Every 8-K that PennantPark Floating Rate Capital Ltd. (PFLT) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow PFLT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PFLT filings page.
PennantPark Floating Rate Capital Ltd. (ticker PFLT for its common stock) declared a monthly distribution for September 2026 of $0.0833 per share, consisting of a $0.08 base dividend and a $0.0033 supplemental dividend. The distribution is payable on October 1, 2026 to stockholders of record as of September 15, 2026 and is expected to be paid from taxable net investment income. As a regulated investment company, the firm notes that portions of its distributions may qualify as interest-related dividends or short-term capital gains for non-U.S. stockholders, potentially reducing U.S. withholding tax, with final tax characteristics to be reported on Form 1099 and in a periodic report.
PennantPark Floating Rate Capital Ltd. reported third-quarter 2026 results with an investment portfolio of $2.50 billion and net assets of $1.02 billion, resulting in a net asset value of $10.26 per share, a 2.0% quarterly decline. Debt to equity stood at 1.56x, with a weighted average yield on debt investments of 9.8%.
For the quarter ended June 30, 2026, net investment income was $25.9 million, or $0.26 per share, matching Core NII per share. Net realized gains were strong at $37.3 million, but were more than offset by net unrealized depreciation of $56.6 million, leading to a net increase in net assets from operations of $7.6 million, or $0.08 per share.
The portfolio remained highly diversified with 159 companies and approximately 99% in variable-rate debt, while non-accruals affected four portfolio companies, representing 1.0% of cost and 0.4% of fair value. PennantPark declared base and supplemental quarterly distributions totaling $0.2883 per share and maintained significant liquidity, including $449.7 million of unused Credit Facility capacity and $100.8 million in cash and cash equivalents.
PennantPark Floating Rate Capital Ltd. declared a monthly distribution for August 2026 of $0.0833 per share, consisting of a $0.08 base dividend and a $0.0033 supplemental dividend. The distribution is payable on September 1, 2026 to stockholders of record as of August 14, 2026 and is expected to be funded from taxable net investment income.
The company operates as a regulated investment company, and its distributions may include interest-related dividends and short-term capital gains that may be exempt from U.S. withholding tax when distributed to non-U.S. stockholders with proper documentation. PennantPark Floating Rate Capital Ltd. is a business development company focused on floating rate senior secured loans to U.S. middle-market private companies.
PennantPark Floating Rate Capital Ltd. announced the timing of its third fiscal quarter 2026 results. The company will report financial results for the quarter ended June 30, 2026 on Monday, August 10, 2026 after the close of the financial markets.
The company will host a conference call on Tuesday, August 11, 2026 at 9:00 a.m. Eastern Time to discuss the results, open to all interested parties via toll-free and international dial-in numbers. PennantPark Floating Rate Capital Ltd. is a business development company that primarily invests in U.S. middle-market private companies through floating rate senior secured loans and related debt instruments.
PennantPark Floating Rate Capital Ltd. announced a monthly distribution of $0.0833 per share for July 2026. This consists of a $0.08 per share base dividend and a $0.0033 per share supplemental dividend. The dividend will be paid on August 3, 2026 to stockholders who are on record as of July 15, 2026.
The company expects this distribution to come from taxable net investment income. As a regulated investment company, it may designate portions of its payouts as interest-related dividends and short-term capital gains, which can be exempt from U.S. withholding tax for eligible non-U.S. stockholders, subject to proper documentation and current tax laws.
PennantPark Floating Rate Capital Ltd. declared a June 2026 monthly distribution of $0.0833 per share, consisting of a $0.08 base dividend and a $0.0033 supplemental dividend. The payout is scheduled for July 1, 2026 to stockholders of record on June 15, 2026.
The distribution is expected to be paid from taxable net investment income. As a regulated investment company, PennantPark Floating Rate Capital Ltd. may generate qualified interest income and short-term capital gains that can be distributed to eligible non-U.S. stockholders without U.S. withholding tax.
PennantPark Floating Rate Capital Ltd. issued $105,000,000 aggregate principal amount of its 7.375% Notes due 2031, including $5,000,000 from a partial over‑allotment exercise. The company received approximately $101.19 million in net proceeds.
The notes mature on June 15, 2031, are callable at the company’s option on or after June 15, 2028, and pay 7.375% interest per year, quarterly in arrears starting September 15, 2026. PennantPark Floating Rate intends to use the proceeds to repay its revolving credit facility, invest in portfolio companies, and for general corporate or strategic purposes.
The notes are unsecured obligations ranking pari passu with existing and future unsecured unsubordinated debt, senior to future subordinated debt and preferred stock, and effectively or structurally subordinated to secured and subsidiary-level obligations. The notes are expected to list on the NYSE under the symbol PFLA.
PennantPark Floating Rate Capital Ltd. entered an underwriting agreement for a $100 million offering of its 7.375% Notes due 2031, with closing expected on June 1, 2026 subject to customary conditions. Underwriters also have a 30-day option to purchase up to an additional $15 million of these notes.
The company plans to use net proceeds to repay outstanding amounts under its revolving credit facility, invest in new or existing portfolio companies, and for general corporate or strategic purposes. The notes are expected to be listed on the New York Stock Exchange within 30 days of June 1, 2026 under the symbol PFLA, and the transaction is being conducted off an effective shelf registration on Form N-2.
PennantPark Floating Rate Capital Ltd. reported second-quarter results showing stable income but lower per-share metrics and a reset dividend framework. For the quarter ended March 31, 2026, net investment income was $25.7 million, or $0.26 per share, versus $0.28 a year earlier. Net asset value per share was $10.47, down from $10.83 as of September 30, 2025, with a 0.2% quarterly NAV decline. The investment portfolio totaled $2.58 billion, with about 99% in variable-rate debt and only three non-accruals representing 0.5% of fair value. The company declared quarterly-equivalent distributions of $0.3075 per share but plans to cut the base monthly dividend to $0.08 per share starting with the July distribution, adding a variable supplemental amount linked to net investment income. Leverage stood at a 1.61x debt-to-equity ratio, and the annualized weighted average cost of debt for the six months ended March 31, 2026 was 6.1%, down from 6.8% a year earlier.
PennantPark Floating Rate Capital Ltd. declared a monthly cash distribution for May 2026 of $0.1025 per share, payable on June 1, 2026 to stockholders of record as of May 15, 2026. The distribution is expected to come from taxable net investment income, with final tax treatment reported on Form 1099 and in periodic SEC reports after year-end.
The company operates as a regulated investment company, which allows portions of its payouts, such as qualified interest income and certain short-term capital gains, to be treated as interest-related dividends that may be exempt from U.S. withholding tax for eligible non-U.S. stockholders. PennantPark Floating Rate Capital Ltd. is a business development company focused on floating rate senior secured loans to U.S. middle-market private companies and is managed by PennantPark Investment Advisers, LLC, which oversees approximately $10 billion of investable capital.
PennantPark Floating Rate Capital Ltd. announced timing for its upcoming financial update. The company plans to release results for its second fiscal quarter ended March 31, 2026 after the market close on Thursday, May 7, 2026.
Management will host a conference call at 9:00 a.m. Eastern Time on Friday, May 8, 2026 to discuss the results, with both U.S. and international dial-in numbers and a replay available via webcast on its investor relations website. The company reminds readers that statements about future performance are forward-looking and subject to risks described in its SEC filings.
PennantPark Floating Rate Capital Ltd. declared a monthly cash distribution for April 2026 of $0.1025 per share. The payment is scheduled for May 1, 2026 to stockholders who are on record as of April 15, 2026, and is expected to come from taxable net investment income.
As a regulated investment company, PennantPark Floating Rate Capital Ltd. may treat portions of its distributions as qualified interest income or short-term capital gains that can be exempt from U.S. withholding tax for certain non-U.S. stockholders, subject to proper documentation.
PennantPark Floating Rate Capital Ltd. entered into a Second Supplemental Indenture with Equiniti Trust Company, LLC to issue $200,000,000 aggregate principal amount of its 6.75% notes due 2029. The notes mature on March 4, 2029 and pay interest semi-annually on March 4 and September 4, starting September 4, 2026.
The notes are general unsecured obligations, ranking equally with other unsecured unsubordinated debt and ahead of any future subordinated debt and preferred stock, while being effectively and structurally subordinated to secured debt and subsidiary obligations. Upon a defined change of control repurchase event, PennantPark must generally offer to repurchase the notes at 100% of principal plus accrued interest.
The notes were sold in a registered offering, with net proceeds of approximately $195.9 million. The company intends to use these funds to repay outstanding borrowings under its multi-currency senior secured revolving credit facility, to invest in new or existing portfolio companies, and for general corporate or strategic purposes.
PennantPark Floating Rate Capital Ltd. declared a monthly distribution for March 2026 of $0.1025 per share. The cash payment is scheduled for April 1, 2026 to stockholders of record as of March 16, 2026.
The distribution is expected to be paid from the company’s taxable net investment income. As a regulated investment company, it may treat portions of its payouts as interest-related dividends, which can be exempt from U.S. withholding tax for eligible non-U.S. stockholders under current law.
PennantPark Floating Rate Capital Ltd. completed a CLO reset transaction through its wholly owned subsidiary PennantPark CLO VIII, LLC. The Issuer refinanced and upsized a four-year reinvestment, twelve-year final maturity $356.5 million debt securitization via new classes of SOFR-based secured notes and related loans.
The Issuer issued multiple tranches of replacement secured notes and $5.9 million of additional subordinated notes and borrowed $80.0 million of Class A-1-R loans, all maturing in April 2038 and fully funded at closing. The obligations are non-recourse to the company, which will retain the subordinated notes through a consolidated subsidiary.
The company amended and restated its master loan sale agreement supporting an initial portfolio of approximately $265 million par amount of middle market loans and will continue to act as portfolio manager under an amended collateral management agreement, irrevocably waiving any base management fee or subordinated interest while it serves in that role.
PennantPark Floating Rate Capital Ltd. entered into an underwriting agreement to issue and sell $200 million aggregate principal amount of its 6.75% Notes due 2029. Raymond James & Associates, Inc. is acting as representative of the several underwriters.
The transaction is being carried out under PennantPark Floating Rate Capital Ltd.’s effective shelf registration statement on Form N-2, using a preliminary and a final prospectus supplement each dated February 25, 2026. The agreement includes customary representations, covenants, indemnification, and contribution provisions for the company, its adviser, and the underwriters.
PennantPark Floating Rate Capital Ltd. reported first‑quarter results for the period ended December 31, 2025. The company generated net investment income of $26.6 million, or $0.27 per share, down from $0.37 per share a year earlier as higher interest expense and one‑time credit facility amendment costs weighed on earnings.
The investment portfolio totaled $2.61 billion, primarily in first lien secured loans, with a debt‑to‑equity ratio of 1.57x and a weighted average yield on debt investments of 9.9%. Net asset value per share fell 3.1% during the quarter to $10.49, driven by $32.3 million of net unrealized depreciation and modest realized gains.
PennantPark continued to build its joint ventures: PSSL’s portfolio reached $1.20 billion, while the newer PSSL II invested about $196.5 million and held $193.2 million at quarter‑end. Liquidity remained solid with $279.1 million of unused credit facility capacity and $95.3 million in cash and equivalents, and the annualized weighted average cost of debt declined to 6.2%. The company declared quarterly distributions of $0.3075 per share and subsequently upsized PSSL II’s credit facility to $250 million, with post‑quarter portfolio investments of approximately $2.54 billion and leverage of 1.5x.
PennantPark Floating Rate Capital Ltd. held its annual meeting of stockholders on February 3, 2026, with 99,217,896 common shares eligible to vote. Stockholders elected two Class III directors to serve until the 2029 annual meeting, continuing the company’s established board structure.
Arthur H. Penn was re-elected with 18,594,173 votes for, 2,754,774 against, and 530,679 abstentions. José A. Briones, Jr. was re-elected with 17,591,279 votes for, 3,676,864 against, and 611,483 abstentions. Broker non-votes totaled 38,651,116 for each director.
Stockholders also ratified the selection of US LLP as the independent registered public accounting firm for the year ending September 30, 2026, with 57,485,168 votes for, 1,945,710 against, and 1,099,864 abstentions, indicating strong support for the company’s auditor choice.
PennantPark Floating Rate Capital Ltd. filed a current report to share information about its latest monthly distribution. The company states that it issued a press release on February 3, 2026 announcing this distribution, and that the press release is included as Exhibit 99.1.
The company emphasizes that the information in this report and the exhibit is being furnished, not filed, so it is not subject to certain liability provisions under securities laws and will only be incorporated into other filings if specifically referenced. The report also highlights that any forward-looking statements in these materials are not guarantees of future results and may differ from actual outcomes due to various risks described in its SEC filings.
PennantPark Floating Rate Capital Ltd. filed a current report describing a communications update rather than new financial results. On January 6, 2026, the company issued a press release announcing the timing of its upcoming earnings release for the first fiscal quarter ended December 31, 2025, and furnished that press release as Exhibit 99.1 under Regulation FD.
The report clarifies that this information, including the exhibit, is being furnished and not filed for purposes of certain liability provisions of the Exchange Act, and that it is not automatically incorporated by reference into other securities filings. No financial statements, pro forma information, or shell company transactions are included.
PennantPark Floating Rate Capital Ltd. reported that on January 5, 2026 it issued a press release announcing its monthly distribution and furnished this press release as Exhibit 99.1. The disclosure is provided under Regulation FD, meaning the company is sharing this information publicly to keep all investors equally informed.
The company clarifies that the information in this report, including Exhibit 99.1, is being furnished rather than filed, so it is not subject to certain liability provisions and is not automatically incorporated into other securities filings unless specifically referenced. The report also includes extensive cautionary language about forward-looking statements, noting that such statements are not guarantees of future performance and may differ materially due to various risk factors described in its filings with the Securities and Exchange Commission.
PennantPark Floating Rate Capital Ltd. reported, via a current report, that it issued a press release on December 2, 2025 announcing its monthly distribution to shareholders. The details of the distribution itself are contained in the accompanying press release, which is furnished as Exhibit 99.1.
The company emphasizes that this information is being furnished, not filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other Securities Act or Exchange Act filings. The report also includes standard forward-looking statements language, noting that future results may differ materially due to various risks described in its SEC filings.
PennantPark Floating Rate Capital Ltd. (PFLT) reported that PSLF II SPV, LLC, a wholly owned subsidiary of its unconsolidated joint venture PennantPark Senior Secured Loan Fund II LLC, entered into a new credit agreement. Under this facility, lenders agreed to provide borrowings of up to $150 million (the Facility Size) to the SPV, with Goldman Sachs Bank USA and Western Alliance Trust Company N.A. serving key administrative and collateral roles.
In connection with this financing, PennantPark Floating Rate Capital Ltd. entered into a Non-Recourse Carveout Guaranty in favor of Goldman Sachs Bank USA. The company guarantees specified obligations arising from willful misconduct, fraud, misrepresentation, misuse of proceeds, improper asset transfers, unauthorized liens, certain impairment events, and the full outstanding obligations if a Sponsor Entity initiates or colludes in a bankruptcy or insolvency event, up to the $150 million Facility Size.
PennantPark Floating Rate Capital Ltd. filed a Form 8-K to announce that it has released its financial results for the fourth fiscal quarter and full fiscal year ended September 30, 2025. The company issued a press release on November 24, 2025, and that release is furnished as Exhibit 99.1.
The information in the report and the press release is furnished rather than filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities filings. The company also highlights that the press release may contain forward-looking statements, which are subject to risks and uncertainties described in its SEC filings and are not guarantees of future performance.
PennantPark Floating Rate Capital Ltd. (PFLT) furnished an Item 7.01 Regulation FD disclosure announcing its monthly distribution. The company issued a press release, which is attached as Exhibit 99.1.
The information in this report, including Exhibit 99.1, is being furnished and not filed under the Exchange Act, and is not incorporated by reference into Securities Act or Exchange Act filings unless specifically stated.
PennantPark Floating Rate Capital Ltd. announced that it has scheduled the release of its earnings for the fourth fiscal quarter ended September 30, 2025. The timing and details of this earnings release were communicated through a press release dated October 3, 2025, which is attached as an exhibit. The company also notes that any forward-looking statements in this communication involve risks and uncertainties, and actual results may differ due to factors described in its SEC reports.
PennantPark Floating Rate Capital Ltd. filed a current report to share that it issued a press release on October 2, 2025 announcing its monthly distribution to shareholders. The press release is included as Exhibit 99.1 and is provided for informational purposes.
The company clarifies that this information, including the exhibit, is being furnished rather than filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings. The report also notes that any forward-looking statements in these materials involve risks and uncertainties, and actual results may differ from expectations.
PennantPark Floating Rate Capital Ltd. furnished a press release on September 3, 2025 announcing a monthly distribution, and the release is attached as Exhibit 99.1. The filing states this information is being furnished (not "filed") for purposes of the Exchange Act and will not be deemed incorporated by reference in future filings unless expressly stated. The document contains no distribution amount, payment date, or financial statements; it is a short Regulation FD disclosure that notifies investors a distribution announcement has been issued.
PennantPark Floating Rate Capital Ltd. (PFLT) announced on September 2, 2025 that it acquired a portfolio of approximately $250 million of assets through a series of transactions tied to the winding down of PennantPark-TSO Senior Loan Fund, LP. The assets include loans distributed from TSO Puma SPV, LLC, an affiliate of Towerbrook Capital Partners. Management stated the portfolio's average spread and credit statistics are generally in-line with PFLT's existing holdings and that the assets were acquired at their most recently determined fair market value. The filing does not include detailed schedules or pro forma financial effects, so the immediate impact on leverage, NAV, or liquidity is not disclosed in this report.
On August 11, 2025, PennantPark Floating Rate Capital Ltd. furnished a press release announcing its financial results for the third fiscal quarter ended June 30, 2025. The press release is provided as Exhibit 99.1 to this Form 8-K.
The filing confirms that no financial statements or pro forma information are included in the report and that the furnished materials are not being treated as "filed" for purposes of the Exchange Act. The filing also warns that the report may contain forward-looking statements and notes that the statutory safe-harbor protections do not apply to forward-looking statements in periodic reports; the company disclaims any duty to update such statements.