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Peoples Financial (PFIS) EVP Amy Vieney reports RSU vesting and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PEOPLES FINANCIAL SERVICES CORP. executive Amy Vieney exercised restricted stock units and had shares withheld for taxes. On March 11, 2026, 95 RSUs converted into 95 shares of common stock, increasing her directly owned common shares to 824.058 before tax withholding.

On the same date, 66 common shares were withheld at $51.80 per share to cover tax obligations related to the vesting, leaving her with 758.058 common shares held directly. Footnotes state the original 277 RSU grant from March 28, 2025 vests in three annual installments, with 95 RSUs vesting on March 11, 2026, and 92 and 90 RSUs scheduled to vest on March 11, 2027 and March 11, 2028, respectively.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU vesting with tax withholding, not an open-market trade.

EVP and Chief Human Resources Officer Amy Vieney converted 95 restricted stock units into common shares on March 11, 2026. This is coded as an M transaction, reflecting a routine derivative exercise rather than an open-market purchase.

A subsequent F-code transaction shows 66 common shares withheld at $51.80 per share to satisfy tax obligations, reducing directly held shares to 758.058. This withholding is not a discretionary sale and carries limited signal about her view of the stock.

Footnotes describe a 277-RSU grant from March 28, 2025, with 95 units vested and 92 and 90 RSUs scheduled to vest on March 11, 2027 and March 11, 2028. This indicates continuing equity-based compensation rather than a change in long-term ownership stance.

Insider VIENEY AMY
Role EVP/CHIEF HUMAN RESOURCES OFF
Type Security Shares Price Value
Exercise Restricted Stock Unit 95 $0.00 --
Exercise Common Stock 95 $0.00 --
Tax Withholding Common Stock 66 $51.80 $3K
Holdings After Transaction: Restricted Stock Unit — 182 shares (Direct); Common Stock — 824.058 shares (Direct)
Footnotes (1)
  1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. This amount includes 53 shares of time based restricted common stock solely owned by Ms. Vieney and 705.0580 shares solely owned by Ms. Vieney. On 3/28/2025, Ms. Vieney was granted 277 RSUs vesting in three annual installments beginning 3/11/2026. 95 RSUs vested on 3/11/2026 leaving 92 RSUs to vest on 3/11/2027 and 90 RSUs to vest on 3/11/2028.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VIENEY AMY
(Last) (First) (Middle)
C/O PEOPLES SECURITY BANK & TRUST CO.
30 E D PREATE DRIVE
(Street)
MOOSIC PA 18507
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/CHIEF HUMAN RESOURCES OFF
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/11/2026 M 95 A $0(1) 824.058 D
Common Stock 03/11/2026 F 66 D $51.8 758.058(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 03/11/2026 M 95 (3) (3) Common Stock 95 $0 182(4) D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. This amount includes 53 shares of time based restricted common stock solely owned by Ms. Vieney and 705.0580 shares solely owned by Ms. Vieney.
3. On 3/28/2025, Ms. Vieney was granted 277 RSUs vesting in three annual installments beginning 3/11/2026.
4. 95 RSUs vested on 3/11/2026 leaving 92 RSUs to vest on 3/11/2027 and 90 RSUs to vest on 3/11/2028.
/s/ James M. Bone, Jr., CPA, As Attorney in Fact for Amy Vieney 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did PFIS executive Amy Vieney report in this Form 4 filing?

Amy Vieney reported the vesting and conversion of 95 restricted stock units into common stock for Peoples Financial Services Corp., along with related tax withholding, reflecting routine equity compensation activity rather than an open-market stock purchase or sale.

How many Peoples Financial Services (PFIS) shares does Amy Vieney hold after these transactions?

After the March 11, 2026 transactions, Amy Vieney directly holds 758.058 shares of Peoples Financial Services common stock. This figure is reported as the total shares following the F-code tax-withholding disposition in the non-derivative transaction section.

Were any PFIS shares sold on the open market in this Form 4 for Amy Vieney?

No open-market sales are shown. The only disposition is an F-code transaction where 66 shares were withheld at $51.80 per share to pay tax obligations arising from the RSU vesting, which is different from a discretionary market sale.

What are the terms of Amy Vieney’s RSU grant disclosed for PFIS?

The filing notes a grant of 277 restricted stock units on March 28, 2025, vesting in three annual installments. Ninety-five RSUs vested on March 11, 2026, with 92 scheduled to vest on March 11, 2027 and 90 on March 11, 2028.

How do the PFIS RSUs convert into common stock for Amy Vieney?

The restricted stock units convert into Peoples Financial Services common stock on a one-for-one basis. In this filing, 95 RSUs converted into 95 common shares on March 11, 2026, consistent with the one-for-one conversion footnote.

Is the Form 4 activity for PFIS’s Amy Vieney considered routine compensation?

Yes. The activity reflects RSU vesting, conversion into common shares, and share withholding to cover taxes. These M and F code transactions are typical for equity compensation programs and do not represent a discretionary buy or sell decision.