06:51 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carpenter Donald

(Last) (First) (Middle)

20 N. ORANGE AVENUE

SUITE 106

(Street)

ORLANDO FLORIDA 32801

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PureCycle Technologies, Inc. [ PCT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/22/2026		F		1,356(1)	D	$5.79	135,539	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares surrendered by the Reporting Person to cover tax liability associated with the vesting of a grant to the Reporting Person pursuant to the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan.

	Brad S. Kalter as attorney-in-fact for Donald Carpenter	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)