PGC Form 144: Proposed insider sale notice

PGC submitted a Form 144 notice regarding proposed sales of common stock; the filing lists multiple grant/award and purchase transactions that created the holdings being offered for sale.

Rhea-AI Filing Summary

PGC submitted a Form 144 notice regarding proposed sales of common stock; the filing lists multiple grant/award and purchase transactions that created the holdings being offered for sale. The excerpt includes a 06/11/2026 date and a series of acquisition entries (ESPP purchases, option exercises, dividend reinvestments, restricted stock vesting) with individual share counts by date.

Insights

Equity Compensation Specialist

Notice lists prior ESPP purchases, option exercises and vesting events as the source of shares to be sold.

The filing enumerates multiple acquisition events—ESPP purchases, stock option exercises, dividend reinvestments, and restricted stock vesting—each with specific share counts and dates that establish the holdings subject to the proposed sale.

Cash‑flow treatment and aggregate offering amount are not stated in the excerpt; subsequent filings or a complete Form 144 would show the proposed sale quantity, broker arrangements, and any holding‑period compliance details.

Key Figures

Filer header count: 2485 Value in header: 113060.90 Large header number: 17,718,378 +3 more

6 metrics

Filer header count 2485 appears in header row near broker/address block

Value in header 113060.90 numeric field in header block (unit not specified in excerpt)

Large header number 17,718,378 numeric field in header block (unit not specified in excerpt)

Filing/date shown 06/11/2026 date shown in the header near NASDAQ

Example ESPP purchase 100 shares ESPP Purchase on 05/15/2017

Example restricted stock vesting 278 shares Restricted Stock Vesting on 03/20/2025

Key Terms

ESPP Purchase, Stock Option Exercise, Restricted Stock Vesting

3 terms

ESPP Purchase financial

"ESPP Purchase | Issuer | | | 100 | 05/15/2017"

Stock Option Exercise financial

"Stock Option Exercise | Issuer | | | 1 | 11/27/2017"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | | | 278 | 03/20/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does PGC's Form 144 filing indicate?

The Form 144 is a notice of proposed sale of securities by an affiliate or control person. The excerpt lists acquisition dates and share counts from ESPP purchases, option exercises, dividend reinvestments, and restricted stock vesting.

Does the excerpt show how many shares are being registered for sale by PGC?

The excerpt does not present an explicit aggregate ‘offering’ total. It lists many acquisition-line share counts by date, but no single registered amount or aggregate proposed sale quantity is shown in this excerpt.

Which acquisition methods created the shares listed in the PGC Form 144 excerpt?

The excerpt shows shares acquired via ESPP Purchase, Stock Option Exercise, Dividend Reinvestment, and Restricted Stock Vesting with individual share counts and dates provided alongside each entry.

What date appears on the PGC excerpt and why does it matter?

The excerpt includes the date 06/11/2026. That date appears near the filer/security header and likely reflects the filing or report date in the excerpt context; the filing chronology influences timing and any holding‑period calculations.

Are proceeds recipients or broker arrangements listed in this excerpt?

This excerpt does not state who will receive proceeds or the methods of sale. Details on cash‑flow treatment, broker arrangements, or planned disposition methods are not included in the provided lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/11/2026 - 04:45 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001644190
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PEAPACK GLADSTONE FINANCIAL CORP
SEC File Number	001-16197
Address of Issuer	500 HILLS DRIVE BEDMINSTER NEW JERSEY 07921
Phone	9082340700
Name of Person for Whose Account the Securities are To Be Sold	ROSSI FRANCESCO S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2485	113060.90	17718378	06/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2017	ESPP Purchase	Issuer			100	05/15/2017	Cash
Common	08/15/2017	ESPP Purchase	Issuer			91	08/15/2017	Cash
Common	11/15/2017	ESPP Purchase	Issuer			98	11/15/2017	Cash
Common	11/27/2017	Stock Option Exercise	Issuer			1	11/27/2017	Cash
Common	02/15/2018	ESPP Purchase	Issuer			169	02/15/2018	Cash
Common	02/26/2018	Stock Option Exercise	Issuer			1	02/26/2018	Cash
Common	05/15/2018	ESPP Purchase	Issuer			217	05/15/2018	Cash
Common	05/23/2018	Stock Option Exercise	Issuer			1	05/23/2018	Cash
Common	08/15/2018	ESPP Purchase	Issuer			192	08/15/2018	Cash
Common	08/24/2018	Stock Option Exercise	Issuer			1	08/24/2018	Cash
Common	02/15/2019	ESPP Purchase	Issuer			255	02/15/2019	Cash
Common	05/15/2019	ESPP Purchase	Issuer			239	05/15/2019	Cash
Common	05/24/2019	Stock Option Exercise	Issuer			2	05/24/2019	Cash
Common	11/22/2019	Dividend Reinvestment	Issuer			1	11/22/2019	Cash
Common	11/25/2019	Stock Option Exercise	Issuer			2	11/25/2019	Cash
Common	05/14/2021	ESPP Purchase	Issuer			129	05/14/2021	Cash
Common	05/25/2021	Dividend Reinvestment	Issuer			2	05/25/2021	Cash
Common	05/26/2021	Stock Option Exercise	Issuer			3	05/26/2021	Cash
Common	08/13/2021	ESPP Purchase	Issuer			50	08/13/2021	Cash
Common	08/24/2021	Dividend Reinvestment	Issuer			3	08/24/2021	Cash
Common	08/25/2021	Stock Option Exercise	Issuer			3	08/25/2021	Cash
Common	11/15/2021	ESPP Purchase	Issuer			42	11/15/2021	Cash
Common	11/26/2021	Dividend Reinvestment	Issuer			3	11/26/2021	Cash
Common	11/29/2021	Stock Option Exercise	Issuer			4	11/29/2021	Cash
Common	02/15/2022	ESPP Purchase	Issuer			98	02/15/2022	Cash
Common	02/25/2022	Dividend Reinvestment	Issuer			2	02/25/2022	Cash
Common	02/28/2022	Stock Option Exercise	Issuer			3	02/28/2022	Cash
Common	05/26/2022	Dividend Reinvestment	Issuer			4	05/26/2022	Cash
Common	05/27/2022	Stock Option Exercise	Issuer			4	05/27/2022	Cash
Common	08/25/2022	Dividend Reinvestment	Issuer			4	08/25/2022	Cash
Common	08/26/2022	Stock Option Exercise	Issuer			3	08/26/2022	Cash
Common	11/15/2022	ESPP Purchase	Issuer			188	11/15/2022	Cash
Common	02/23/2023	Dividend Reinvestment	Issuer			2	02/23/2023	Cash
Common	02/24/2023	Stock Option Exercise	Issuer			3	02/24/2023	Cash
Common	08/25/2023	Stock Option Exercise	Issuer			5	08/25/2023	Cash
Common	11/22/2024	Dividend Reinvestment	Issuer			4	11/22/2024	Cash
Common	11/25/2024	Stock Option Exercise	Issuer			5	11/25/2024	Cash
Common	12/13/2024	Restricted Stock Vesting	Issuer			269	12/13/2024	Compensation
Common	02/21/2025	Dividend Reinvestment	Issuer			4	02/21/2025	Cash
Common	03/20/2025	Restricted Stock Vesting	Issuer			278	03/20/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Francesco S. Rossi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)