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  4. [Form 4/A] PEOPLES FINANCIAL SERVICES CORP. Amended Insider Trading Activity

PFIS insider filing amends RSUs; vesting starts 2026

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Peoples Financial Services Corp. (PFIS) reported an amended insider transaction for EVP/Chief Risk Officer Timothy H. Kirtley on a Form 4/A. The filing records the acquisition of 3,332 restricted stock units (RSUs) on August 29, 2025 at a price of $0. The RSU count was adjusted due to a calculation error.

The 3,332 RSUs vest in five equal annual installments beginning August 29, 2026. A separate RSU line shows 826 RSUs vesting in three equal annual installments beginning March 11, 2026. Reported holdings are shown as direct (D) ownership.

Positive

  • None.

Negative

  • None.
Insider Kirtley Timothy
Role EVP/CHIEF RISK OFFICER
Type Security Shares Price Value
Grant/Award Restricted Stock Units 3,332 $0.00 --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 3,332 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of PFIS common stock. Adjusted number of restricted stock units due to a calculation error. The restricted stock units vest in five equal annual installments beginning August 29, 2026. The restricted stock units vest in three equal annual installments beginning March 11, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kirtley Timothy
(Last) (First) (Middle)
C/O PEOPLES SECURITY BANK & TRUST CO
30 E D PREATE DRIVE
(Street)
MOOSIC PA 18507
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/CHIEF RISK OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
09/03/2025 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/29/2025 A 3,332(2) (3) (3) COMMON STOCK 3,332 $0 3,332 D
Restricted Stock Units (1) (4) (4) COMMON STOCK 826 826 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.
2. Adjusted number of restricted stock units due to a calculation error.
3. The restricted stock units vest in five equal annual installments beginning August 29, 2026.
4. The restricted stock units vest in three equal annual installments beginning March 11, 2026.
/s/ Stephanie A. Westington, CPA, As Attorney-in-Fact for Timothy H. Kirtley 11/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did PFIS report in this Form 4/A filing?

An amended insider transaction for EVP/Chief Risk Officer Timothy H. Kirtley, including the acquisition of 3,332 RSUs at $0 on August 29, 2025.

Why was the RSU amount adjusted in PFIS (PFIS) Form 4/A?

The RSU count was adjusted due to a calculation error, as stated in the filing.

What is the vesting schedule for the 3,332 PFIS RSUs?

They vest in five equal annual installments beginning August 29, 2026.

What additional RSUs are disclosed for PFIS, and how do they vest?

A separate line shows 826 RSUs vesting in three equal annual installments beginning March 11, 2026.

What is the ownership form of the reported PFIS securities?

The filing lists the holdings as Direct (D) ownership.

Who is the reporting person in the PFIS Form 4/A?

It is Timothy H. Kirtley, EVP/Chief Risk Officer of PFIS.