Welcome to our dedicated page for PRUDENTIAL FINANCIAL SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.
Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.
Prudential Financial’s CEO Andrew F. Sullivan reported multiple equity compensation transactions. Several tranches of restricted stock units vested and converted into common stock on February 28, 2026, including 4,035 units from 2023 awards, 3,959 units from 2024 awards, and 3,717 units from 2025 awards, each on a 1-to-1 basis.
To cover tax obligations, shares of common stock were withheld, including 1,954 shares, 1,916 shares, and 1,798 shares at a price of $98.38 per share. After these transactions, Sullivan continued to hold common stock directly and also had 456 shares held indirectly through a 401(k) plan.
Prudential Financial Inc. senior vice president Timothy L. Schmidt reported multiple equity award events on common stock dated February 28, 2026. Previously granted 2023, 2024, and 2025 Restricted Stock Units vested and converted into common stock on a 1-to-1 basis, increasing his direct holdings.
Some of the newly delivered shares were automatically withheld to pay taxes, which is reflected as dispositions rather than open-market sales. After these vesting and tax-withholding transactions, he directly held 20,309 shares of common stock and indirectly held 310 shares through a 401(k) plan.
Prudential Financial chairman Charles F. Lowrey reported vesting and conversion of multiple restricted stock unit awards into common stock. On February 28, 2026, 2023, 2024 and 2025 RSUs converted to common shares on a 1-to-1 basis, consistent with their scheduled vesting dates. A portion of the resulting common shares was withheld at $98.38 per share to cover tax obligations, which is recorded as a disposition but does not represent an open-market sale. Following these transactions, Lowrey directly owned 219,275 common shares and held an additional 314 shares indirectly through a 401(k) plan.
Prudential Financial Inc. executive vice president and general counsel Ann M. Kappler reported multiple equity compensation transactions dated February 28, 2026. Previously granted 2023, 2024 and 2025 restricted stock units vested and were exercised or converted into common stock on a 1-to-1 basis, increasing her direct common share holdings through several “M” transactions. To cover tax obligations, she disposed of blocks of common stock in “F” transactions totaling 1,034, 1,165 and 1,098 shares at $98.38 per share, characterized as shares withheld for the payment of taxes. After these transactions, she directly owned 35,639 shares of common stock and indirectly held 884 shares through a 401(k) plan.
Prudential Financial EVP and CFO Yanela Frias reported multiple equity award vestings and related tax withholdings. On February 28, 2026, 2023, 2024 and 2025 Restricted Stock Units vested and were converted into common stock on a 1-to-1 basis, resulting in acquisitions of 678, 950 and 2,379 common shares, respectively.
To cover tax obligations, 230, 328 and 844 common shares were automatically withheld and disposed of at a price of $98.38 per share. After these transactions, she directly held 22,794 common shares and indirectly held 4 shares through a 401(k) plan. The footnotes clarify these are routine vesting and tax-withholding events.
Prudential Financial executive Scott Case reported equity award activity. On February 28, 2026, 2,717 previously awarded 2025 restricted stock units vested and converted into 2,717 shares of common stock on a 1-to-1 basis at $0.00 per share.
On the same date, 951 common shares were withheld at $98.38 per share to cover tax obligations related to the vesting. After these transactions, Case directly owned 1,766 common shares and 5,435 restricted stock units. Footnotes state the restricted stock units vest in annual installments beginning the last day of February 2026.
PRUDENTIAL FINANCIAL INC Senior Vice President Robert E. Boyle reported multiple equity award transactions dated February 28, 2026. Previously granted 2023, 2024, and 2025 Restricted Stock Units vested and were exercised or converted, with each Restricted Stock Unit converting into one share of common stock.
The filing shows common shares acquired at a price of $0.0000 per share upon RSU vesting, along with shares disposed of at $98.38 per share to cover tax withholding obligations. After these transactions, Boyle directly owned 5,125 common shares and indirectly held 935 shares through a 401(k) plan.
Prudential Financial, Inc. is offering $50,728,000.00 aggregate principal amount of senior unsecured notes due 03/15/2031 at a selling price of 100.000%, with a stated coupon of 4.100% and a fixed interest payment of $21.64 on the first payment date 09/15/2026.
The notes pay interest semi‑annually on Mar 15 and Sep 15, are non‑callable, include a survivor’s option (subject to limitations), and were offered between 02/23/2026 and 03/02/2026.
Prudential Financial, Inc. is offering a tranche of InterNotes with an aggregate principal amount of $8,056,000.00 at a selling price of 100.000%. The notes pay interest at 4.650% per annum, with semi-annual payments beginning on 08/15/2026, mature on 02/15/2036, and are callable in whole at 100.000% on 02/15/2028 and on each interest payment date thereafter. The pricing shows a gross concession of 1.800% and net proceeds of $7,910,992.00. The notes are senior unsecured and sold in minimum increments of $1,000.00, DTC book-entry only.
Prudential Financial, Inc. offers senior unsecured notes in a pricing supplement subject to completion, dated February 23, 2026. The notes carry a fixed interest rate of 4.100% per annum, pay interest semi‑annually on Mar 15 and Sep 15, and mature on 03/15/2031. The first interest payment is on 09/15/2026. The selling price is listed as 100.000% with a gross concession of 1.250%. The CUSIP is 74432BBU1. The offering period runs from February 23, 2026 through March 2, 2026, with trade date March 2, 2026 and settle date March 5, 2026. The survivor’s option feature is indicated as available and is described as subject to limitations in the prospectus supplement.