Peoples Financial EVP Exercises 95 RSUs; 66 Withheld

VIENEY AMY reported disposition transactions in this Form 4 filing.

Rhea-AI Filing Summary

VIENEY AMY reported disposition transactions in this Form 4 filing.

Peoples Financial Services Corp. EVP/Chief Human Resources Officer Amy Vieney had 95 restricted stock units vest and convert into common stock on March 11, 2026. Of these, 66 shares were delivered to the issuer at $51.8000 per share to satisfy tax obligations. After these transactions she holds 758.058 common shares directly and retains RSUs scheduled to vest in 2027 and 2028.

Insights

Equity Compensation Analyst

Routine RSU vesting with tax withholding, not an open-market trade.

EVP and Chief Human Resources Officer Amy Vieney converted 95 restricted stock units into common shares on March 11, 2026. This is coded as an M transaction, reflecting a routine derivative exercise rather than an open-market purchase.

A subsequent F-code transaction shows 66 common shares withheld at $51.80 per share to satisfy tax obligations, reducing directly held shares to 758.058. This withholding is not a discretionary sale and carries limited signal about her view of the stock.

Footnotes describe a 277-RSU grant from March 28, 2025, with 95 units vested and 92 and 90 RSUs scheduled to vest on March 11, 2027 and March 11, 2028. This indicates continuing equity-based compensation rather than a change in long-term ownership stance.

Insider Trade Summary

95 shares exercised/converted

Exercise 3 txns

Insider VIENEY AMY

Role EVP/CHIEF HUMAN RESOURCES OFF

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	95	$0.00	$0.00
Exercise	Common Stock	95	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	66	$51.80	$3K

Holdings After Transaction: Restricted Stock Unit — 182 contracts (Direct); Common Stock — 758.058 shares (Direct)

Footnotes (4)

1. F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. F2. This amount includes 53 shares of time based restricted common stock solely owned by Ms. Vieney and 705.0580 shares solely owned by Ms. Vieney.
3. F3. On 3/28/2025, Ms. Vieney was granted 277 RSUs vesting in three annual installments beginning 3/11/2026.
4. F4. 95 RSUs vested on 3/11/2026 leaving 92 RSUs to vest on 3/11/2027 and 90 RSUs to vest on 3/11/2028.

Key Figures

RSUs vested and converted: 95 shares Tax-withholding shares: 66 shares Tax-withholding price: $51.8000 per share +4 more

7 metrics

RSUs vested and converted 95 shares Restricted stock units converted to common stock on March 11, 2026

Tax-withholding shares 66 shares Common shares delivered to issuer to satisfy tax liability on March 11, 2026

Tax-withholding price $51.8000 per share Price for 66-share tax-withholding disposition of common stock

Post-transaction common shares 758.058 shares Direct common stock holding after reported transactions

RSU grant size 277 RSUs Grant to Amy Vieney on March 28, 2025 vesting over three years

Future RSU vesting 2027 92 RSUs Restricted stock units scheduled to vest on March 11, 2027

Future RSU vesting 2028 90 RSUs Restricted stock units scheduled to vest on March 11, 2028

Key Terms

Restricted Stock Unit, time based restricted common stock, tax-withholding disposition, vest, +1 more

5 terms

Restricted Stock Unit financial

"security_title "Restricted Stock Unit" in a derivative transaction"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

time based restricted common stock financial

"includes 53 shares of time based restricted common stock solely owned"

tax-withholding disposition financial

"transaction_action "tax-withholding disposition" for the F-coded transaction"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

vest financial

"95 RSUs vested on 3/11/2026 leaving 92 RSUs to vest later"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

derivative exercise/conversion financial

"transaction_action "derivative exercise/conversion" for RSU conversion"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PFIS executive Amy Vieney report in this Form 4?

Amy Vieney reported 95 RSUs vesting and converting into common stock on March 11, 2026. A related tax-withholding transaction delivered 66 shares back to Peoples Financial Services Corp. at $51.8000 per share.

How many Peoples Financial (PFIS) shares were withheld for taxes?

The filing shows 66 common shares were delivered to the issuer at $51.8000 per share to satisfy tax liabilities. This tax-withholding disposition followed the vesting and conversion of 95 restricted stock units into common stock.

What is Amy Vieney’s shareholding in PFIS after these transactions?

After the reported transactions, Amy Vieney holds 758.058 common shares directly. This total includes both time-based restricted common stock and shares solely owned, as described in the footnote to the Form 4 filing.

What RSU grant and vesting schedule does PFIS disclose for Amy Vieney?

On March 28, 2025, Amy Vieney was granted 277 RSUs, vesting in three annual installments beginning March 11, 2026. 95 RSUs vested in 2026, with 92 and 90 RSUs scheduled to vest in 2027 and 2028, respectively.

How do Amy Vieney’s RSUs convert into Peoples Financial (PFIS) common stock?

Her restricted stock units convert into common stock on a one-for-one basis. In this Form 4, 95 RSUs converted into 95 common shares on March 11, 2026, subject to a separate tax-withholding share delivery.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/13/2026 - 04:34 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

VIENEY AMY

(Last) (First) (Middle)

C/O PEOPLES SECURITY BANK & TRUST CO.

30 E D PREATE DRIVE

(Street)

MOOSIC PA 18507

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP/CHIEF HUMAN RESOURCES OFF

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/11/2026		M		95	A	$0(1)	824.058	D
Common Stock	03/11/2026		F		66	D	$51.8	758.058(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/11/2026		M			95	(3)	(3)	Common Stock	95	$0	182(4)	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. This amount includes 53 shares of time based restricted common stock solely owned by Ms. Vieney and 705.0580 shares solely owned by Ms. Vieney.

3. On 3/28/2025, Ms. Vieney was granted 277 RSUs vesting in three annual installments beginning 3/11/2026.

4. 95 RSUs vested on 3/11/2026 leaving 92 RSUs to vest on 3/11/2027 and 90 RSUs to vest on 3/11/2028.

	/s/ James M. Bone, Jr., CPA, As Attorney in Fact for Amy Vieney	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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