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  4. [Form 4] PRUDENTIAL FINANCIAL INC Insider Trading Activity

Prudential Financial (NYSE: PFH) awards 1,754 restricted stock units to director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jones Wendy Elizabeth reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Wendy Elizabeth Jones received a grant of 1,754 restricted stock units. These 2026 RSUs give her the contingent right to the economic equivalent of 1,754 shares of Prudential common stock. The units vest at the earlier of the next annual meeting or on May 12, 2027.

Positive

  • None.

Negative

  • None.
Insider Jones Wendy Elizabeth
Role null
Type Security Shares Price Value
Grant/Award 2026 Restricted Stock Units 1,754 $0.00 --
Holdings After Transaction: 2026 Restricted Stock Units — 1,754 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.
RSUs granted 1,754 units 2026 restricted stock units granted to director
Underlying common shares 1,754 shares Each RSU equals one Prudential common share economically
Vesting date Earlier of annual meeting or May 12, 2027 RSU vesting schedule from footnote
Price per unit $0.0000 Grant price per RSU in the Form 4
Holdings after grant 1,754 units Total 2026 RSUs following this transaction
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive the economic equivalent of one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive the economic equivalent of one share"
economic equivalent financial
"to receive the economic equivalent of one share of PRU common stock"
vest financial
"The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jones Wendy Elizabeth
(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
(Street)
NEWARK NEW JERSEY 07102
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2026 Restricted Stock Units$0(1)05/12/2026A1,754 (2) (2)Common Stock1,754$01,754D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.
/s/ Richard J. Baker, attorney-in-fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did PRUDENTIAL FINANCIAL INC (PFH) report for Wendy Elizabeth Jones?

PRUDENTIAL FINANCIAL INC reported that director Wendy Elizabeth Jones received 1,754 restricted stock units. These units are a form of equity-based compensation that track the value of one share of Prudential common stock each, rather than a cash payment.

How many restricted stock units did Wendy Elizabeth Jones receive from PRUDENTIAL FINANCIAL INC (PFH)?

Wendy Elizabeth Jones received 1,754 restricted stock units. Each unit represents the economic equivalent of one share of Prudential common stock, aligning the director’s compensation with shareholder value and future stock performance over the vesting period.

When do Wendy Elizabeth Jones’s 2026 restricted stock units vest at PRUDENTIAL FINANCIAL INC (PFH)?

The 2026 restricted stock units vest at the earlier of the company’s annual meeting or on May 12, 2027. Vesting means the units become earned, allowing Jones to receive the economic value tied to Prudential common shares.

What does each restricted stock unit represent for PRUDENTIAL FINANCIAL INC (PFH)?

Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of Prudential common stock. This structure ties director compensation directly to future changes in the company’s share value over time.

Is Wendy Elizabeth Jones’s Form 4 transaction at PRUDENTIAL FINANCIAL INC (PFH) an open-market stock purchase?

No, the Form 4 transaction reflects a grant of restricted stock units, not an open-market purchase. The RSUs were awarded as compensation and carry a vesting schedule rather than being bought on the stock market.