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PEOPLES FINANCIAL SERVICES CORP. (PFIS) SEC Filings, Aug-Nov 2025

PFIS NASDAQ

Peoples Financial Services Corp. filings document the public-company records of a Pennsylvania bank holding company and its Peoples Security Bank and Trust Company subsidiary. Recent 8-K reports furnish unaudited results of operations and financial condition, Regulation FD presentation materials, and leadership changes affecting executive roles at the holding company and bank.

Proxy materials cover annual meeting governance, director matters, executive compensation, equity awards and shareholder voting disclosures. The filing record also identifies core bank-regulatory investor topics such as capital structure, board oversight, officer matters, and exhibits tied to earnings releases and material events.

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Peoples Financial Services Corp. (PFIS) filed a Form 4/A reporting an amended equity award for EVP/Chief Lending Officer Jeffrey Drobins. The filing shows the acquisition of 11,763 restricted stock units (RSUs) on August 29, 2025, recorded at $0 and held as Direct (D) ownership, with 11,763 derivative securities beneficially owned following the transaction.

The amendment notes the adjusted number of RSUs due to a calculation error. Each RSU represents a contingent right to receive one share of PFIS common stock. The RSUs are scheduled to vest in seven equal annual installments beginning August 29, 2026.

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Peoples Financial Services Corp. (PFIS) reported an amended insider transaction for EVP/Chief Risk Officer Timothy H. Kirtley on a Form 4/A. The filing records the acquisition of 3,332 restricted stock units (RSUs) on August 29, 2025 at a price of $0. The RSU count was adjusted due to a calculation error.

The 3,332 RSUs vest in five equal annual installments beginning August 29, 2026. A separate RSU line shows 826 RSUs vesting in three equal annual installments beginning March 11, 2026. Reported holdings are shown as direct (D) ownership.

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Peoples Financial Services Corp. filed an 8-K announcing unaudited results for the three and nine months ended September 30, 2025, and its financial condition at September 30, 2025. The company reported this under Item 2.02 and attached a press release as Exhibit 99.1, which is incorporated by reference.

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Peoples Financial Services Corp. (PFIS) filed a Form 13F Holdings Report, disclosing institutional equity positions for the period. The filing lists a Form 13F Information Table Entry Total of 396 and a Form 13F Information Table Value Total of $221,441,895 (round to nearest dollar). Number of Other Included Managers: 0, indicating the report covers PFIS’s holdings only.

The report was signed by Carla Olenchak, VP, Trust Operations Manager, in Quinton, VA on 10-28-2025. PFIS’s address is 30 E D Preate Drive, Moosic, PA 18507.

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Peoples Financial Services Corp. disclosed executive severance terms that vary by role and by whether a termination follows a change in control. For non-change-in-control terminations the company will continue the executive's base salary and provide a pro rata annual bonus plus reimbursement of COBRA health premiums for either 12 or 18 months depending on the group described. For change-in-control terminations the agreements provide lump-sum cash severance equal to a multiple of salary plus target bonus—ranging from 1.0× salary + 1× target bonus up to 36 months of salary + 2.99× target bonus—and COBRA premium reimbursement for 12, 24 or 36 months as specified. The filing lists these contractual payout formulas and the timing for payment (within 60 days of a qualifying termination).

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Insider report for PFIS: executive Jeffrey A. Drobins recorded a mix of a sale and a grant on August 29, 2025. The filing shows a disposition of 4,128.582 shares of common stock due to an adjusted calculation. It also records an indirect beneficial ownership of 277.3779 shares held through the PSBT Employee Stock Ownership Plan. Separately, Mr. Drobins was granted 9,540 restricted stock units (RSUs) on the same date; each RSU represents a contingent right to one share and they vest in seven equal annual installments beginning August 29, 2026. The RSUs are reported as direct ownership with a $0 price. The signature indicates the form was filed by an attorney-in-fact on behalf of Mr. Drobins.

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Peoples Financial Services Corp. (PFIS) reporting person Timothy Kirtley, EVP/Chief Risk Officer, reported an open-market disposal and new equity awards. The Form 4 shows a disposition of 5,066 shares of common stock and indicates beneficial ownership tied to the PSBT Employee Stock Ownership Plan of 215.2168 (as reported). The filing also reports two grants of restricted stock units: 826 RSUs (reported 03/28/2025) and 2,862 RSUs (reported 08/29/2025), each converting one-for-one into common shares at $0 exercise price. The RSUs vest over multi-year schedules: the 826 RSUs vest in three equal annual installments beginning March 11, 2026; the 2,862 RSUs vest in five equal annual installments beginning August 29, 2026.

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Louis A. DeNaples, a director of Peoples Financial Services Corp. (PFIS), reported a purchase of 1,709 shares of the issuer's common stock on 08/29/2025 at a reported price of $53 per share. After the transaction, Mr. DeNaples is reported to beneficially own a total of 332,626.469 shares directly, which includes 331,682.6710 shares held by him (including DRP purchases in March and June 2025) and 943.7980 shares held jointly with his spouse. The filing also discloses indirect holdings of 356 shares by DeNaples Equipment Company, 6,741.134 shares via a family partnership, and 2,861.82 shares held by his spouse. The form is signed by an attorney-in-fact on 09/03/2025.

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Peoples Financial Services Corp. filed a current report stating that its management anticipates holding meetings with investors during 2025. To support these meetings, the company has prepared a Q2 2025 investor presentation.

The presentation materials will be furnished as Exhibit 99.1 to this report and made available on the investor relations section of the company’s website at the specified presentations page. The information in the presentation is stated to be current only as of the dates indicated, and the company notes it has no obligation to update or correct that information in the future.

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Richard S. Lochen Jr., a director of Peoples Financial Services Corp. (PFIS), reported a purchase of company common stock on 08/15/2025. The Form 4 shows a non-derivative acquisition of 100 shares at a reported price of $50.10 per share. After the transaction, the filing reports 18,419.023 shares held directly and additional indirect holdings of 4,246.031 shares (IRA) plus 165.93 shares held as custodian under UTMA/PA twice listed. The filing was signed by an attorney-in-fact on 08/19/2025. The disclosure documents an insider purchase and the resulting beneficial ownership levels without additional commentary or plans disclosed in this filing.

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FAQ

How many PEOPLES FINANCIAL SERVICES (PFIS) SEC filings are available on StockTitan?

StockTitan tracks 95 SEC filings for PEOPLES FINANCIAL SERVICES (PFIS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PEOPLES FINANCIAL SERVICES (PFIS)?

The most recent SEC filing for PEOPLES FINANCIAL SERVICES (PFIS) was filed on November 4, 2025.