PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.
Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.
PFH filed a Form 144 notice covering the proposed sale of 6,662 common shares. The shares have an stated aggregate market value of $774,657.00 and are expected to be sold on or about 12/11/2025 through Morgan Stanley Smith Barney LLC on the NYSE.
The seller plans to obtain the shares by exercising employee stock options and immediately selling enough shares to cover costs. The options being exercised were granted on 02/14/2017 (2,117 shares), 10/02/2017 (1,222 shares), 02/13/2018 (2,926 shares), and 06/12/2018 (397 shares), all with acquisition and payment dates of 12/11/2025. The filing notes that 350,000,000 shares of this class were outstanding, which is a baseline figure for the issuer’s capital structure.
Prudential Financial, Inc. announced that its Board of Directors has authorized the repurchase of up to $1.0 billion of its outstanding common stock. The authorization covers potential buybacks during the period from January 1, 2026 through December 31, 2026.
The company states that the timing and amount of any share repurchases will be determined by management based on market conditions and other considerations. Repurchases may be carried out in the open market, through derivative or accelerated share repurchase arrangements, other negotiated transactions, and through plans designed to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
Prudential Financial Inc. Senior Vice President Mr. Schmidt reported a charitable gift of 100 shares of Prudential common stock on 12/05/2025. The transaction is coded “G,” indicating a gift, and the filing notes it was made to a 501(c)(3) charitable foundation at a reported price of $0, consistent with a non-cash transfer.
After this transaction, Mr. Schmidt beneficially owns 11,435 shares directly and 307 shares indirectly through a 401(k) account. In addition to these shares, he also holds 14,905 vested stock options, 9,429 restricted stock units and 33,449 target performance shares, with the final number of performance shares depending on achievement of stated performance goals.
Prudential Financial is offering fixed-rate senior unsecured InterNotes that pay 4.800% annual interest and mature on December 15, 2035. Investors receive semi-annual interest payments on June 15 and December 15, starting June 15, 2026, with the first payment shown as $23.60 per $1,000 note.
The notes are issued at 100.000% of principal, with a 1.800% gross selling concession retained by the purchasing agent and dealers. Prudential may redeem the entire tranche at 100.000% of principal plus accrued interest on December 15, 2027 and on any later interest payment date, after at least 30 calendar days’ notice. The notes include a survivor’s option, are offered in $1,000 minimum denominations, and are distributed through InspereX LLC alongside major broker-dealers.
Prudential Financial Inc. reported an insider stock transaction by a Senior Vice President. On 12/02/2025, the officer sold 8,000 shares of Prudential common stock at $107.69 per share. After this sale, he directly owns 11,535 common shares and indirectly owns 307 shares through a 401(k) plan.
The officer also holds equity-based incentives, including 14,905 vested stock options, 9,429 restricted stock units, and 33,449 target performance shares, with the final number of performance shares depending on achievement of performance goals. A small adjustment was made to prior share counts to reflect 18 shares acquired under The Prudential Employee Savings Plan between September 30, 2024 and September 30, 2025.
A holder of PFH common stock has filed a Form 144 notice for a proposed sale of 8,000 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $861,520.00 and an approximate sale date of 12/02/2025. The filing also reports 350,000,000 shares of the issuer’s common stock outstanding.
The 8,000 shares were acquired on 02/13/2024 through the release of performance shares that were originally awarded on 02/09/2021 by the issuer. The notice includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Prudential Financial is offering $2,316,000 of fixed-rate senior unsecured InterNotes due November 15, 2035, bearing interest at 4.650% per year.
Interest is paid on a semi-annual basis on May 15 and November 15, starting May 15, 2026, with the first interest payment amount of $21.57. The notes are callable at 100.000% of principal on November 15, 2027 and on any interest payment date thereafter, with at least 30 calendar days’ prior notice. A survivor’s option is included, subject to important limitations and procedures described in the prospectus supplement.
Net proceeds to Prudential Financial are $2,274,312 after a 1.800% gross concession. InspereX LLC acts as purchasing agent with several major broker-dealers as agents, The Bank of New York serves as trustee, and Citibank, N.A. is paying agent, registrar and transfer agent. If any payment date is not a business day, payment is made on the next business day without additional interest.
Prudential Financial Inc. filed a Form 13F-HR combination report, indicating some holdings are reported here and others by additional managers. The filing lists 3,583 information table entries with an aggregate reported value of 84,141,576,980, and includes 6 other included managers.
Other managers reporting for Prudential in this submission include firms such as Jennison Associates LLC, Russell Investments Group, Ltd., and PGIM Custom Harvest LLC. The report was signed on Prudential’s behalf by Richard Baker, Second Vice President.
Prudential Financial (PRU) insider activity: Mr. Lowrey, Chairman of the Board and Director, reported an open-market sale of 48,164 shares of common stock at a weighted average price of $107.39 on 11/10/2025.
After the sale, he beneficially owns 165,564 shares directly and 311 shares indirectly through a 401(k) account. He also holds 67,691 vested stock options, 63,888 restricted stock units, and 287,860 target performance shares, with the final performance share count dependent on goal achievement.
The sale price reflects multiple transactions between $107.04 and $107.66, and detailed trade breakdowns are available upon request as noted in the filing.
PFH filed a Rule 144 notice for a proposed sale of 48,164 common shares with an aggregate market value of $5,105,384.
The shares are expected to be sold around 11/10/2025 on the NYSE through Morgan Stanley Smith Barney LLC. Shares outstanding were 352,000,000; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of these shares via releases of performance shares and restricted stock units, and through cashless stock option exercises.