Peapack-Gladstone Financial Corporation filings document the regulatory record of a New Jersey bank holding company with common stock listed on Nasdaq under PGC. Its 8-K filings cover earnings releases, investor presentations, corrections to financial metrics, capital actions, debt redemptions and material agreements, including preferred stock financing and subordinated note activity.
Proxy and annual-meeting disclosures describe board elections, shareholder voting results, executive compensation, equity awards, committee assignments and governance matters. The filings also provide formal disclosure around the company’s banking and wealth-management strategy, capital structure, registered securities, risk oversight and shareholder approvals.
Peapack-Gladstone Financial Corp executive Frank A. Cavallaro reported multiple stock-based compensation transactions. On March 20, 2026, he exercised derivative awards to acquire 1,615 and 1,666 shares of common stock from restricted stock units and 1,463 shares from phantom stock, for a total of 4,744 shares acquired through exercises at an exercise price of $0.00 per share.
On the same date, he received grants of 7,408 time-based restricted stock units and 11,113 performance-based restricted stock units, each convertible into one share of common stock upon vesting. Following these transactions, he directly held 11,824 shares of common stock. He also retained unvested derivative positions representing 7,499 underlying common shares from restricted stock units and 6,584 underlying common-share equivalents from phantom stock awards. The filing shows only awards, vesting, and conversions, with no open-market purchases or sales.
Peapack-Gladstone Financial Corp director Anthony W. Spinelli reported routine equity compensation activity. On March 20, 2026, he exercised 1,675 restricted stock units granted on March 20, 2025, which converted into 1,675 shares of common stock at no cash exercise price.
On the same date, he received a new grant of 2,034 restricted stock units that vest on the one-year anniversary of the grant, with each unit convertible into one share of common stock. Following these transactions, he directly owns 13,742 shares of common stock and holds 2,034 unvested restricted stock units.
PEAPACK GLADSTONE FINANCIAL CORP director MEYERCORD F DUFFIELD reported routine equity compensation activity. On March 20, 2026, 6,243 restricted stock units granted on March 20, 2025 vested and were exercised into 6,243 shares of common stock at no cash exercise price. Following this conversion, the reporting person directly owned 146,720.972 shares of common stock, including shares received through dividend reinvestment since the last filing.
On the same date, the director received a new grant of 5,560 restricted stock units, which will vest on the one-year anniversary of the March 20, 2026 grant, with each unit converting into one share of common stock upon vesting. After these transactions, the reporting person held 5,560 restricted stock units and no remaining unexercised units from the prior 6,243-unit award.
PEAPACK GLADSTONE FINANCIAL CORP director Peter D. Horst reported routine equity compensation activity. On March 20, 2026, he exercised 1,675 restricted stock units, each converting into one share of common stock, with the resulting 1,675 shares held indirectly through a rabbi trust under a non-qualified deferred compensation plan.
On the same date, he received a new grant of 1,491 restricted stock units that vest on the one-year anniversary of the grant, with each unit convertible into one common share. Following these transactions, he holds 12,070 shares of common stock directly and 4,733 shares indirectly, along with 1,491 unvested RSUs.
PEAPACK GLADSTONE FINANCIAL CORP director Steven A. Kass reported equity compensation activity, including an RSU vesting and a new grant. On March 20, 2026, he exercised 2,978 restricted stock units, which converted into 2,978 shares of common stock at $0.00 per share, reflecting a prior RSU grant that vested after one year.
On the same date, Kass received a new award of 2,652 restricted stock units that will each convert into one share of common stock upon vesting after one year. Following these transactions, he holds 16,238 common shares indirectly through a rabbi trust, 3,595 shares directly, 2,500 shares indirectly through a family partnership, and 1,000 shares indirectly through his spouse. These are compensation and holding updates rather than open-market purchases or sales.
Peapack-Gladstone Financial Corp director Anthony J. Consi reported routine equity compensation activity. On March 20, 2026, 1,675 restricted stock units granted on March 20, 2025 vested and were exercised, converting into 1,675 shares of common stock at no cash exercise price.
On the same date, he received a new grant of 1,491 restricted stock units, which each convert into one share of common stock upon vesting after one year. Following these transactions, he directly holds 110,435.692 shares of common stock and has an additional 1,309 shares held indirectly with his spouse as trustee. There were no open-market purchases or sales.