PGC director exercises RSUs and receives new grant

PEAPACK GLADSTONE FINANCIAL CORP director MEYERCORD F DUFFIELD reported routine equity compensation activity.

Accepted by SEC EDGAR 03/23/2026 - 03:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PEAPACK GLADSTONE FINANCIAL CORP director MEYERCORD F DUFFIELD reported routine equity compensation activity. On March 20, 2026, 6,243 restricted stock units granted on March 20, 2025 vested and were exercised into 6,243 shares of common stock at no cash exercise price. Following this conversion, the reporting person directly owned 146,720.972 shares of common stock, including shares received through dividend reinvestment since the last filing.

On the same date, the director received a new grant of 5,560 restricted stock units, which will vest on the one-year anniversary of the March 20, 2026 grant, with each unit converting into one share of common stock upon vesting. After these transactions, the reporting person held 5,560 restricted stock units and no remaining unexercised units from the prior 6,243-unit award.

Insider Trade Summary

6,243 shares exercised/converted

Exercise 3 txns

Insider MEYERCORD F DUFFIELD

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	6,243	$0.00	$0.00
Grant/Award	Restricted Stock Units	5,560	$0.00	$0.00
Exercise	Common Stock	6,243	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 5,560 contracts (Direct); Common Stock — 146,720.972 shares (Direct)

Holdings Before and After: Restricted Stock Units, 6,243 to 5,560 contracts (Direct); Common Stock, 140,477.972 to 146,720.972 shares (Direct)

Footnotes (3)

1. F1. On March 20, 2025, the reporting person was granted 6,243 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.
2. F2. Includes shares received through dividend reinvestment since the last filing.
3. F3. On March 20, 2026, the reporting person was granted 5,560 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MEYERCORD F DUFFIELD

(Last) (First) (Middle)

500 HILLS DRIVE, SUITE 300

PO BOX 700

(Street)

BEDMINSTER NEW JERSEY 07921

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/20/2026		M		6,243	A	(1)	146,720.972(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/20/2026		M			6,243	(1)	(1)	Common Stock	6,243	(1)	0	D
Restricted Stock Units	(3)	03/20/2026		A		5,560		(3)	(3)	Common Stock	5,560	(3)	5,560	D

Explanation of Responses:

1. On March 20, 2025, the reporting person was granted 6,243 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

2. Includes shares received through dividend reinvestment since the last filing.

3. On March 20, 2026, the reporting person was granted 5,560 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

	F D Meyercord	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)