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PETV CEO John Lai reports 75,000-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PetVivo Holdings (PETV) reported an insider transaction on a Form 4. CEO and Director John Lai acquired 75,000 shares of common stock on 10/23/2025 at $1.27 per share. The filing states the shares were a grant of restricted common stock to a corporation he owns, as compensation for past performance by converting a past accrued bonus into common stock.

After the transaction, Lai beneficially owned 2,095,710 shares, held indirectly through the corporation.

Positive

  • None.

Negative

  • None.

Insights

Routine insider grant via bonus-to-stock conversion; neutral.

PetVivo disclosed that CEO John Lai received 75,000 restricted shares at $1.27 on 10/23/2025. The note explains this represents a conversion of a past accrued bonus into common stock, issued to a corporation he owns.

The filing lists total beneficial ownership at 2,095,710 shares held indirectly. This is a standard equity compensation event and does not itself indicate operational or financial changes.

The impact depends on broader share base and future disclosures of compensation structure; the excerpt provides the grant details and indirect holding, without additional performance or capital information.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lai John

(Last) (First) (Middle)
5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)
EDINA, MN 55439

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/23/2025 A 75,000(1) A $1.27 2,095,710 I By Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock.
/s/ John Lai 10/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PetVivo (PETV) disclose in this Form 4?

CEO John Lai acquired 75,000 shares of common stock on 10/23/2025 at $1.27 per share.

How were the 75,000 PETV shares awarded?

They were a grant of restricted common stock issued by converting a past accrued bonus into shares.

What is John Lai’s total beneficial ownership after the transaction?

He beneficially owned 2,095,710 shares following the transaction.

Is the PETV ownership direct or indirect?

Ownership is indirect, held by a corporation owned by John Lai.

What was the transaction price for the acquired PETV shares?

The reported price was $1.27 per share.

What role does John Lai hold at PetVivo (PETV)?

He is the Chief Executive Officer and a Director.
Petvivo Hldgs Inc

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United States
Edina