PEN insider files Form 144 to sell 186 shares acquired as award

Rhea-AI Filing Summary

Penumbra, Inc. notice reports a proposed sale of 186 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $50,627.34. The shares represent stock awards acquired from Penumbra, Inc. on 03/31/2025. The filing states the approximate date of sale as 09/02/2025 and identifies the NYSE as the exchange. The filer reports 38,999,129 shares outstanding for the class, and indicates no other sales by the person in the past three months.

Insights

Securities Analyst

TL;DR: Routine Form 144 notice for a small award sale; immaterial versus total outstanding shares.

The filing documents a planned disposition of 186 shares received as a stock award, to be executed through Fidelity on the NYSE. The aggregate value reported is $50,627.34, against 38,999,129 shares outstanding, indicating the sale is immaterial to overall capitalization and is consistent with routine insider liquidity following a stock award. No other sales in the prior three months are reported, and the acquisition and reported payment date are the same (03/31/2025), with payment described as N/A, reflecting an awarded grant rather than a cash purchase.

Corporate Governance Expert

TL;DR: Disclosure aligns with standard Rule 144 procedures; representation about material nonpublic information is included.

The filer confirms the representation required by the form that they are unaware of undisclosed material adverse information. The notice lists the broker, planned sale date, and the nature of acquisition as a stock award from the issuer, which satisfies transparency expectations for insider transactions. No indications of accelerated or unusual selling activity are present in this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	186	50627.34	38999129	09/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/31/2025	Stock Award	Penumbra, Inc.			186	03/31/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Penumbra (PEN) Form 144 disclose?

The Form 144 discloses a proposed sale of 186 shares of common stock acquired as a stock award from Penumbra, with an aggregate market value of $50,627.34.

When is the approximate sale date listed on the PEN Form 144?

The approximate sale date is listed as 09/02/2025.

Through which broker will the PEN shares be sold?

The filing names Fidelity Brokerage Services LLC at 245 Summer Street, Boston, MA as the broker for the sale.

How many PEN shares outstanding does the filing report?

The filing reports 38,999,129 shares outstanding for the class referenced.

Were there any PEN shares sold by this person in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months by the person.