STOCK TITAN
  1. Home
  2. Sec-filings
  3. PDLB
  4. [Form 4] Ponce Financial Group, Inc. Insider Trading Activity

Ponce Financial Group (PDLB) CFO receives new stock and option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ponce Financial Group, Inc. Chief Financial Officer Sergio Javier Vaccaro reported new equity awards in the company. On January 22, 2026, he received 10,000 shares of common stock in the form of restricted stock units granted at $0, which vest 20% per year starting January 22, 2027.

He was also granted 10,000 non-premium stock options with an exercise price of $16.88, vesting 20% annually beginning January 22, 2027, along with five tranches of premium stock options of 2,000 shares each at exercise prices of $18.57, $18.91, $19.24, $19.58 and $19.92, vesting annually from 2027 through 2031. After these awards, he directly beneficially owns 60,000 shares of common stock, which include 21,000 previously awarded restricted stock units vesting between December 4, 2026 and December 4, 2028 and 5,000 restricted stock units vesting 20% per year starting February 4, 2026, plus 2,660 shares held indirectly through an ESOP.

Positive

  • None.

Negative

  • None.
Insider Vaccaro Sergio Javier
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Non-Premium Stock Options 10,000 $16.88 $169K
Grant/Award Premium Stock Options 2,000 $18.57 $37K
Grant/Award Premium Stock Options 2,000 $18.91 $38K
Grant/Award Premium Stock Option 2,000 $19.24 $38K
Grant/Award Premium Stock Optins 2,000 $19.58 $39K
Grant/Award Premium Stock Options 2,000 $19.92 $40K
Grant/Award Common Stock 10,000 $0.00 --
holding Premium Stock Options -- -- --
holding Premium Stock Options -- -- --
holding Premium Stock Options -- -- --
holding Premium Stock Options -- -- --
holding Premium Stock Options -- -- --
holding Non-Premium Stock Options -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Non-Premium Stock Options — 10,000 shares (Direct); Premium Stock Options — 2,000 shares (Direct); Premium Stock Option — 2,000 shares (Direct); Premium Stock Optins — 2,000 shares (Direct); Common Stock — 60,000 shares (Direct); Common Stock — 2,660 shares (Indirect, By ESOP)
Footnotes (1)
  1. Shares of restricted stock units vest annually at a rate of 20% per year commencing on January 22, 2027 and were granted for no consideration. Includes 21,000 shares of previously awarded restricted stock units, of which 7,000 shares vest on December 4, 2026, 7,000 shares vest on December 4, 2027 and 7,000 shares vest on December 4, 2028 Includes 5,000 shares of restricted stock units vest annually at a rate of 20% per year commencing on February 4, 2026 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report Non-Premium stock options vest annually at a rate of 20% commencing on January 22, 2027 Non-Premium Stock Options vest annually at a rate of 20% per year commencing on February 4, 2026
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vaccaro Sergio Javier
(Last) (First) (Middle)
2244 WESTCHESTER AVENUE
(Street)
BRONX NY 10462
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ponce Financial Group, Inc. [ PDLB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/22/2026 A 10,000(1) A $0 60,000(2)(3) D
Common Stock 2,660(4) I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Premium Stock Options $11.08 12/07/2028 12/06/2033 Common Stock 3,000 3,000 D
Premium Stock Options $10.33 12/07/2024 12/06/2033 common stock 3,000 3,000 D
Premium Stock Options $10.52 12/07/2025 12/06/2033 Common Stock 3,000 3,000 D
Premium Stock Options $10.7 12/07/2026 12/06/2033 Common Stcok 3,000 3,000 D
Premium Stock Options $10.89 12/07/2027 12/06/2033 Common Stock 3,000 3,000 D
Non-Premium Stock Options $16.88 01/22/2026 A 10,000(5) 01/22/2027 01/21/2036 Common Stock 10,000 $16.88 10,000 D
Non-Premium Stock Options $13.31 02/04/2026 02/03/2035 Common Stock 20,000(6) 20,000 D
Premium Stock Options $18.57 01/22/2026 A 2,000 01/22/2027 01/21/2036 Common Stock 2,000 $18.57 2,000 D
Premium Stock Options $18.91 01/22/2026 A 2,000 01/22/2028 01/21/2036 Common Stock 2,000 $18.91 2,000 D
Premium Stock Option $19.24 01/22/2026 A 2,000 01/22/2029 01/21/2036 Common Stock 2,000 $19.24 2,000 D
Premium Stock Optins $19.58 01/22/2026 A 2,000 01/22/2030 01/21/2036 Common Stock 2,000 $19.58 2,000 D
Premium Stock Options $19.92 01/22/2026 A 2,000 01/22/2031 01/21/2036 Common Stock 2,000 $19.92 2,000 D
Explanation of Responses:
1. Shares of restricted stock units vest annually at a rate of 20% per year commencing on January 22, 2027 and were granted for no consideration.
2. Includes 21,000 shares of previously awarded restricted stock units, of which 7,000 shares vest on December 4, 2026, 7,000 shares vest on December 4, 2027 and 7,000 shares vest on December 4, 2028
3. Includes 5,000 shares of restricted stock units vest annually at a rate of 20% per year commencing on February 4, 2026
4. Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
5. Non-Premium stock options vest annually at a rate of 20% commencing on January 22, 2027
6. Non-Premium Stock Options vest annually at a rate of 20% per year commencing on February 4, 2026
/s/Megan Foscaldi, as attorney in fact 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did PDLB report for its CFO on January 22, 2026?

Ponce Financial Group, Inc. reported that Chief Financial Officer Sergio Javier Vaccaro was granted 10,000 shares of common stock as restricted stock units and multiple new stock option awards on January 22, 2026.

How many restricted stock units did PDLBs CFO receive and how do they vest?

The CFO received 10,000 restricted stock units that vest at 20% per year starting on January 22, 2027. Footnotes also state this grant was made for no cash consideration.

What new stock options were granted to the PDLB CFO and at what exercise prices?

He was granted 10,000 non-premium stock options with an exercise price of $16.88 and five tranches of premium stock options of 2,000 shares each at exercise prices of $18.57, $18.91, $19.24, $19.58 and $19.92, all reported on January 22, 2026.

When do the newly granted PDLB stock options to the CFO vest and expire?

The non-premium stock options vest 20% annually starting January 22, 2027 and are exercisable until January 21, 2036. The new premium stock option tranches each vest annually between January 22, 2027 and January 22, 2031, with the same expiration date of January 21, 2036.

How many PDLB common shares does the CFO beneficially own after these grants?

Following the reported transactions, the CFO directly beneficially owns 60,000 shares of common stock, and indirectly holds an additional 2,660 shares through an ESOP, as of the Form 4 report.

What previously awarded restricted stock units are included in the PDLB CFOs holdings?

His 60,000 directly owned common shares include 21,000 previously awarded restricted stock units that vest in 7,000-share increments on December 4, 2026, December 4, 2027 and December 4, 2028, and 5,000 restricted stock units vesting 20% per year starting February 4, 2026.