Welcome to our dedicated page for Peapack-Gladstone Finl SEC filings (Ticker: PGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Peapack-Gladstone Financial Corporation filings document the regulatory record of a New Jersey bank holding company with common stock listed on Nasdaq under PGC. Its 8-K filings cover earnings releases, investor presentations, corrections to financial metrics, capital actions, debt redemptions and material agreements, including preferred stock financing and subordinated note activity.
Proxy and annual-meeting disclosures describe board elections, shareholder voting results, executive compensation, equity awards, committee assignments and governance matters. The filings also provide formal disclosure around the company’s banking and wealth-management strategy, capital structure, registered securities, risk oversight and shareholder approvals.
Peapack-Gladstone Financial Corp senior vice president and chief accounting officer Francesco S. Rossi reported routine equity compensation activity. On March 20, 2026, he exercised 763 restricted stock units, receiving the same number of common shares at a $0.00 exercise price. To cover tax obligations from this RSU settlement, 280 common shares were withheld at a value of $33.18 per share, leaving 5,687 common shares held directly.
Rossi also recorded several phantom stock movements tied to earlier grants. He converted 743, 584, and 255 phantom stock shares into common stock equivalents and received a new grant of 1,893 phantom stock shares, which vest in three equal annual installments beginning on March 20, 2027. Each phantom share is the economic equivalent of one share of common stock. In addition to his direct holdings, he indirectly holds 4,943.79 common shares through an employee stock purchase plan. These transactions reflect compensation vesting, tax withholding, and ongoing incentive awards rather than open-market buying or selling.
PEAPACK GLADSTONE FINANCIAL CORP senior executive Gregory Martin Smith reported a series of stock-based compensation events involving restricted stock units, phantom stock, and common shares dated March 20, 2026.
He exercised derivative awards into a total of 15,399 shares of common stock and had 4,400 shares withheld at a price of $33.18 per share to cover tax obligations, with no open-market purchases or sales. The filing also shows new grants of 6,863 and 10,294 restricted stock units that vest over future years, some subject to performance conditions. Following these transactions, he directly owns 13,872 shares of common stock, along with remaining unvested or unsettled positions in 7,383 restricted stock units and 8,103 phantom stock units, each tied to one share of common stock.
PEAPACK GLADSTONE FINANCIAL CORP EVP Stuart M. Vorcheimer reported a series of equity compensation transactions involving restricted stock units, phantom stock, and common shares. On March 20, 2026 he exercised multiple batches of previously granted restricted stock units and phantom stock at a conversion price of $0.0000 per share, receiving common stock.
He also received new grants of 7,016 restricted stock units that vest in three annual installments beginning March 20, 2027, and 2,339 performance-based restricted stock units that vest on the third anniversary if conditions are met. To cover tax obligations from these vestings, a total of 2,155 common shares were withheld at $33.18 per share.
Following these transactions, Vorcheimer directly holds 10,875 shares of common stock, in addition to indirect ownership of 1,168.0098 shares through an employee stock purchase plan and remaining derivative positions representing 1,856 underlying common shares from restricted stock units and 2,378 underlying common shares from phantom stock.
Peapack-Gladstone Financial EVP and Chief Credit Officer Lisa Chalkan reported compensation-related equity activity. On March 20, 2026, she exercised derivative awards covering 7,426 shares of common stock and received 5,785 time-based and 1,928 performance-based restricted stock units at no cash exercise price.
The filing shows 1,415 common shares were withheld at $33.18 per share to cover tax obligations tied to these vestings. After these transactions, she directly owned 27,175 common shares, plus 501.4200 shares held indirectly through a 401(k) plan, along with remaining restricted stock units and phantom stock linked to 1,633 and 2,112 underlying shares, respectively.
Peapack-Gladstone Financial Corp executive Frank A. Cavallaro reported multiple stock-based compensation transactions. On March 20, 2026, he exercised derivative awards to acquire 1,615 and 1,666 shares of common stock from restricted stock units and 1,463 shares from phantom stock, for a total of 4,744 shares acquired through exercises at an exercise price of $0.00 per share.
On the same date, he received grants of 7,408 time-based restricted stock units and 11,113 performance-based restricted stock units, each convertible into one share of common stock upon vesting. Following these transactions, he directly held 11,824 shares of common stock. He also retained unvested derivative positions representing 7,499 underlying common shares from restricted stock units and 6,584 underlying common-share equivalents from phantom stock awards. The filing shows only awards, vesting, and conversions, with no open-market purchases or sales.
Peapack-Gladstone Financial Corp director Anthony W. Spinelli reported routine equity compensation activity. On March 20, 2026, he exercised 1,675 restricted stock units granted on March 20, 2025, which converted into 1,675 shares of common stock at no cash exercise price.
On the same date, he received a new grant of 2,034 restricted stock units that vest on the one-year anniversary of the grant, with each unit convertible into one share of common stock. Following these transactions, he directly owns 13,742 shares of common stock and holds 2,034 unvested restricted stock units.