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Peapack-Gladstone Financial Corporation filed an amendment to a prior report to add board committee assignments for two recently appointed directors. The earlier filing had announced the appointments of Diane D’Erasmo and Ellen C. Walsh but did not yet specify their committee roles.
At a Board meeting held on February 26, 2026, the Board appointed Ms. D’Erasmo to the Risk Committee and the Technology Committee, and appointed Ms. Walsh to the Risk Committee and the Compensation Committee. These committee appointments were immediately effective.
Peapack-Gladstone Financial Corporation plans to redeem all of its $100,000,000 aggregate principal amount of 3.50% Fixed-to-Floating Rate Subordinated Notes due December 22, 2030. The notes will be redeemed at 100% of principal plus accrued and unpaid interest, with redemption expected on or about March 2, 2026.
The company states it will remain well capitalized after this redemption, indicating that regulatory capital levels are expected to stay strong even after the subordinated debt is retired.
Peapack-Gladstone Financial Corporation approved new performance-based restricted stock unit awards for its top leaders to encourage long-term retention and performance through December 31, 2028. Douglas Kennedy, President and CEO, received 50,000 RSUs at 100% of target, and John Babcock, Senior Executive Vice President and President of Private Wealth Management, received 32,000 RSUs at 100% of target.
The RSUs are earned over three annual performance periods ending December 31, 2026, 2027 and 2028, based on specific metrics. For Mr. Kennedy, all RSUs depend on the Company’s 30-day average stock price. For Mr. Babcock, 50% depend on the same stock price metric, 30% on wealth management assets under management, and 20% on the wealth management division’s net direct margin. Earned RSUs cliff vest on December 31, 2028, with vesting and forfeiture rules tied to continued employment, certain termination events and change in control outcomes.
Peapack-Gladstone Financial Corporation EVP & Chief Risk Officer Maureen Hemhauser reported a sale of company stock. On February 9, 2026, she sold 5,272 shares of Peapack-Gladstone common stock at $35.585 per share, reducing her directly held common stock to zero.
She continues to have indirect ownership of common shares through a rabbi trust and a 401(k) plan, and also holds several blocks of restricted stock units and phantom stock, each generally tied one-for-one to Peapack-Gladstone common stock and subject to multi-year vesting and, in some cases, performance conditions.
Peapack Gladstone Financial Corp filed a Form 13F holdings report as an institutional investment manager. The filing is a full 13F holdings report, meaning all of the firm’s reportable equity positions are included in this submission and none are reported by other managers.
The report lists 1,352 separate securities positions in the Form 13F information table, with an aggregate reported value of $7,939,331, rounded to the nearest dollar. No other investment managers are included in this report, and the summary is signed on behalf of the firm by Amanda Pullizzi.
Wellington Management Group LLP and affiliates filed an amended Schedule 13G reporting beneficial ownership of 674,003 shares of Peapack-Gladstone Financial Corporation common stock, representing 3.8% of the class as of the event date 12/31/2025.
The filing shows no sole voting or dispositive power, with 542,910 shares subject to shared voting power and 674,003 shares subject to shared dispositive power. The shares are owned of record by clients of Wellington Investment Advisers, and Wellington certifies they are held in the ordinary course of business, not to change or influence control of Peapack-Gladstone.
PGC has a planned insider sale under Rule 144. The notice covers 5272 shares of common stock with an aggregate market value of 187604.12, to be sold through Fidelity Brokerage Services LLC on NASDAQ around 02/09/2026.
The issuer reports 17558019 shares of common stock outstanding, providing context for the size of this planned sale.
Peapack-Gladstone Financial Corporation filed a current report to share its latest financial results and investor materials. The company issued a press release reporting earnings and other financial results for the three and twelve months ended December 31, 2025, which is furnished as Exhibit 99.1.
The company also provided an investor presentation for the fourth quarter of 2025, furnished as Exhibit 99.2. Both exhibits are presented as “furnished” rather than “filed” under securities laws, which limits their use in certain legal contexts but still makes the information available to investors.
Peapack-Gladstone Financial Corp director Diane D’Erasmo filed an initial ownership report showing holdings of the company’s common stock. The filing reports beneficial ownership of 360 shares of Common Stock, held in direct form. This is a routine Form 3 disclosure that establishes her baseline ownership position as a director of Peapack-Gladstone Financial Corp.
Peapack-Gladstone Financial Corp director reports initial holdings. Director Ellen C. Walsh filed an initial ownership statement showing beneficial ownership of 337 shares of Peapack-Gladstone Financial Corp common stock as of January 1, 2026, held directly. The filing is a routine Form 3 that establishes her starting equity position as an insider of the company.