Ponce Financial (NASDAQ: PDLB) COO receives new stock and option grants
Rhea-AI Filing Summary
Ponce Financial Group, Inc. Chief Operating Officer Luis Gerardo Gonzalez Jr. reported new equity awards dated January 22, 2026. He received 5,000 shares of common stock in the form of restricted stock units that were granted for no cash consideration and are scheduled to vest in five equal annual installments of 20% starting on January 22, 2027. Following this award, he directly reports beneficial ownership of 30,252 shares of common stock, plus 2,919 shares held indirectly through the ESOP.
On the same date he was granted 2,500 stock options with an exercise price of $16.88 per share, vesting 20% annually beginning January 22, 2027. He also holds multiple tranches of previously granted premium stock options with exercise prices between $10.33 and $19.92 and non‑premium stock options covering 20,000 shares, which vest 20% annually beginning February 4, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock options | 2,500 | $16.88 | $42K |
| Grant/Award | Premium Stock Option | 500 | $18.57 | $9K |
| Grant/Award | Premium Stock Options | 500 | $18.91 | $9K |
| Grant/Award | Premium Stock Options | 500 | $19.24 | $10K |
| Grant/Award | Premium Stock Options | 500 | $19.58 | $10K |
| Grant/Award | Premium Stock Options | 500 | $19.92 | $10K |
| Grant/Award | Common Stock | 5,000 | $0.00 | -- |
| holding | Premium Stock Options | -- | -- | -- |
| holding | Premium Stock Options | -- | -- | -- |
| holding | Premium Stock Options | -- | -- | -- |
| holding | Premium Stock Options | -- | -- | -- |
| holding | Pemium Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Non-Premium Stock Options | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Shares of restricted stock units vest annually at a rate of 20% per year commencing on January 22 2027 and were granted for no consideration. Includes 11,000 shares of previously awarded restricted stock units, of which 3,666 shares vest on December 4, 2026, 3,667 shares vest on December 4, 2027 and 3,667 vest on December 4, 2028. Includes 5,000 shares of previously awarded restricted stock units that vest annually at a rate of 20% per year commencing on February 4, 2026. Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report Stock options vest annually at a rate of 20% commencing on January 22, 2027 Stock Options vest annually at a rate of 20% per year commencing on April 1, 2023. Non-Premium Stock Options vest annually at a rate of 20% per year commencing on February 4, 2026
FAQ
What did PDLB’s COO report in this Form 4 filing?
The filing shows that Chief Operating Officer Luis Gerardo Gonzalez Jr. received new equity compensation on January 22, 2026, including restricted stock units and stock options in Ponce Financial Group, Inc. common stock.
How do the COO’s new restricted stock units in PDLB vest?
The footnotes state that the 5,000 restricted stock units vest at a rate of 20% per year starting on January 22, 2027, resulting in five annual vesting installments.
What stock options in PDLB were newly granted to the COO?
He received 2,500 stock options with an exercise price of $16.88 per share, plus several 500‑share premium stock option tranches with exercise prices ranging from $18.57 to $19.92, each tied to future vesting and expiration dates.
What is the COO’s reported PDLB common stock ownership after these grants?
After the reported transactions, he reports beneficial ownership of 30,252 shares of common stock directly and 2,919 shares indirectly through the ESOP.
What other PDLB option holdings does the COO report?
He reports multiple premium stock option tranches with exercise prices from $10.33 to $19.92, and 20,000 non‑premium stock options that vest 20% annually beginning February 4, 2026.