Welcome to our dedicated page for Peoples Finl Svcs SEC filings (Ticker: PFIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Peoples Financial Services Corp. (NASDAQ: PFIS) provides access to the company’s regulatory disclosures as a Pennsylvania-incorporated bank holding company for Peoples Security Bank and Trust Company. Through these filings, investors can review how PFIS reports its commercial banking activities, community banking footprint and financial condition over time.
Peoples Financial Services Corp. uses current reports on Form 8-K to announce unaudited quarterly and year-to-date earnings, including results of operations and financial condition for periods such as the quarters ended March 31, June 30 and September 30. These filings typically reference accompanying press releases as exhibits, where the company discusses net income, net interest income, provisions for credit losses, noninterest income and noninterest expenses, along with non-GAAP measures such as tangible stockholders’ equity, core net income, pre-provision net revenue and tax-equivalent net interest income.
Other 8-K filings cover capital and corporate actions, such as the private placement of fixed-to-floating rate subordinated notes structured to qualify as Tier 2 capital and the completion and integration of the FNCB Bancorp, Inc. merger. Executive and compensation-related disclosures, including adoption of a severance and change in control plan for the CEO and leadership team, are also detailed in 8-K filings with attached plan documents.
On Stock Titan, these SEC filings are updated in line with EDGAR and can be paired with AI-powered summaries that explain key points from lengthy documents, such as earnings releases, investor presentations and executive compensation plans. Users can quickly identify important items in PFIS filings, locate exhibits like press releases and presentations, and track how the company’s disclosures on community banking operations, capital structure and governance evolve across reporting periods.
Peoples Financial Services Corp. (PFIS) filed a Form 13F Holdings Report, disclosing institutional equity positions for the period. The filing lists a Form 13F Information Table Entry Total of 396 and a Form 13F Information Table Value Total of $221,441,895 (round to nearest dollar). Number of Other Included Managers: 0, indicating the report covers PFIS’s holdings only.
The report was signed by Carla Olenchak, VP, Trust Operations Manager, in Quinton, VA on 10-28-2025. PFIS’s address is 30 E D Preate Drive, Moosic, PA 18507.
Peoples Financial Services Corp. disclosed executive severance terms that vary by role and by whether a termination follows a change in control. For non-change-in-control terminations the company will continue the executive's base salary and provide a pro rata annual bonus plus reimbursement of COBRA health premiums for either 12 or 18 months depending on the group described. For change-in-control terminations the agreements provide lump-sum cash severance equal to a multiple of salary plus target bonus—ranging from 1.0× salary + 1× target bonus up to 36 months of salary + 2.99× target bonus—and COBRA premium reimbursement for 12, 24 or 36 months as specified. The filing lists these contractual payout formulas and the timing for payment (within 60 days of a qualifying termination).
Insider report for PFIS: executive Jeffrey A. Drobins recorded a mix of a sale and a grant on August 29, 2025. The filing shows a disposition of 4,128.582 shares of common stock due to an adjusted calculation. It also records an indirect beneficial ownership of 277.3779 shares held through the PSBT Employee Stock Ownership Plan. Separately, Mr. Drobins was granted 9,540 restricted stock units (RSUs) on the same date; each RSU represents a contingent right to one share and they vest in seven equal annual installments beginning August 29, 2026. The RSUs are reported as direct ownership with a $0 price. The signature indicates the form was filed by an attorney-in-fact on behalf of Mr. Drobins.
Peoples Financial Services Corp. (PFIS) reporting person Timothy Kirtley, EVP/Chief Risk Officer, reported an open-market disposal and new equity awards. The Form 4 shows a disposition of 5,066 shares of common stock and indicates beneficial ownership tied to the PSBT Employee Stock Ownership Plan of 215.2168 (as reported). The filing also reports two grants of restricted stock units: 826 RSUs (reported 03/28/2025) and 2,862 RSUs (reported 08/29/2025), each converting one-for-one into common shares at $0 exercise price. The RSUs vest over multi-year schedules: the 826 RSUs vest in three equal annual installments beginning March 11, 2026; the 2,862 RSUs vest in five equal annual installments beginning August 29, 2026.
Louis A. DeNaples, a director of Peoples Financial Services Corp. (PFIS), reported a purchase of 1,709 shares of the issuer's common stock on 08/29/2025 at a reported price of $53 per share. After the transaction, Mr. DeNaples is reported to beneficially own a total of 332,626.469 shares directly, which includes 331,682.6710 shares held by him (including DRP purchases in March and June 2025) and 943.7980 shares held jointly with his spouse. The filing also discloses indirect holdings of 356 shares by DeNaples Equipment Company, 6,741.134 shares via a family partnership, and 2,861.82 shares held by his spouse. The form is signed by an attorney-in-fact on 09/03/2025.
Peoples Financial Services Corp. filed a current report stating that its management anticipates holding meetings with investors during 2025. To support these meetings, the company has prepared a Q2 2025 investor presentation.
The presentation materials will be furnished as Exhibit 99.1 to this report and made available on the investor relations section of the company’s website at the specified presentations page. The information in the presentation is stated to be current only as of the dates indicated, and the company notes it has no obligation to update or correct that information in the future.
Richard S. Lochen Jr., a director of Peoples Financial Services Corp. (PFIS), reported a purchase of company common stock on 08/15/2025. The Form 4 shows a non-derivative acquisition of 100 shares at a reported price of $50.10 per share. After the transaction, the filing reports 18,419.023 shares held directly and additional indirect holdings of 4,246.031 shares (IRA) plus 165.93 shares held as custodian under UTMA/PA twice listed. The filing was signed by an attorney-in-fact on 08/19/2025. The disclosure documents an insider purchase and the resulting beneficial ownership levels without additional commentary or plans disclosed in this filing.
Peoples Financial Services Corp. (PFIS) reported a materially stronger quarter for the period ended June 30, 2025, delivering net income of $16.956 million for the quarter and $31.965 million for the six months. Earnings per share rose to $1.70 basic for the quarter and $3.20 basic for six months, supported by higher interest income on loans (taxable loan interest $57.459 million for the quarter) that pushed net interest income to $42.197 million for the quarter and $81.745 million for six months.
On the balance sheet, total assets were $5.108 billion with loans of $3.998 billion and deposits of $4.287 billion (down from $4.408 billion at December 31, 2024). The allowance for credit losses was $40.890 million. The company completed the FNCB acquisition (consideration ~$133.7 million, issuance of 2,935,456 shares) which increased goodwill to $75.986 million and added intangibles now being amortized. Management also declared a quarterly dividend of $0.6175 per share.
James M. Bone Jr., EVP and Chief Financial Officer of Peoples Financial Services Corp. (PFIS), reported acquiring 100 shares of PFIS common stock on 08/07/2025 (transaction code G). After the reported transaction he beneficially owns 10,479.099 shares directly and 155.7294 shares indirectly through his spouse.
The filing also shows a grant of 932 restricted stock units on 03/28/2025, each representing a contingent right to one share and vesting in three equal annual installments beginning March 11, 2026. The disclosure breaks down current holdings as 1,128 time‑based restricted shares solely owned, 8,384 shares held jointly with his spouse, 890 co‑owned with family, and 77.0994 shares solely owned (including 0.960 shares acquired under the issuer's dividend reinvestment plan on 6/13/2025).
Peoples Financial Services Corp. director Richard S. Lochen Jr. reported an insider purchase of common stock on Form 4. The filing shows a transaction dated 08/06/2025 with Transaction Code P for 1,000 shares at a price of $47.6725 per share. After the reported transaction, Mr. Lochen beneficially owned 18,319.023 shares directly.
The filing also discloses indirect holdings of 4,246.031 shares held in an IRA and 165.93 shares reported as custodian under UTMA/PA (two custodial lines are shown). Small amounts included in the totals were acquired under the issuer's Dividend Reinvestment and Stock Purchase Plan, and the Form 4 is signed by an attorney-in-fact on behalf of Mr. Lochen on 08/08/2025.