Plumas Bancorp EVP Exercises Options for 1,400 Shares

Plumas Bancorp EVP and Chief Credit Officer Kevin Craig Kaiser exercised stock options to acquire 1,400 shares of common stock at $21.45 per share.

Rhea-AI Filing Summary

Plumas Bancorp EVP and Chief Credit Officer Kevin Craig Kaiser exercised stock options to acquire 1,400 shares of common stock at $21.45 per share. Following these transactions, he holds 1,919 shares directly, 877 shares indirectly through a 401k, and 2,800 options to buy common stock expiring October 21, 2027.

Filing Explained

The filing records an ownership increase for the insider, while 2,800 options remain unexercised.

Form 4 is the SEC form used to report an insider transaction within two business days; this July 13, 2026 filing reports EVP and Chief Credit Officer Kevin C. Kaiser’s exercise of options for 1,400 PLBC common shares.

The exercise changes the reporting person’s position: the filing reports 1,919 shares held directly, 877 indirectly through a retirement account, and 2,800 options remaining after the transaction. Code M denotes an option or derivative exercise, and the common-stock line gives a $21.45 exercise price.

The filing says the options are exercisable in four equal annual installments beginning October 21, 2020, with an expiration date of October 21, 2027. Its disclosed event is the exercise and resulting holdings, rather than a reported sale.

Insider Trade Summary

1,400 shares exercised/converted

Exercise 3 txns

Insider Kaiser Kevin Craig

Role EVP and Chief Credit Officer

Type	Security	Shares	Price	Value
Exercise	Option to buy common stock F1	1,400	$0.00	$0.00
Exercise	Common stock	1,400	$21.45	$30K
holding	Common stock F2	--	--	--

Holdings After Transaction: Option to buy common stock — 2,800 contracts (Direct); Common stock — 1,919 shares (Direct); Common stock — 877 shares (Indirect, 401k)

Footnotes (2)

1. F1. Exercisable in four (4) equal annual installments beginning October 21, 2020.
2. F2. An increase of 61 from the prior report on Form 3.

Key Figures

Shares acquired via option exercise: 1,400 shares Exercise price per share: $21.4500 Direct shares after transaction: 1,919 shares +3 more

6 metrics

Shares acquired via option exercise 1,400 shares Common stock acquired on 2026-07-13 through option exercise (code M).

Exercise price per share $21.4500 Conversion price for options exercised into common stock on 2026-07-13.

Direct shares after transaction 1,919 shares Common stock directly owned by Kevin Craig Kaiser following the reported transactions.

Indirect 401k shares after update 877 shares Common stock held indirectly through a 401k plan after the reported increase from the prior Form 3.

Options remaining after exercise 2,800 options Options to buy common stock beneficially owned after the derivative transaction, exercisable at $21.45.

Option expiration date 2027-10-21 Expiration date of the option to buy common stock reported as the derivative security.

Key Terms

Exercise or conversion of derivative security, Option to buy common stock, 401k, Form 3

4 terms

Exercise or conversion of derivative security financial

"Transaction code M described as exercise or conversion of derivative security."

Option to buy common stock financial

"Derivative security title listed as option to buy common stock."

401k financial

"Nature of ownership for 877 indirectly held shares is 401k."

An employer-sponsored retirement savings plan in the United States that lets workers set aside part of their paycheck into investments with tax advantages; some plans also include employer matching contributions, which is like free money added to your savings. It matters to investors because 401(k) balances represent a large pool of household retirement assets that influence personal financial security, investor behavior, and long-term demand for stocks and bonds.

Form 3 regulatory

"Footnote notes an increase of 61 shares from the prior report on Form 3."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Plumas Bancorp (PLBC) EVP Kevin Craig Kaiser report in this Form 4?

Kevin Craig Kaiser, EVP and Chief Credit Officer of Plumas Bancorp, exercised stock options for 1,400 common shares and updated his indirect 401k holdings. After these transactions he owns 1,919 shares directly, 877 shares indirectly, and 2,800 options to buy common stock expiring October 21, 2027.

How many Plumas Bancorp (PLBC) shares did Kaiser acquire through option exercise?

He acquired 1,400 shares of Plumas Bancorp common stock by exercising stock options with a conversion price of $21.4500 per share. This transaction increased his directly owned position to 1,919 shares of common stock reported in his name on file.

What are Kevin Craig Kaiser's total Plumas Bancorp (PLBC) shareholdings after these transactions?

After the reported transactions, Kaiser beneficially owns 1,919 Plumas Bancorp shares directly and 877 shares indirectly through a 401k. He also holds 2,800 stock options to purchase common shares at $21.45, expiring on October 21, 2027, as disclosed in this Form 4 filing.

What are the key terms of the options held by Plumas Bancorp (PLBC) EVP Kevin Craig Kaiser?

The derivative security is an option to buy common stock at $21.45 per share, expiring October 21, 2027. According to a footnote, it became exercisable in four equal annual installments beginning October 21, 2020, for the reporting executive's equity compensation.

How did Kevin Craig Kaiser's 401k holdings in Plumas Bancorp (PLBC) change?

Indirect holdings in a 401k account now total 877 Plumas Bancorp shares. A footnote states this reflects an increase of 61 shares compared with his prior ownership reported on Form 3, indicating ongoing additions within the retirement plan over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/13/2026 - 06:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kaiser Kevin Craig

(Last) (First) (Middle)

188 ESTATES DRIVE

(Street)

CHICO CALIFORNIA 95928

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PLUMAS BANCORP [ PLBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	07/13/2026		M		1,400	A	$21.45	1,919	D
Common stock								877(2)	I	401k

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to buy common stock	$21.45	07/13/2026		M			1,400	(1)	10/21/2027	Common stock	1,400	$0	2,800	D

Explanation of Responses:

1. Exercisable in four (4) equal annual installments beginning October 21, 2020.

2. An increase of 61 from the prior report on Form 3.

	/s/ Kevin C. Kaiser	07/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)