Welcome to our dedicated page for Peoples Finl Svcs SEC filings (Ticker: PFIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Peoples Financial Services Corp. (NASDAQ: PFIS) provides access to the company’s regulatory disclosures as a Pennsylvania-incorporated bank holding company for Peoples Security Bank and Trust Company. Through these filings, investors can review how PFIS reports its commercial banking activities, community banking footprint and financial condition over time.
Peoples Financial Services Corp. uses current reports on Form 8-K to announce unaudited quarterly and year-to-date earnings, including results of operations and financial condition for periods such as the quarters ended March 31, June 30 and September 30. These filings typically reference accompanying press releases as exhibits, where the company discusses net income, net interest income, provisions for credit losses, noninterest income and noninterest expenses, along with non-GAAP measures such as tangible stockholders’ equity, core net income, pre-provision net revenue and tax-equivalent net interest income.
Other 8-K filings cover capital and corporate actions, such as the private placement of fixed-to-floating rate subordinated notes structured to qualify as Tier 2 capital and the completion and integration of the FNCB Bancorp, Inc. merger. Executive and compensation-related disclosures, including adoption of a severance and change in control plan for the CEO and leadership team, are also detailed in 8-K filings with attached plan documents.
On Stock Titan, these SEC filings are updated in line with EDGAR and can be paired with AI-powered summaries that explain key points from lengthy documents, such as earnings releases, investor presentations and executive compensation plans. Users can quickly identify important items in PFIS filings, locate exhibits like press releases and presentations, and track how the company’s disclosures on community banking operations, capital structure and governance evolve across reporting periods.
Peoples Financial Services Corp. (PFIS) filed a Form D – Notice of Exempt Offering of Securities with the U.S. Securities and Exchange Commission. The document confirms that PFIS is a Pennsylvania corporation, organized more than five years ago, and headquartered at 102 E. Drinker Street, Dunmore, PA 18512 (telephone 570-346-7741). No financial terms of the exempt offering—such as aggregate amount offered, amount sold, or type of security—are disclosed in the excerpt provided.
The filing lists the issuer’s key executive officers and directors, including Chief Executive Officer Gerard A. Champi, President Thomas P. Tulaney, Chairman of the Board William E. Aubrey II, and several other directors. Additional executive positions identified are Chief Financial Officer James M. Bone, Chief Operating Officer John R. Anderson III, and Chief Information Officer Susan L. Hubble, among others.
The SEC notes that it has not reviewed or validated the accuracy of the information; investors should not assume its completeness. Because the critical financing specifics (e.g., dollar amounts, investor count, date of first sale) are not included, the material implications for shareholders cannot yet be assessed from this excerpt alone.