Welcome to our dedicated page for Peoples Finl Svcs SEC filings (Ticker: PFIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Peoples Financial Services Corp. (NASDAQ: PFIS) provides access to the company’s regulatory disclosures as a Pennsylvania-incorporated bank holding company for Peoples Security Bank and Trust Company. Through these filings, investors can review how PFIS reports its commercial banking activities, community banking footprint and financial condition over time.
Peoples Financial Services Corp. uses current reports on Form 8-K to announce unaudited quarterly and year-to-date earnings, including results of operations and financial condition for periods such as the quarters ended March 31, June 30 and September 30. These filings typically reference accompanying press releases as exhibits, where the company discusses net income, net interest income, provisions for credit losses, noninterest income and noninterest expenses, along with non-GAAP measures such as tangible stockholders’ equity, core net income, pre-provision net revenue and tax-equivalent net interest income.
Other 8-K filings cover capital and corporate actions, such as the private placement of fixed-to-floating rate subordinated notes structured to qualify as Tier 2 capital and the completion and integration of the FNCB Bancorp, Inc. merger. Executive and compensation-related disclosures, including adoption of a severance and change in control plan for the CEO and leadership team, are also detailed in 8-K filings with attached plan documents.
On Stock Titan, these SEC filings are updated in line with EDGAR and can be paired with AI-powered summaries that explain key points from lengthy documents, such as earnings releases, investor presentations and executive compensation plans. Users can quickly identify important items in PFIS filings, locate exhibits like press releases and presentations, and track how the company’s disclosures on community banking operations, capital structure and governance evolve across reporting periods.
PEOPLES FINANCIAL SERVICES CORP. executive Susan L. Hubble, EVP and Chief Information Officer, reported equity transactions involving company common stock and restricted stock units. On February 27, 2026, an indirect account identified as an IRA acquired 2,059 shares of common stock at $0.00 per share in a grant, award, or similar acquisition. The same IRA disposed of 695 common shares at $53.60 per share to satisfy exercise price or tax liabilities through delivery of shares, leaving 2,212 common shares held indirectly.
Separately, Hubble holds common stock and restricted stock units directly. Following these transactions, she directly owned 2,308 common shares, including 457 shares of time-based restricted common stock and 1,851 shares solely owned. She also held 819 restricted stock units, each representing one share of PFIS common stock, scheduled to vest in three equal annual installments beginning March 11, 2026.
PEOPLES FINANCIAL SERVICES CORP. executive John R. Anderson III reported stock-based compensation activity. He received a grant of 2,188 shares of common stock on February 27, 2026 at $0.00 per share, described as a grant, award, or other acquisition.
On the same date, 791 common shares were disposed of at $53.60 per share to cover tax liabilities by delivering securities, a non–open-market, tax-withholding disposition. After these transactions, he directly owned 6,684.748 common shares and held 1,880 additional common shares indirectly through the PSBT 401(k) Profit Sharing Plan.
Footnotes state that his direct holdings include 484 time-based restricted common shares, 6,160.748 solely owned shares, and 40 shares held jointly with his spouse. He also holds 866 restricted stock units, each representing a contingent right to receive one PFIS common share, vesting in three equal annual installments beginning March 11, 2026.
PEOPLES FINANCIAL SERVICES CORP. executive Timothy Kirtley received an equity award and had shares withheld to cover taxes. He was granted 2,146 shares of common stock on February 27, 2026 at $0 per share as a grant or award, increasing his direct holdings to 7,212 common shares, including 475 time-based restricted shares and 6,012 other directly owned shares.
On the same date, 725 common shares at $53.60 per share were disposed of to satisfy tax or exercise costs, leaving him with 6,487 directly owned common shares. He also holds 826 restricted stock units that vest in three equal annual installments beginning March 11, 2026 and 3,332 restricted stock units vesting in five equal annual installments beginning August 29, 2026. In addition, he has 240 common shares held indirectly through the PSBT 401(k) Profit Sharing Plan.
PEOPLES FINANCIAL SERVICES CORP. executive Jeffrey A. Drobins reported equity compensation changes in company stock. On February 27, 2026, he received a grant of 2,020 shares of common stock at $0.00 per share, classified as a grant or award acquisition. On the same date, 950 common shares were disposed of at $53.60 per share to satisfy tax withholding obligations, reducing his directly held common shares to 5,198.582, which includes 447 time-based restricted shares. He also holds 11,763 and 804 restricted stock units, each RSU representing one PFIS share, scheduled to vest in equal annual installments beginning March 11, 2026 and August 29, 2026, respectively.
Peoples Financial Services Corp. director Richard S. Lochen Jr. reported a transfer of 100 shares of common stock on February 4, 2026, coded “G,” indicating a gift, at a reported price of $0 per share.
After this transaction, he beneficially owns 18,791.042 common shares directly, including 8,741.0000 shares held individually and 10,050.042 shares held jointly with his spouse. He also reports indirect holdings of 4,459.822 shares through an IRA and two custodial accounts of 169.817 shares each for children under UTMA/PA.
Peoples Financial Services Corp. director Louis A. DeNaples received a stock award of 297 shares of common stock on January 30, 2026 under the company’s director compensation plan at a per-share price of $0.00. Following this grant, he beneficially owned 340,613.064 common shares directly.
He is also reported as indirectly owning 356 common shares through DeNaples Equipment Company, 6,899.075 shares through D & L Realty, and 2,928.872 shares through his spouse. For shares held by the entities, he disclaims beneficial ownership to the extent permitted under applicable law.
Peoples Financial Services Corp. director Joseph T. Wright Jr. reported receiving a stock award of 297 shares of common stock on January 30, 2026 under the company’s director compensation plan, at a reported price of $0 per share.
After this grant, he beneficially owns 43,939.4127 common shares directly. This total includes 3.000 shares acquired in 2025 through the issuer’s Dividend Reinvestment and Stock Purchase Plan.
Peoples Financial Services Corp. director James B. Nicholas reported a stock award of 297 shares of common stock on January 30, 2026, granted at $0 under the company’s director compensation plan. Following the award, he beneficially owns 25,171 shares directly.
He also reports indirect holdings of common stock, including 2,451 shares in an IRA, 1,671 shares held by his spouse, and 1,533 shares in his spouse’s IRA as of that same date.
Peoples Financial Services Corp. director Richard S. Lochen Jr. received a stock award of 297 shares of common stock on January 30, 2026 under the company’s director compensation plan. The shares were granted at $0 per share, reflecting an equity award rather than a purchase.
After this grant, he beneficially owns 18,891.042 shares directly, which includes shares held individually and jointly with his spouse under the Dividend Reinvestment and Stock Purchase Plan. He also reports 4,459.822 shares held indirectly in an IRA and 169.817 shares in each of the reported custodial accounts for a child under the UTMA/PA.
Peoples Financial Services Corp. director Kathleen McCarthy Lambert received a grant of 297 shares of common stock on January 30, 2026 as a stock award under the company’s director compensation plan, at a price of $0 per share.
Following this award, she beneficially owned a total of 3,689.429 shares, including 3,324.4290 shares held individually, 144.5780 shares acquired in 2025 through the dividend reinvestment and stock purchase plan, and 365 shares held jointly with her spouse.