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PEOPLES FINANCIAL SERVICES CORP. (PFIS) SEC Filings, Mar 13, 2026

PFIS NASDAQ

Peoples Financial Services Corp. filings document the public-company records of a Pennsylvania bank holding company and its Peoples Security Bank and Trust Company subsidiary. Recent 8-K reports furnish unaudited results of operations and financial condition, Regulation FD presentation materials, and leadership changes affecting executive roles at the holding company and bank.

Proxy materials cover annual meeting governance, director matters, executive compensation, equity awards and shareholder voting disclosures. The filing record also identifies core bank-regulatory investor topics such as capital structure, board oversight, officer matters, and exhibits tied to earnings releases and material events.

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PEOPLES FINANCIAL SERVICES CORP. Executive Vice President and Chief Financial Officer James M. Bone Jr. exercised 317 restricted stock units on common stock, converting them into 317 shares of common stock at a stated price of $0.0000 per share. Following this derivative exercise, he directly owns 10,797.9104 shares of common stock and 615 restricted stock units, which are scheduled to vest in installments of 308 units on March 11, 2027 and 307 units on March 11, 2028. In addition, 159.3854 common shares are held indirectly through his spouse.

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PEOPLES FINANCIAL SERVICES CORP. Chief Executive Officer Gerard A. Champi exercised restricted stock units that vested into 689 shares of common stock on March 11, 2026. These RSUs convert into common stock on a one-for-one basis and represent the first vesting installment from a prior grant.

After this transaction, Champi directly holds 20,436 shares of common stock, which include time-based restricted shares and jointly held shares with his spouse, and 1,335 restricted stock units outstanding. This filing reflects routine equity compensation vesting rather than an open-market purchase or sale.

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PEOPLES FINANCIAL SERVICES CORP. executive vice president and chief risk officer Timothy Kirtley exercised 281 restricted stock units into common stock on March 11, 2026. These RSUs convert into common stock on a one-for-one basis.

To cover tax obligations, 168 common shares were withheld at a price of $51.80 per share, a non-market tax-withholding disposition rather than an open-market sale. After these transactions, he held 6,600 common shares directly and 240 shares indirectly through the PSBT 401(k) Profit Sharing Plan, along with 3,332 RSUs representing contingent rights to receive common stock.

Footnotes explain that 826 RSUs were granted on March 28, 2025, vesting in three annual installments starting March 11, 2025, with 281 RSUs vesting on March 11, 2026 and additional tranches scheduled to vest on March 11, 2027 and March 11, 2028. Another RSU award vests in five equal annual installments beginning August 29, 2026.

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PEOPLES FINANCIAL SERVICES CORP. executive Jeffrey A. Drobins exercised restricted stock units that vested into common shares and had shares withheld for taxes. On March 11, 2026, 274 restricted stock units converted into 274 shares of common stock at an exercise price of $0.00 per share.

A total of 236 common shares were disposed of at $51.80 per share to cover tax obligations, leaving 5,236.582 common shares owned directly. Footnotes state these holdings include 155 shares of time-based restricted stock and 5,081.582 other directly owned shares. Drobins also continues to hold 11,763 restricted stock units, each representing a contingent right to receive one share of common stock, with portions vesting annually through 2028 and further RSUs vesting in seven equal annual installments beginning August 29, 2026.

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PEOPLES FINANCIAL SERVICES CORP. EVP and Chief Accounting Officer Stephanie A. Westington exercised restricted stock units into common stock as part of her equity compensation. On March 11, 2026, 90 restricted stock units converted into 90 shares of common stock at a stated price of $0.00 per share. Of these shares, 30 were withheld at $51.80 per share to cover tax obligations, leaving a net 60 new common shares. Following these transactions, she directly holds 3,352 shares of common stock. The filing notes a prior grant of 263 RSUs on March 28, 2025, with 90 RSUs vesting on March 11, 2026, and 87 and 86 RSUs scheduled to vest on March 11, 2027 and March 11, 2028, respectively.

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VIENEY AMY reported disposition transactions in this Form 4 filing.

Peoples Financial Services Corp. EVP/Chief Human Resources Officer Amy Vieney had 95 restricted stock units vest and convert into common stock on March 11, 2026. Of these, 66 shares were delivered to the issuer at $51.8000 per share to satisfy tax obligations. After these transactions she holds 758.058 common shares directly and retains RSUs scheduled to vest in 2027 and 2028.

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PEOPLES FINANCIAL SERVICES CORP. President Thomas P. Tulaney reported routine equity compensation activity. On March 11, 2026, 366 restricted stock units converted into the same number of common shares at a price of $0.00 per share, reflecting RSU vesting.

To cover tax obligations, 264 common shares were withheld and disposed of at $51.80 per share, a non-market tax-withholding transaction. Following these changes, Tulaney directly held 22,288 common shares, and an IRA associated with him held 19,519.4883 common shares indirectly.

Footnotes state that the RSUs convert into common stock on a one-for-one basis and clarify that 366 RSUs vested on March 11, 2026, with additional RSUs scheduled to vest in 2027 and 2028.

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PEOPLES FINANCIAL SERVICES CORP. senior executive Neal D. Koplin exercised 323 restricted stock units, converting them into an equal number of common shares. These RSUs convert to common stock on a one-for-one basis.

To cover tax obligations, 233 common shares were withheld at a price of $51.80 per share, resulting in a net increase of 90 shares. After these transactions, Koplin directly holds 10,711.211 common shares, including 183 shares of time-based restricted stock, plus additional indirect holdings through an IRA and a 401(k) plan. He also has 627 RSUs remaining to vest in 2027 and 2028.

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PEOPLES FINANCIAL SERVICES CORP. executive John R. Anderson III, EVP and Chief Operating Officer, exercised restricted stock units into common shares. On 3/11/2026, 295 RSUs converted into 295 shares of common stock at $0.00 per share, consistent with a one-for-one RSU-to-share conversion.

To cover tax obligations, 189 common shares were withheld at a price of $51.80 per share, leaving Anderson with 6,790.748 common shares held directly after the transactions, plus additional indirect holdings of 1,880 shares through the PSBT 401(k) Profit Sharing Plan.

Footnotes show this RSU vesting is part of a prior grant of 866 RSUs made on 3/28/2025, vesting in three annual installments starting 3/11/2026. After the 295 RSUs vested on 3/11/2026, 286 RSUs are scheduled to vest on 3/11/2027 and 285 RSUs on 3/11/2028.

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PEOPLES FINANCIAL SERVICES CORP. Executive Vice President and General Counsel Mary Griffin Cummings exercised 246 restricted stock units into common stock on March 11, 2026. These RSUs convert into common stock on a one-for-one basis. To cover tax obligations, 83 common shares were withheld at $51.80 per share, leaving a net increase of 163 shares.

After these transactions, she directly holds 6,840 shares of common stock, a figure that includes 876 shares of time-based restricted common stock and 5,964 other directly owned shares. She also has 477 RSUs outstanding from a 723-unit grant made on March 28, 2025, with 239 RSUs scheduled to vest on March 11, 2027 and 238 RSUs on March 11, 2028.

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FAQ

How many PEOPLES FINANCIAL SERVICES (PFIS) SEC filings are available on StockTitan?

StockTitan tracks 95 SEC filings for PEOPLES FINANCIAL SERVICES (PFIS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PEOPLES FINANCIAL SERVICES (PFIS)?

The most recent SEC filing for PEOPLES FINANCIAL SERVICES (PFIS) was filed on March 13, 2026.