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Peapack-Gladstone (PGC) director reports RSU vesting, new equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peapack-Gladstone Financial Corp director Anthony J. Consi reported routine equity compensation activity. On March 20, 2026, 1,675 restricted stock units granted on March 20, 2025 vested and were exercised, converting into 1,675 shares of common stock at no cash exercise price.

On the same date, he received a new grant of 1,491 restricted stock units, which each convert into one share of common stock upon vesting after one year. Following these transactions, he directly holds 110,435.692 shares of common stock and has an additional 1,309 shares held indirectly with his spouse as trustee. There were no open-market purchases or sales.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CONSI ANTHONY J

(Last)(First)(Middle)
500 HILLS DRIVE, SUITE 300
PO BOX 700

(Street)
BEDMINSTER NEW JERSEY 07921

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026M1,675A(1)110,435.692D
Common Stock1,309ISpouse Trustee
Common Stock1,309ISpouse Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/20/2026M1,675 (1) (1)Common Stock1,675(1)0D
Restricted Stock Units(2)03/20/2026A1,491 (2) (2)Common Stock1,491(2)1,491D
Explanation of Responses:
1. On March 20, 2025, the reporting person was granted 1,675 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.
2. On March 20, 2026, the reporting person was granted 1,491 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.
Anthony J. Consi03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did PGC director Anthony J. Consi report?

Anthony J. Consi reported routine equity compensation activity. 1,675 restricted stock units vested and converted into common shares, and he received a new grant of 1,491 restricted stock units, all at a zero exercise price and with no open-market trading activity disclosed.

How many Peapack-Gladstone (PGC) shares does Anthony J. Consi hold after this Form 4?

After the reported transactions, Anthony J. Consi directly holds 110,435.692 shares of Peapack-Gladstone common stock and has 1,309 additional shares held indirectly with his spouse as trustee, according to the holding entries included alongside the March 20, 2026 equity compensation events.

What happened to the 1,675 PGC restricted stock units reported by Anthony J. Consi?

The 1,675 restricted stock units granted on March 20, 2025 vested on March 20, 2026 and were exercised, converting into 1,675 shares of Peapack-Gladstone common stock, as described in the footnote explaining the one-year vesting and one-for-one share conversion feature.

What new restricted stock units did PGC grant to Anthony J. Consi?

On March 20, 2026, Anthony J. Consi received a grant of 1,491 restricted stock units. The footnotes state these RSUs vest on the one-year anniversary of the grant and each unit converts into one share of Peapack-Gladstone common stock upon vesting, with no stated exercise price.

Did Anthony J. Consi buy or sell Peapack-Gladstone (PGC) shares on the market?

The Form 4 shows no open-market purchases or sales. The reported activity consists of 1,675 restricted stock units vesting and converting into common shares and a new grant of 1,491 restricted stock units, reflecting compensation-related acquisitions rather than discretionary market trading.

How are Anthony J. Consi’s indirect PGC holdings structured in this Form 4?

The filing lists 1,309 shares of Peapack-Gladstone common stock as indirect holdings with the nature of ownership noted as “Spouse Trustee.” These entries are labeled as holdings rather than transactions, indicating an existing position associated with his spouse’s trustee role.
Peapack-Gladstone Finl Corp

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