Welcome to our dedicated page for Peoples Finl Svcs SEC filings (Ticker: PFIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Peoples Financial Services Corp. filings document the public-company records of a Pennsylvania bank holding company and its Peoples Security Bank and Trust Company subsidiary. Recent 8-K reports furnish unaudited results of operations and financial condition, Regulation FD presentation materials, and leadership changes affecting executive roles at the holding company and bank.
Proxy materials cover annual meeting governance, director matters, executive compensation, equity awards and shareholder voting disclosures. The filing record also identifies core bank-regulatory investor topics such as capital structure, board oversight, officer matters, and exhibits tied to earnings releases and material events.
PEOPLES FINANCIAL SERVICES CORP. executive John R. Anderson III, EVP and Chief Operating Officer, exercised restricted stock units into common shares. On 3/11/2026, 295 RSUs converted into 295 shares of common stock at $0.00 per share, consistent with a one-for-one RSU-to-share conversion.
To cover tax obligations, 189 common shares were withheld at a price of $51.80 per share, leaving Anderson with 6,790.748 common shares held directly after the transactions, plus additional indirect holdings of 1,880 shares through the PSBT 401(k) Profit Sharing Plan.
Footnotes show this RSU vesting is part of a prior grant of 866 RSUs made on 3/28/2025, vesting in three annual installments starting 3/11/2026. After the 295 RSUs vested on 3/11/2026, 286 RSUs are scheduled to vest on 3/11/2027 and 285 RSUs on 3/11/2028.
PEOPLES FINANCIAL SERVICES CORP. Executive Vice President and General Counsel Mary Griffin Cummings exercised 246 restricted stock units into common stock on March 11, 2026. These RSUs convert into common stock on a one-for-one basis. To cover tax obligations, 83 common shares were withheld at $51.80 per share, leaving a net increase of 163 shares.
After these transactions, she directly holds 6,840 shares of common stock, a figure that includes 876 shares of time-based restricted common stock and 5,964 other directly owned shares. She also has 477 RSUs outstanding from a 723-unit grant made on March 28, 2025, with 239 RSUs scheduled to vest on March 11, 2027 and 238 RSUs on March 11, 2028.
Peoples Financial Services Corp. EVP and Chief Human Resources Officer Amy Vieney reported equity awards and related tax withholding in company stock. She acquired 706 shares of common stock as a grant at no cost and disposed of 238 shares at $53.60 per share to cover tax obligations through share delivery.
After these transactions, she directly holds 729.058 common shares, including 155 shares of time-based restricted common stock and 574.058 other directly owned shares. She also reports 277 restricted stock units outstanding, each representing one share of PFIS common stock, vesting in three equal annual installments beginning on March 11, 2026.
PEOPLES FINANCIAL SERVICES CORP. president Thomas P. Tulaney reported equity compensation changes in company stock. He received a grant or award of 2,818 shares of common stock at a stated price of $0.00 per share and had 1,121 common shares disposed of to satisfy tax obligations at a price of $53.60 per share.
After these transactions, his directly owned common stock totaled 22,186 shares, which the footnotes state includes 607 shares of time-based restricted stock solely owned and 21,579 shares held jointly with his spouse. He also held 1,075 restricted stock units, each representing one PFIS share, vesting in three equal annual installments beginning on March 11, 2026, and indirectly held 19,519.4883 common shares through an IRA.
PEOPLES FINANCIAL SERVICES CORP. executive receives stock award with related tax share disposition. Senior EVP and Chief Banking Officer Neal D. Koplin acquired 2,488 shares of common stock as a grant at $0.0000 per share and disposed of 989 shares at $53.6000 per share to cover tax obligations. After these transactions, he directly holds 10,621.211 common shares, including 537 time-based restricted shares and 10,084.211 other directly owned shares, plus indirect holdings through an IRA and a 401(k) plan. He also holds 950 restricted stock units that vest in three equal annual installments beginning on March 11, 2026.
PEOPLES FINANCIAL SERVICES CORP. executive Susan L. Hubble, EVP and Chief Information Officer, reported equity transactions involving company common stock and restricted stock units. On February 27, 2026, an indirect account identified as an IRA acquired 2,059 shares of common stock at $0.00 per share in a grant, award, or similar acquisition. The same IRA disposed of 695 common shares at $53.60 per share to satisfy exercise price or tax liabilities through delivery of shares, leaving 2,212 common shares held indirectly.
Separately, Hubble holds common stock and restricted stock units directly. Following these transactions, she directly owned 2,308 common shares, including 457 shares of time-based restricted common stock and 1,851 shares solely owned. She also held 819 restricted stock units, each representing one share of PFIS common stock, scheduled to vest in three equal annual installments beginning March 11, 2026.
PEOPLES FINANCIAL SERVICES CORP. executive John R. Anderson III reported stock-based compensation activity. He received a grant of 2,188 shares of common stock on February 27, 2026 at $0.00 per share, described as a grant, award, or other acquisition.
On the same date, 791 common shares were disposed of at $53.60 per share to cover tax liabilities by delivering securities, a non–open-market, tax-withholding disposition. After these transactions, he directly owned 6,684.748 common shares and held 1,880 additional common shares indirectly through the PSBT 401(k) Profit Sharing Plan.
Footnotes state that his direct holdings include 484 time-based restricted common shares, 6,160.748 solely owned shares, and 40 shares held jointly with his spouse. He also holds 866 restricted stock units, each representing a contingent right to receive one PFIS common share, vesting in three equal annual installments beginning March 11, 2026.
PEOPLES FINANCIAL SERVICES CORP. executive Timothy Kirtley received an equity award and had shares withheld to cover taxes. He was granted 2,146 shares of common stock on February 27, 2026 at $0 per share as a grant or award, increasing his direct holdings to 7,212 common shares, including 475 time-based restricted shares and 6,012 other directly owned shares.
On the same date, 725 common shares at $53.60 per share were disposed of to satisfy tax or exercise costs, leaving him with 6,487 directly owned common shares. He also holds 826 restricted stock units that vest in three equal annual installments beginning March 11, 2026 and 3,332 restricted stock units vesting in five equal annual installments beginning August 29, 2026. In addition, he has 240 common shares held indirectly through the PSBT 401(k) Profit Sharing Plan.
PEOPLES FINANCIAL SERVICES CORP. executive Jeffrey A. Drobins reported equity compensation changes in company stock. On February 27, 2026, he received a grant of 2,020 shares of common stock at $0.00 per share, classified as a grant or award acquisition. On the same date, 950 common shares were disposed of at $53.60 per share to satisfy tax withholding obligations, reducing his directly held common shares to 5,198.582, which includes 447 time-based restricted shares. He also holds 11,763 and 804 restricted stock units, each RSU representing one PFIS share, scheduled to vest in equal annual installments beginning March 11, 2026 and August 29, 2026, respectively.
Peoples Financial Services Corp. director Richard S. Lochen Jr. reported a transfer of 100 shares of common stock on February 4, 2026, coded “G,” indicating a gift, at a reported price of $0 per share.
After this transaction, he beneficially owns 18,791.042 common shares directly, including 8,741.0000 shares held individually and 10,050.042 shares held jointly with his spouse. He also reports indirect holdings of 4,459.822 shares through an IRA and two custodial accounts of 169.817 shares each for children under UTMA/PA.