[144] PEAPACK GLADSTONE FINANCIAL CORP SEC Filing

Rhea-AI Filing Summary

Form 144 notice for proposed sale of 2,500 common shares reports a brokered sale on NASDAQ with an aggregate market value of $74,129.01 and approximately 17,648,471 shares outstanding. The filing records two lots of the same class acquired as restricted stock vesting: 990 shares on 03/11/2017 and 1,510 shares on 03/20/2025, both listed as compensation. The approximate sale date is 09/18/2025 and the broker is Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917. The filer states there were no securities sold in the past three months to report and includes the standard representation that the seller is unaware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Small, routine Form 144 filing showing an insider/compensatory sale of 2,500 shares scheduled via Fidelity on NASDAQ.

The filing documents a proposed sale of 2,500 common shares with an aggregate market value of $74,129.01 against ~17.65 million shares outstanding, indicating the sale size is immaterial to outstanding float. The shares were acquired through restricted stock vesting (990 shares in 2017, 1,510 shares in 2025) and are identified as compensation, which is consistent with customary insider liquidity events. No prior sales in the past three months are reported, and a firm approximate sale date is provided. Overall, the filing reflects a routine disclosure rather than a material market event.

Compliance/Risk Analyst

TL;DR: Compliance check: disclosure appears complete for Rule 144 purposes with standard seller certification.

The form includes required routing/broker details and dates of acquisition, and it contains the attestation that the seller is not aware of undisclosed material adverse information. The filing also notes no aggregated sales in the prior three months. There is no evidence in the notice of unusual payment arrangements or noncash considerations beyond standard compensation vesting. From a regulatory perspective, the document presents the expected information elements for a Rule 144 notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2500	74129.01	17648471	09/18/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/11/2017	Restricted Stock Vesting	Issuer			990	03/11/2017	Compensation
Common	03/20/2025	Restricted Stock Vesting	Issuer			1510	03/20/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for PGC disclose about the shares to be sold?

The form discloses a proposed sale of 2,500 common shares with an aggregate market value of $74,129.01, to be sold on NASDAQ through Fidelity Brokerage Services LLC.

When is the approximate sale date listed in the PGC Form 144?

The filing lists the approximate date of sale as 09/18/2025.

How were the shares being sold acquired according to the filing?

The shares were acquired via restricted stock vesting and identified as compensation: 990 shares on 03/11/2017 and 1,510 shares on 03/20/2025.

Does the filing report any securities sold in the past three months?

No; the filing explicitly states Nothing to Report for securities sold during the past three months.

What representation does the seller make regarding material information?

The seller represents by signature that they do not know of any material adverse information about the issuer that has not been publicly disclosed.