Peapack-Gladstone (PGC) director D’Erasmo discloses 360 common shares

Rhea-AI Filing Summary

Peapack-Gladstone Financial Corp director Diane D’Erasmo filed an initial ownership report showing holdings of the company’s common stock. The filing reports beneficial ownership of 360 shares of Common Stock, held in direct form. This is a routine Form 3 disclosure that establishes her baseline ownership position as a director of Peapack-Gladstone Financial Corp.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

D'Erasmo Diane

(Last) (First) (Middle)

500 HILLS DRIVE, SUITE 300

PO BOX 700

(Street)

BEDMINSTER NJ 07921

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	360	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Scott Brown, pursuant to power of attorney	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 3 filing for PGC show about Diane D’Erasmo’s holdings?

The Form 3 shows that director Diane D’Erasmo beneficially owns 360 shares of Peapack-Gladstone Financial Corp Common Stock, held directly.

What is the relationship of the reporting person to Peapack-Gladstone Financial Corp (PGC)?

The reporting person, Diane D’Erasmo, is listed as a Director of Peapack-Gladstone Financial Corp in the Form 3 filing.

How many PGC shares does the director hold directly according to this Form 3?

According to the Form 3, the director beneficially owns 360 shares of Peapack-Gladstone Financial Corp Common Stock in direct ownership form.

Does the Form 3 for PGC report any derivative securities for the director?

No derivative securities are listed in Table II. The Form 3 only reports Common Stock holdings of 360 shares.

Is this PGC Form 3 filed by more than one reporting person?

No. The Form 3 indicates it is filed by one reporting person, identifying Diane D’Erasmo as the sole reporting person.

Is the ownership reported in the PGC Form 3 direct or indirect?

The Form 3 specifies the Ownership Form as Direct (D) for the 360 shares of Common Stock reported.