Welcome to our dedicated page for Pennantpark Floating Rate Cap SEC filings (Ticker: PFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to SEC filings for PennantPark Floating Rate Capital Ltd. (NYSE: PFLT), a Maryland-incorporated, closed-end, externally managed investment company focused on floating rate loans and other investments in U.S. middle-market companies. Through these filings, investors can review the company’s regulatory disclosures on its portfolio, income, expenses, and capital structure.
PennantPark Floating Rate Capital Ltd. files annual and quarterly reports that discuss its investment portfolio, including first lien secured debt, second lien and subordinated debt, and preferred and common equity holdings. These reports describe net investment income, net realized gains or losses, and net changes in unrealized appreciation or depreciation on investments and debt. They also provide information on the proportion of variable-rate investments, non-accrual positions, and the number of portfolio companies.
The company’s current reports on Form 8-K include items such as earnings releases, monthly distribution announcements, and material financing arrangements. For example, Form 8-K filings describe monthly distributions expected to be paid from taxable net investment income, as well as a credit agreement entered into by a subsidiary of PennantPark Senior Secured Loan Fund II LLC (PSSL II) and a related non-recourse carveout guaranty by the company. Other 8-K filings furnish press releases that schedule earnings calls and outline financial results.
Definitive proxy statements on Schedule 14A set out matters submitted to stockholders, including the election of directors and the ratification of the independent registered public accounting firm. These documents explain voting procedures for stockholders of record and provide details on the virtual annual meeting format. On Stock Titan, SEC filings for PFLT are updated as they are made available on EDGAR, and AI-powered summaries can help highlight key points from lengthy documents such as 10-Ks, 10-Qs, 8-Ks, and proxy statements, as well as insider-related forms where applicable.
PennantPark Floating Rate Capital Ltd. (PFLT) furnished an Item 7.01 Regulation FD disclosure announcing its monthly distribution. The company issued a press release, which is attached as Exhibit 99.1.
The information in this report, including Exhibit 99.1, is being furnished and not filed under the Exchange Act, and is not incorporated by reference into Securities Act or Exchange Act filings unless specifically stated.
PennantPark Floating Rate Capital Ltd. announced that it has scheduled the release of its earnings for the fourth fiscal quarter ended September 30, 2025. The timing and details of this earnings release were communicated through a press release dated October 3, 2025, which is attached as an exhibit. The company also notes that any forward-looking statements in this communication involve risks and uncertainties, and actual results may differ due to factors described in its SEC reports.
PennantPark Floating Rate Capital Ltd. filed a current report to share that it issued a press release on October 2, 2025 announcing its monthly distribution to shareholders. The press release is included as Exhibit 99.1 and is provided for informational purposes.
The company clarifies that this information, including the exhibit, is being furnished rather than filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings. The report also notes that any forward-looking statements in these materials involve risks and uncertainties, and actual results may differ from expectations.
PennantPark Floating Rate Capital Ltd. furnished a press release on September 3, 2025 announcing a monthly distribution, and the release is attached as Exhibit 99.1. The filing states this information is being furnished (not "filed") for purposes of the Exchange Act and will not be deemed incorporated by reference in future filings unless expressly stated. The document contains no distribution amount, payment date, or financial statements; it is a short Regulation FD disclosure that notifies investors a distribution announcement has been issued.
PennantPark Floating Rate Capital Ltd. (PFLT) announced on September 2, 2025 that it acquired a portfolio of approximately $250 million of assets through a series of transactions tied to the winding down of PennantPark-TSO Senior Loan Fund, LP. The assets include loans distributed from TSO Puma SPV, LLC, an affiliate of Towerbrook Capital Partners. Management stated the portfolio's average spread and credit statistics are generally in-line with PFLT's existing holdings and that the assets were acquired at their most recently determined fair market value. The filing does not include detailed schedules or pro forma financial effects, so the immediate impact on leverage, NAV, or liquidity is not disclosed in this report.
On August 11, 2025, PennantPark Floating Rate Capital Ltd. furnished a press release announcing its financial results for the third fiscal quarter ended June 30, 2025. The press release is provided as Exhibit 99.1 to this Form 8-K.
The filing confirms that no financial statements or pro forma information are included in the report and that the furnished materials are not being treated as "filed" for purposes of the Exchange Act. The filing also warns that the report may contain forward-looking statements and notes that the statutory safe-harbor protections do not apply to forward-looking statements in periodic reports; the company disclaims any duty to update such statements.