PetVivo holder buys 58,602 shares around $0.68

PetVivo Holdings, Inc. (PETV) reported that A.L.

Available on EDGAR 09/15/2026 - 04:04 PM EDT Accepted by SEC EDGAR 09/15/2026 - 04:03 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PetVivo Holdings, Inc. (PETV) reported that A.L. Sarroff Fund, LLC, a ten percent owner, purchased a total of 58,602 shares of Common Stock in open-market or private transactions between August 27 and September 14, 2026 at prices around $0.68 per share.

Some shares are held directly by A.L. Sarroff Fund, LLC, over which Alan L. Sarroff is deemed to have sole voting and dispositive power, and others are held indirectly through Mr. Sarroff’s spouse, Eileen Sarroff.

Insider Trade Summary

Net Buyer: 58,602 shares

Net Buy 4 txns

Insider A.L. Sarroff Fund, LLC

Role 10% Owner

Bought 58,602 shs ($40K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F2	24,888	$0.689	$17K
Purchase	Common Stock F2	10,974	$0.677	$7K
Purchase	Common Stock F1	22,160	$0.679	$15K
Purchase	Common Stock F1	580	$0.687	$398.46

Holdings After Transaction: Common Stock — 10,462,469 shares (Indirect, FN); Common Stock — 10,498,331 shares (Direct)

Footnotes (2)

1. F1. Held by Mr. Sarnoff's spouse, Eileen Sarroff.
2. F2. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Key Figures

Total shares purchased: 58,602 shares Purchase on September 14, 2026: 24,888 shares at $0.689 per share Purchase on September 10, 2026: 10,974 shares at $0.677 per share +2 more

5 metrics

Total shares purchased 58,602 shares Aggregate open-market or private purchases reported in this Form 4

Purchase on September 14, 2026 24,888 shares at $0.689 per share Common Stock bought by A.L. Sarroff Fund, LLC

Purchase on September 10, 2026 10,974 shares at $0.677 per share Common Stock bought by A.L. Sarroff Fund, LLC

Indirect purchase on September 9, 2026 22,160 shares at $0.679 per share Common Stock held indirectly through Eileen Sarroff

Indirect purchase on August 27, 2026 580 shares at $0.687 per share Common Stock held indirectly through Eileen Sarroff

Key Terms

ten percent owner, beneficially own, voting and dispositive powers, indirect ownership

4 terms

ten percent owner regulatory

"A.L. Sarroff Fund, LLC is identified as a ten percent owner of the issuer."

beneficially own financial

"Alan L. Sarroff is deemed to beneficially own and have sole voting and dispositive powers."

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

voting and dispositive powers financial

"is deemed to beneficially own and have sole voting and dispositive powers over its securities."

indirect ownership financial

"Certain purchases are reported as indirect ownership held by Mr. Sarnoff's spouse, Eileen Sarroff."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did A.L. Sarroff Fund, LLC report for PETV?

A.L. Sarroff Fund, LLC reported four open-market or private purchases of PetVivo Holdings, Inc. common stock totaling 58,602 shares between August 27 and September 14, 2026, at per-share prices of about $0.68.

How many PETV shares were bought in the most recent transaction?

On September 14, 2026, A.L. Sarroff Fund, LLC purchased 24,888 shares of PetVivo Holdings, Inc. common stock at a price of $0.689 per share in an open-market or private transaction.

What PETV insider purchases occurred on September 10 and 9, 2026?

On September 10, 2026, 10,974 shares were purchased at $0.677 per share. On September 9, 2026, 22,160 shares were purchased at $0.679 per share, with those shares held indirectly through Eileen Sarroff.

Who ultimately has voting and dispositive power over certain PETV shares in this Form 4?

The filing states that Alan L. Sarroff, Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC, is deemed to beneficially own and have sole voting and dispositive powers over the securities held by the fund.

How are some of the reported PETV shares held indirectly?

According to the footnotes, some of the purchased PetVivo Holdings, Inc. shares are held by Mr. Sarnoff’s spouse, Eileen Sarroff, and are reported as indirect ownership in the Form 4.

Was a Rule 10b5-1 trading plan disclosed for these PETV transactions?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and there is no footnote stating that these transactions were made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

A.L. Sarroff Fund, LLC

(Last) (First) (Middle)

43 MEADOW WOODS ROAD

(Street)

GREAT NECK NEW YORK 11020

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2026		P		580	A	$0.687	10,440,309	I	FN(1)
Common Stock	09/09/2026		P		22,160	A	$0.679	10,462,469	I	FN(1)
Common Stock	09/10/2026		P		10,974	A	$0.677	10,473,443	D(2)
Common Stock	09/14/2026		P		24,888	A	$0.689	10,498,331	D(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Held by Mr. Sarnoff's spouse, Eileen Sarroff.

2. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

	/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)