[144] Palladyne AI Corp Warrants SEC Filing

Rhea-AI Filing Summary

Palladyne AI Corp. Form 144 discloses a proposed sale of 6,406 common shares that vested as restricted share units on 08/21/2025. The filing lists Muriel Siebert & Co., LLC as the broker and shows an aggregate market value of $47,515.22 for the shares to be sold against 41,948,874 shares outstanding, with the securities listed on NASDAQ.

The acquisition line confirms the shares arose from equity compensation (restricted share units vesting) and the same date (08/21/2025) is shown for acquisition and proposed sale. The filing also records a prior sale by the same person on 05/20/2025 of 6,772 shares for $49,046.89. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information.

Positive

• Disclosure completeness: The filing provides acquisition date, nature of acquisition (RSU vesting), broker, and aggregate market value as required.
• Brokered sale: The use of an identifiable broker (Muriel Siebert & Co., LLC) indicates an orderly execution channel for the sale.

Negative

• Insider selling activity: The filing shows insider sales (6,406 shares proposed and 6,772 shares sold on 05/20/2025), which investors may note though amounts are small.
• Same-day acquisition and sale: The acquisition and proposed sale dates are both 08/21/2025, which may merit investor attention to the timing of RSU vesting and liquidity.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for vested RSUs; procedural compliance appears intact.

The filing documents a proposed sale under Rule 144 of shares that were acquired via restricted share unit vesting on the same date as the intended sale, and identifies the executing broker. It includes the required representation about material non-public information and lists a recent prior sale in May 2025, indicating ongoing insider sales activity. From a compliance perspective, the filing contains the standard elements Rule 144 requires: acquisition details, amount, broker, and an assertion regarding undisclosed material information.

Equity Research Associate

TL;DR: Small insider sale relative to outstanding shares; impact on cap structure is immaterial.

The proposed sale of 6,406 shares has an aggregate value of $47,515.22 versus 41,948,874 shares outstanding, representing a negligible fraction of the float. The source of the shares is equity compensation (RSU vesting) rather than open-market purchases, and a prior sale of 6,772 shares for $49,046.89 is disclosed. These figures suggest routine liquidity actions by the holder rather than a material change to capitalization or ownership.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Muriel Siebert & Co., LLC 653 Collins Ave Miami Beach FL 33139	6406	47515.22	41948874	08/21/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/21/2025	Restricted Share Units Vesting - See Remarks	Palladyne AI Corp.			6406	08/21/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KRISTI MARTINDALE C/O PALLADYNE AI CORP. 650 SOUTH 500 WEST, SUITE 150 SALT LAKE CITY UT 84101	Common Stock	05/20/2025	6772	49046.89

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Palladyne AI Corp (PDYNW) Form 144 disclose?

The Form 144 discloses a proposed sale of 6,406 common shares acquired via restricted share unit vesting on 08/21/2025, with an aggregate market value of $47,515.22.

Who is the broker handling the proposed sale in the PDYNW filing?

The filing names Muriel Siebert & Co., LLC, 653 Collins Ave, Miami Beach, FL 33139 as the broker for the proposed sale.

How many shares outstanding does Palladyne AI report in the Form 144?

The Form 144 reports 41,948,874 shares outstanding.

Did the filer sell other Palladyne AI shares recently?

Yes. The filing discloses a prior sale on 05/20/2025 of 6,772 shares for gross proceeds of $49,046.89.

What is the stated reason for the acquisition of the shares to be sold?

The shares were acquired as equity compensation through restricted share units vesting.