Director Ellen Walsh (PGC) discloses 337 Peapack-Gladstone shares in Form 3

Rhea-AI Filing Summary

Peapack-Gladstone Financial Corp director reports initial holdings. Director Ellen C. Walsh filed an initial ownership statement showing beneficial ownership of 337 shares of Peapack-Gladstone Financial Corp common stock as of January 1, 2026, held directly. The filing is a routine Form 3 that establishes her starting equity position as an insider of the company.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Walsh Ellen C.

(Last) (First) (Middle)

500 HILLS DRIVE, SUITE 300

PO BOX 700

(Street)

BEDMINSTER NJ 07921

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	337	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Scott Brown, pursuant to power of attorney	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Peapack-Gladstone Financial Corp (PGC) Form 3 filed by Ellen C. Walsh show?

The Form 3 shows that director Ellen C. Walsh beneficially owns 337 shares of Peapack-Gladstone Financial Corp common stock as of January 1, 2026, held directly.

What is the role of Ellen C. Walsh at Peapack-Gladstone Financial Corp (PGC)?

Ellen C. Walsh is listed as a director of Peapack-Gladstone Financial Corp, with no officer title and not identified as a 10% owner in this filing.

How many PGC shares does Ellen C. Walsh own according to this Form 3?

The Form 3 reports that Ellen C. Walsh beneficially owns 337 shares of common stock of Peapack-Gladstone Financial Corp following the reported holdings.

Are Ellen C. Walsh’s PGC shares held directly or indirectly?

The filing classifies the 337 shares of Peapack-Gladstone Financial Corp common stock as held directly (D) by Ellen C. Walsh, with no indirect ownership noted.

Does this PGC Form 3 report any derivative securities for Ellen C. Walsh?

No derivative securities are listed for Ellen C. Walsh in Table II of this Form 3; only common stock holdings are shown.

What is the purpose of this Form 3 related to Peapack-Gladstone Financial Corp (PGC)?

This Form 3 serves as an initial statement of beneficial ownership for director Ellen C. Walsh, establishing her reported holdings in PGC when she became subject to insider reporting.