Welcome to our dedicated page for Peapack-Gladstone Finl SEC filings (Ticker: PGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Peapack-Gladstone Financial Corporation (NASDAQ: PGC) files regular reports with the U.S. Securities and Exchange Commission as a publicly traded bank holding company. These SEC filings provide detailed information on the company’s commercial banking operations, wealth management activities, capital position, liquidity and risk profile.
On this page, you can review Peapack-Gladstone’s core regulatory documents, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K. The company uses Form 8-K to furnish earnings press releases and investor presentations that summarize financial results for recent quarters and year-to-date periods. For example, recent 8-K filings reference press releases reporting results for the three and nine months ended September 30 and for the three and six months ended June 30.
Annual and quarterly reports contain management’s discussion and analysis of net interest income, wealth management fee income, loan and deposit trends, credit quality, capital ratios and liquidity measures. These filings also describe the composition of the loan portfolio, including commercial and industrial lending, multifamily and commercial real estate, and other categories, along with information on funding sources and interest rate risk management.
Current reports and presentations provide more frequent updates on key metrics and strategic initiatives, such as expansion into the New York City market, changes in core relationship deposits, and developments in the Wealth Management Division and Peapack Private brand. They may also reference external credit ratings from agencies like Moody’s and KBRA.
Stock Titan enhances access to these documents with AI-powered summaries that highlight important sections of Peapack-Gladstone’s 10-K, 10-Q and 8-K filings. Real-time updates from the SEC’s EDGAR system, along with tools to review Form 4 insider transaction reports and proxy materials, help users quickly understand how regulatory disclosures relate to the company’s commercial banking and wealth management strategy.
PEAPACK GLADSTONE FINANCIAL CORP director Richard Daingerfield reported routine equity compensation activity. On March 20, 2026, 2,605 previously granted restricted stock units vested and were exercised into 2,605 shares of common stock held indirectly through a rabbi trust under a non-qualified deferred compensation plan, leaving no remaining units from that grant.
On the same date, he received a new grant of 2,320 restricted stock units, each scheduled to convert into one share of PGC common stock on the one-year vesting date. Following these transactions, his common stock position includes 5,113 shares held indirectly via the rabbi trust and 20,425 shares held directly, with the direct total including shares accumulated through dividend reinvestment since the prior filing. No open-market buys or sales were reported; all movements reflect vesting, conversion, and a new award of stock-based compensation.
PEAPACK GLADSTONE FINANCIAL CORP director Susan A. Cole reported routine equity compensation activity involving restricted stock units and common stock. On March 20, 2026, she exercised 1,675 restricted stock units granted on March 20, 2025, receiving 1,675 shares of common stock at no cash exercise price.
On the same date, she received a new grant of 1,491 restricted stock units, which will vest on the one-year anniversary of the grant and then convert into an equal number of common shares. Following these transactions, she directly holds 12,935 shares of common stock and 1,491 restricted stock units.
Peapack-Gladstone Financial Corp director Patrick Campion reported routine equity compensation activity and a prior stock sale. On March 20, 2026, previously granted restricted stock units vested and were exercised into 1,675 shares of common stock at no exercise price, and he was granted a new award of 1,491 restricted stock units that each convert into one share of common stock on their one-year vesting date. The filing also reflects an earlier open-market sale of 340 common shares on March 27, 2025, at $28.85 per share. Following these transactions, Campion directly holds 1,675 common shares and 1,491 restricted stock units.
Peapack-Gladstone Financial Corporation is asking shareholders to vote at its April 29, 2026 virtual annual meeting on three key items: electing 13 directors for one-year terms, approving on an advisory basis executive compensation, and ratifying Crowe LLP as independent auditor for 2026.
The proxy outlines a largely independent, skills-diverse board, detailed committee structures, and strong ESG, risk oversight, and succession planning practices. Executive pay follows a pay-for-performance design, with significant long-term equity incentives tied to multi-year financial and strategic metrics, including earnings, deposits, loans, and relative performance versus peer banks.
Peapack-Gladstone Financial Corporation, a New Jersey bank holding company for Peapack Private Bank & Trust, outlines its private banking, commercial lending and wealth management model for the year ended December 31, 2025. The company serves clients across New Jersey, metropolitan New York and Pennsylvania.
It reports 17,570,625 common shares outstanding as of March 3, 2026 and an unaffiliated market value of about $464 million as of June 30, 2025. The firm employs 682 people and its wealth management division oversees $13.1 billion of assets, while highlighting regulatory, credit, interest rate, commercial real estate, New York multifamily, liquidity and cybersecurity risks.
Peapack-Gladstone Financial Corporation filed an amendment to a prior report to add board committee assignments for two recently appointed directors. The earlier filing had announced the appointments of Diane D’Erasmo and Ellen C. Walsh but did not yet specify their committee roles.
At a Board meeting held on February 26, 2026, the Board appointed Ms. D’Erasmo to the Risk Committee and the Technology Committee, and appointed Ms. Walsh to the Risk Committee and the Compensation Committee. These committee appointments were immediately effective.
Peapack-Gladstone Financial Corporation plans to redeem all of its $100,000,000 aggregate principal amount of 3.50% Fixed-to-Floating Rate Subordinated Notes due December 22, 2030. The notes will be redeemed at 100% of principal plus accrued and unpaid interest, with redemption expected on or about March 2, 2026.
The company states it will remain well capitalized after this redemption, indicating that regulatory capital levels are expected to stay strong even after the subordinated debt is retired.
Peapack-Gladstone Financial Corporation approved new performance-based restricted stock unit awards for its top leaders to encourage long-term retention and performance through December 31, 2028. Douglas Kennedy, President and CEO, received 50,000 RSUs at 100% of target, and John Babcock, Senior Executive Vice President and President of Private Wealth Management, received 32,000 RSUs at 100% of target.
The RSUs are earned over three annual performance periods ending December 31, 2026, 2027 and 2028, based on specific metrics. For Mr. Kennedy, all RSUs depend on the Company’s 30-day average stock price. For Mr. Babcock, 50% depend on the same stock price metric, 30% on wealth management assets under management, and 20% on the wealth management division’s net direct margin. Earned RSUs cliff vest on December 31, 2028, with vesting and forfeiture rules tied to continued employment, certain termination events and change in control outcomes.
Peapack-Gladstone Financial Corporation EVP & Chief Risk Officer Maureen Hemhauser reported a sale of company stock. On February 9, 2026, she sold 5,272 shares of Peapack-Gladstone common stock at $35.585 per share, reducing her directly held common stock to zero.
She continues to have indirect ownership of common shares through a rabbi trust and a 401(k) plan, and also holds several blocks of restricted stock units and phantom stock, each generally tied one-for-one to Peapack-Gladstone common stock and subject to multi-year vesting and, in some cases, performance conditions.
Peapack Gladstone Financial Corp filed a Form 13F holdings report as an institutional investment manager. The filing is a full 13F holdings report, meaning all of the firm’s reportable equity positions are included in this submission and none are reported by other managers.
The report lists 1,352 separate securities positions in the Form 13F information table, with an aggregate reported value of $7,939,331, rounded to the nearest dollar. No other investment managers are included in this report, and the summary is signed on behalf of the firm by Amanda Pullizzi.