Every Form 4 that Principal Financial Group, Inc. (PFG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PFG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PFG filings page.
Principal Financial Group interim general counsel George Djurasovic reported an equity award under the company’s compensation programs. He acquired 3,504 shares of common stock on February 23, 2026 through a grant of restricted stock units at a stated price of $0.00 per share. Following this award, his directly owned common stock holdings increased to 20,447 shares.
Principal Financial Group executive Cheong Wee Yee reported stock awards in a Form 4 filing. On February 23, 2026, Cheong acquired 2,938 and 6,576 shares of common stock through grant or award transactions at a reported price of $0.00 per share.
After these acquisitions, directly owned common stock rose to 91,505 shares, which includes 1,747 shares obtained under the Principal Financial Group, Inc. Employee Stock Purchase Plan. Footnotes describe a grant of restricted stock units and a settlement of performance-based restricted stock units.
Principal Financial Group executive Kamal Bhatia reported acquiring company stock through equity awards rather than open-market purchases. On February 23, 2026, he received 8,032 shares tied to a grant of restricted stock units and 6,962 shares from the settlement of performance-based restricted stock units originally granted on February 27, 2023.
Principal Financial Group executive Vivek Agrawal reported stock awards. On February 23, 2026, he acquired 6,826 shares of common stock in a grant of restricted stock units and 5,960 shares through settlement of performance-based restricted stock units granted on February 27, 2023.
Both transactions were recorded at a price of $0.00 per share as grant/award acquisitions, increasing his directly owned common stock to 46,024 shares.
Principal Financial Group President and CEO Deanna D. Strable-Soethout reported selling 7,340 shares of common stock of PRINCIPAL FINANCIAL GROUP INC at a price of $95 per share on 01/30/2026. The transaction was executed under a Rule 10b5-1 trading plan adopted on February 28, 2024.
After this sale, she beneficially owned 136,828 shares of common stock directly, and 54,227 shares indirectly through her spouse.
Principal Financial Group’s President and CEO Deanna D. Strable-Soethout reported selling 9,300 shares of common stock on January 29, 2026 in an open-market transaction. The weighted average sale price was $95.12 per share, executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.
After this sale, she beneficially owned 144,168 shares of common stock directly and 54,227 shares indirectly, held by her spouse.
Principal Financial Group Inc. reported an insider transaction involving shares held by the spouse of President and CEO Deanna D. Strable-Soethout. On January 22, 2026, the spouse sold 8,025 shares of common stock in an open-market transaction at a weighted average price of $92.56 per share, carried out under a pre-arranged Rule 10b5-1 trading plan adopted on February 28, 2024. After this sale, 54,227 shares of Principal Financial Group common stock remained beneficially owned indirectly through the spouse.
Principal Financial Group reported an insider transaction involving the spouse of its President and CEO, Deanna D. Strable-Soethout. On January 8, 2026, the spouse sold 300 shares of common stock at $92.5 per share, coded as an open-market sale. The filing notes that this trade was executed under a Rule 10b5-1 trading plan adopted on February 28, 2024, indicating it was pre-arranged rather than discretionary. Following the sale, the CEO has 62,252 shares reported as beneficially owned indirectly "By Spouse".
Principal Financial Group Inc. reported an insider equity grant involving one of its directors. On 12/19/2025, the director acquired 253 shares of common stock, recorded at a price of $0, in connection with a grant of restricted stock units. Following this transaction, the director beneficially owns 28,681 shares of Principal Financial Group common stock in direct ownership. This filing reflects a routine equity-based compensation award rather than an open-market stock purchase or sale.
Principal Financial Group Inc. reported a director-level equity grant. On 12/19/2025, a director of Principal Financial Group Inc. (PFG) received 128 shares of common stock in the form of a grant of restricted stock units, recorded at a price of $0 per share as noted in the filing explanation. Following this transaction, the director beneficially owned 14,543 shares of PFG common stock, held as direct ownership.
Principal Financial Group Inc. director reported new equity awards and updated holdings. On 12/19/2025, the director acquired 340 shares of common stock at $0.00, described as a grant of restricted stock units, bringing direct ownership to 38,653 common shares.
The director also acquired 244 phantom stock units at a reference price of $88.95, increasing the derivative position to 28,504 phantom units. Each phantom unit converts into one share of common stock and was granted under the Principal Deferred Compensation Plan for Non-Employee Directors, with interests to be settled upon the director’s retirement and movable among investment alternatives under the plan.
Principal Financial Group Inc. director reported new equity awards received on 12/19/2025. The filing shows an acquisition of 294 shares of common stock at a stated price of $0.00 per share, described as a grant of restricted stock units, bringing the director’s directly owned common stock to 33,405 shares.
The director also acquired 169 phantom stock units at a derivative security price of $88.95, increasing total phantom stock units beneficially owned to 19,744. These phantom units are under the Principal Deferred Compensation Plan for Non-Employee Directors, convert into common stock on a one-for-one basis, and will be settled when the director retires.
Principal Financial Group Inc. reported insider transactions by its EVP - Chief Risk Officer dated December 10, 2025. The reporting person acquired 5,130 shares of common stock at $62.78 through the exercise of derivative securities and sold 5,130 shares at a weighted average price of $90.08, with individual sale prices ranging from $90.00 to $90.19. After these trades, the insider directly owns 40,577 common shares, including 29 shares acquired under the Principal Financial Group, Inc. Employee Stock Purchase Plan, and continues to hold derivative securities with exercise prices of $62.78 expiring on February 27, 2027.
Principal Financial Group Inc. reported that one of its officers, identified as President and CEO - PAM, sold 2,921 shares of common stock on December 10, 2025. The transaction was a disposition of shares at a weighted average price of $90.03 per share, with individual sale prices ranging from $90.00 to $90.10.
Following this sale, the officer directly beneficially owns 61,302 shares of Principal Financial Group common stock.
Principal Financial Group Inc. reported that one of its directors acquired 828 phantom stock units on 12/05/2025. The units were credited at a price of $87.52 per unit, bringing the director’s total beneficial ownership of derivative securities to 28,260 units held directly.
The phantom stock units convert into common stock on a one-for-one basis. They were acquired under the Principal Deferred Compensation Plan for Non-Employee Directors, where the reporting person may move them into another investment alternative at any time, and interests in the plan will be settled upon the reporting person’s retirement.
Principal Financial Group reported an insider transaction by its officer serving as President - Benefits & Protect involving common stock. On 12/04/2025, the officer reported a transaction coded G for 1,524 shares of common stock at a price of $ 0. After this transaction, the officer beneficially owned 91,144 shares directly.
The officer also beneficially owned 3,893 shares indirectly through a 401(k) plan. A footnote states that the direct holdings include 3248 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan, indicating that part of the ownership was accumulated through an employee stock purchase program.
Principal Financial Group (PFG) reported an insider transaction: the EVP, Principal Asia sold 1,887 shares of common stock on 11/12/2025 with Transaction Code S at a weighted average price of $85.04. The filing notes sales occurred in multiple trades between $85.00 and $85.09.
Following the sale, the reporting person beneficially owns 81,421 shares directly. This total includes 1,741 shares acquired under the company’s Employee Stock Purchase Plan.