STOCK TITAN

Prudential (NYSE: PRU) director receives 1,754 deferred RSUs award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. director Carmine Di Sibio received a grant of 1,754 2026 Restricted Stock Units on May 12, 2026. Each unit represents the economic equivalent of one share of Prudential common stock.

The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until Di Sibio retires from the Board under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 restricted stock units directly.

Positive

  • None.

Negative

  • None.
Insider Di Sibio Carmine
Role null
Type Security Shares Price Value
Grant/Award 2026 Restricted Stock Units 1,754 $0.00 --
Holdings After Transaction: 2026 Restricted Stock Units — 1,754 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
RSUs granted 1,754 units 2026 Restricted Stock Units granted May 12, 2026
Underlying common shares 1,754 shares Each RSU equals one share of common stock
RSUs outstanding after grant 1,754 units Total restricted stock units held following transaction
Latest vesting date May 12, 2027 Vest at earlier of annual meeting or this date
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive the economic equivalent of one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"represents a contingent right to receive the economic equivalent of one share of PRU common stock"
2011 Deferred Compensation Plan for Non-Employee Directors financial
"were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Di Sibio Carmine

(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT

(Street)
NEWARK NEW JERSEY 07102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2026 Restricted Stock Units$0(1)05/12/2026A1,754 (2) (2)Common Stock1,754$01,754D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
/s/ Richard J. Baker, attorney-in-fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Prudential Financial (PRU) disclose for Carmine Di Sibio?

Prudential Financial reported that director Carmine Di Sibio received a grant of 1,754 restricted stock units. These are stock-based compensation awards rather than open-market share purchases or sales, and they increase his equity-linked stake in the company.

When do Carmine Di Sibio’s 1,754 Prudential (PRU) restricted stock units vest?

The 1,754 restricted stock units vest at the earlier of the next annual meeting or May 12, 2027. This creates a one-year service-based vesting horizon commonly used for non-employee director compensation at large public companies.

What does each restricted stock unit granted to the Prudential (PRU) director represent?

Each restricted stock unit represents the economic equivalent of one share of Prudential Financial common stock. This means the director’s future payout tracks the value of a single share, aligning compensation with shareholder outcomes over time.

How are Carmine Di Sibio’s Prudential (PRU) restricted stock units treated under the company’s plans?

The units were granted under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors and are deferred until his retirement from the Board, delaying settlement to a later separation-from-service date.

How many Prudential (PRU) restricted stock units does Carmine Di Sibio hold after this grant?

After the reported transaction, Carmine Di Sibio directly holds 1,754 restricted stock units. This equals the full amount of the new grant, indicating these are newly awarded units rather than a change in previously outstanding director equity.