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Prudential Financial Inc SEC Filings

PFH NYSE

PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.

Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.

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Prudential Financial furnished preliminary metrics for the quarter ended September 30, 2025 ahead of its planned October 29 earnings release. The company reported PGIM segment assets under management of $1.47 trillion as of September 30.

For the same quarter, PGIM’s other related revenues, net of related expenses, were approximately $65 million on an adjusted operating income basis, which includes incentive fees, transaction fees, and revenues from seed and co‑investments and mortgage originations. The General Account’s alternative investment income is estimated to be $70–$90 million above near‑term expectations, reflecting results from private equity, hedge funds, and real estate‑related investments.

The company emphasized these figures are estimated and unaudited and may differ materially once financial closing procedures are completed.

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Joseph J. Wolk, a director of Prudential Financial, Inc. (PRU), reported acquisition of 1,735 restricted stock units on 09/30/2025. Each unit represents a contingent right to one share of PRU common stock and the award was recorded with a $0 grant value per the filing. The restricted stock units were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors and vest on September 30, 2026 or upon retirement from the Board as described. The filing was submitted on 10/01/2025 and signed by an attorney-in-fact on behalf of the reporting person.

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Joseph J. Wolk, listed at 751 Broad Street, Newark NJ, filed an Initial Form 3 disclosing his relationship to Prudential Financial Inc. (ticker PRU) as a Director. The form reports no securities owned (zero non-derivative holdings and no derivative positions). The event date is 09/30/2025 and the filing was signed by attorney-in-fact Richard J. Baker on 10/01/2025. The filing was made by one reporting person.

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Prudential Financial, Inc. reported that its Board of Directors elected Joseph J. Wolk as an independent director effective September 30, 2025. He will serve on the Audit Committee and Finance Committee and will receive standard non-employee director compensation as previously described in the company’s 2024 Form 10-K.

The company also furnished a news release dated September 30, 2025 as Exhibit 99.1 announcing Mr. Wolk’s election to the Board.

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FAQ

How many Prudential Financial (PFH) SEC filings are available on StockTitan?

StockTitan tracks 94 SEC filings for Prudential Financial (PFH), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Prudential Financial (PFH)?

The most recent SEC filing for Prudential Financial (PFH) was filed on October 14, 2025.