Pagaya officer trades shares after RSU vesting

Pagaya Technologies Ltd. Chief Accounting Officer Cory Vieira reported equity transactions tied to a vesting award.

Accepted by SEC EDGAR 03/04/2026 - 04:13 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Pagaya Technologies Ltd. Chief Accounting Officer Cory Vieira reported equity transactions tied to a vesting award. On March 2, 2026, Vieira exercised 5,209 Restricted Stock Units at $0.00 per unit, receiving 5,209 Class A Ordinary Shares. That same day, Vieira sold 2,490 Class A Ordinary Shares at $10.92 per share to satisfy tax withholding obligations from the vesting, according to the footnotes. Following these transactions, Vieira directly held 15,111 Class A Ordinary Shares.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Vieira Cory

Role Chief Accounting Officer

Sold 2,490 shs ($27K)

Approx. gross sale proceeds $27K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	5,209	$0.00	$0.00
Exercise	Class A Ordinary Share	5,209	$0.00	$0.00
Sale	Class A Ordinary Share	2,490	$10.92	$27K

Holdings After Transaction: Restricted Stock Unit — 15,624 contracts (Direct); Class A Ordinary Share — 15,111 shares (Direct)

Footnotes (2)

1. F1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
2. F2. 1/2 of the total 41,664 will vest one year after the commencement date on December 2, 2025, and the remaining shall vest over the following 12 months in 4 quarterly installments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Pagaya (PGY) officer Cory Vieira report?

Cory Vieira reported exercising 5,209 Restricted Stock Units into Class A Ordinary Shares and selling 2,490 Class A shares. The transactions occurred on March 2, 2026, and were linked to the vesting of a compensatory equity award.

How many Pagaya (PGY) shares did Cory Vieira sell, and at what price?

Cory Vieira sold 2,490 Class A Ordinary Shares of Pagaya at $10.92 per share. The sale was described as necessary to cover tax withholding obligations arising exclusively from the vesting of a compensatory equity award.

How many Pagaya (PGY) shares does Cory Vieira hold after these transactions?

After the reported transactions, Cory Vieira directly held 15,111 Class A Ordinary Shares of Pagaya. This figure reflects the net position following the RSU conversion into shares and the subsequent sale of 2,490 shares on March 2, 2026.

Were Cory Vieira’s Pagaya (PGY) share sales discretionary or for taxes?

The filing states that the sale of 2,490 Class A Ordinary Shares was necessary to satisfy tax withholding obligations. These obligations arose exclusively from the vesting of a compensatory award, indicating the sale was made for tax purposes rather than discretionary portfolio changes.

What equity award vesting details are disclosed for Pagaya (PGY) officer Cory Vieira?

A footnote explains that 41,664 shares under the award will vest with one-half vesting one year after the December 2, 2025 commencement date. The remaining shares are scheduled to vest over the following 12 months in four quarterly installments.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vieira Cory

(Last) (First) (Middle)

C/O PAGAYA TECHNOLOGIES LTD.

335 MADISON AVENUE, 16TH FLOOR

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Pagaya Technologies Ltd. [ PGY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Share	03/02/2026	03/02/2026	M		5,209	A	$0	17,601	D
Class A Ordinary Share	03/02/2026	03/02/2026	S(1)		2,490	D	$10.92	15,111	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	$0	03/02/2026	03/02/2026	M			5,209	(2)	(2)	Class A Ordinary Share	5,209	$0	15,624	D

Explanation of Responses:

1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.

2. 1/2 of the total 41,664 will vest one year after the commencement date on December 2, 2025, and the remaining shall vest over the following 12 months in 4 quarterly installments.

Remarks:

	/s/ Eric Watson, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.