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PEOPLES FINANCIAL (PFIS) grants 715 RSUs to lending EVP

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Drobins Jeffrey A reported acquisition or exercise transactions in this Form 4 filing.

PEOPLES FINANCIAL SERVICES CORP. executive vice president and chief lending officer Jeffrey A. Drobins reported updated equity holdings. On June 26, 2026, he received a grant of 715 restricted stock units (RSUs), each representing a contingent right to one share of PFIS common stock, vesting in three annual installments beginning June 26, 2027.

After this filing, he holds 4,963.582 shares of common stock directly, plus 308 shares through the PSBT 401(k) Profit Sharing Plan, including 155 shares of time-based restricted common stock and 4,808.582 shares solely owned. He also has multiple RSU awards outstanding covering thousands of additional shares that vest over time.

Positive

  • None.

Negative

  • None.
Insider Drobins Jeffrey A
Role EVP/CHIEF LENDING OFFICER
Type Security Shares Price Value
Grant/Award Restricted Stock Units 715 $0.00 --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 715 shares (Direct, null); Common Stock — 4,963.582 shares (Direct, null); Common Stock — 308 shares (Indirect, PSBT 401(k) Profit Sharing Plan)
Footnotes (1)
  1. This amount includes 155 shares of time based restricted common stock solely owned by Mr. Drobins and 4,808.5820 shares solely owned by Mr. Drobins. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock. On 3/28/2025, Mr. Drobins was granted 804 RSUs vesting in three annual installments beginning 3/11/2026. 274 RSUs vested on 3/11/2026 leaving 266 RSUs to vest on 3/11/2027 and 264 RSUs to vest on 3/11/2028. The RSUs vest in seven equal annual installments beginning 8/29/2026. On 6/26/2026, Mr. Drobins was granted 715 RSUs vesting in three annual installments beginning 6/26/2027.
New RSU grant 715 units Restricted stock units granted June 26, 2026
Direct common shares 4,963.582 shares Common stock directly owned after transactions
401(k) plan shares 308 shares PFIS common stock via PSBT 401(k) Profit Sharing Plan
Time-based restricted stock 155 shares Restricted common stock solely owned by Mr. Drobins
Outstanding RSUs (award 1) 11,763 units RSUs convertible into common stock, direct ownership
Outstanding RSUs (award 2) 274 units RSUs remaining from prior grant after vesting activity
Restricted Stock Units financial
"security_title: "Restricted Stock Units" and footnote describing each RSU as a contingent right"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
time based restricted common stock financial
"This amount includes 155 shares of time based restricted common stock solely owned by Mr. Drobins"
PSBT 401(k) Profit Sharing Plan financial
"nature_of_ownership: "PSBT 401(k) Profit Sharing Plan" for indirect holdings"
contingent right financial
"Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock"
vesting in three annual installments financial
"On 6/26/2026, Mr. Drobins was granted 715 RSUs vesting in three annual installments beginning 6/26/2027"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Drobins Jeffrey A
(Last)(First)(Middle)
C/O PEOPLES SECURITY BANK & TRUST CO
30 E D PREATE DRIVE
(Street)
MOOSIC PENNSYLVANIA 18507
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP/CHIEF LENDING OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock4,963.582(1)D
Common Stock308IPSBT 401(k) Profit Sharing Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2) (3) (3)Common Stock274530(4)D
Restricted Stock Units(2) (5) (5)Common Stock11,76311,763D
Restricted Stock Units(2)06/26/2026A715 (6) (6)Common Stock715$0715D
Explanation of Responses:
1. This amount includes 155 shares of time based restricted common stock solely owned by Mr. Drobins and 4,808.5820 shares solely owned by Mr. Drobins.
2. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.
3. On 3/28/2025, Mr. Drobins was granted 804 RSUs vesting in three annual installments beginning 3/11/2026.
4. 274 RSUs vested on 3/11/2026 leaving 266 RSUs to vest on 3/11/2027 and 264 RSUs to vest on 3/11/2028.
5. The RSUs vest in seven equal annual installments beginning 8/29/2026.
6. On 6/26/2026, Mr. Drobins was granted 715 RSUs vesting in three annual installments beginning 6/26/2027.
/s/ James M. Bone, Jr., CPA Attorney in Fact for Jeffrey Drobins06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did PFIS executive Jeffrey A. Drobins report in this Form 4?

Jeffrey A. Drobins reported a new grant of 715 restricted stock units. The filing also updates his direct share ownership, 401(k) holdings, and existing RSU awards that vest over several future years.

How many restricted stock units did PFIS grant to Jeffrey A. Drobins?

He was granted 715 restricted stock units on June 26, 2026. Each RSU represents a contingent right to receive one PFIS common share, vesting in three equal annual installments starting June 26, 2027.

How many PFIS common shares does Jeffrey A. Drobins own directly after this filing?

Following the reported transactions, he owns 4,963.582 PFIS common shares directly. This figure includes 155 shares of time-based restricted common stock and 4,808.582 shares solely owned in his name.

What indirect PFIS holdings does Jeffrey A. Drobins have through retirement plans?

He holds 308 PFIS common shares indirectly through the PSBT 401(k) Profit Sharing Plan. These plan holdings are reported separately from his directly owned shares and from his restricted stock unit awards.

How do the PFIS restricted stock units reported for Jeffrey A. Drobins vest over time?

The 715 RSUs granted on June 26, 2026 vest in three equal annual installments from June 26, 2027. Earlier RSU grants vest in multiple annual installments, including tranches scheduled in 2027 and 2028.

Does this PFIS Form 4 show any open-market stock purchases or sales by Jeffrey A. Drobins?

The Form 4 does not show any open-market purchases or sales. It primarily reports a compensation-related RSU grant and updates on existing direct, retirement-plan, and restricted stock unit holdings.