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Plumas Bancorp (PLBC) CEO exercises 2,534-share stock option grant

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Plumas Bancorp President and CEO Andrew J. Ryback reported an option exercise and related share acquisition. On January 27, 2026, he exercised an option to buy 2,534 shares of common stock at $31 per share, converting derivative rights into directly held common stock.

Following this transaction, Ryback directly owns 63,334 shares of Plumas Bancorp common stock and indirectly holds 34,858 shares through a 401(k) account. He also continues to hold 6,466 option-based derivative securities after the exercise. A footnote notes that these options vest in five equal annual installments beginning August 16, 2023.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RYBACK ANDREW J

(Last) (First) (Middle)
35 S. LINDAN AVE

(Street)
QUINCY CA 95971

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PLUMAS BANCORP [ PLBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 M 2,534 A $31 63,334 D
Common Stock 34,858(1) I 401k
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to buy common stock $31 01/27/2026 M 2,534 (2) 08/16/2032 Common stock 2,534 $0 6,466 D
Explanation of Responses:
1. An increase of 28 from previous report on Form 5.
2. Exercisable in five (5) equal annual installments beginning August 16, 2023.
/s/ Andrew J. Ryback 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Plumas Bancorp (PLBC) report for Andrew J. Ryback?

Plumas Bancorp reported that President and CEO Andrew J. Ryback exercised an option to buy 2,534 shares of common stock on January 27, 2026, at an exercise price of $31 per share, increasing his directly held common shares.

How many Plumas Bancorp shares does Andrew J. Ryback own after this Form 4 transaction?

After the reported transaction, Andrew J. Ryback directly owns 63,334 shares of Plumas Bancorp common stock and indirectly holds 34,858 shares through a 401(k) account.

What happened to Andrew J. Ryback’s stock options in this PLBC Form 4?

Ryback exercised an option to buy 2,534 shares of common stock at $31 per share. After this exercise, he still holds 6,466 option-based derivative securities tied to Plumas Bancorp common stock.

What does the 401(k) entry mean in Andrew J. Ryback’s Plumas Bancorp holdings?

The Form 4 lists 34,858 shares of common stock held indirectly by Andrew J. Ryback through a 401(k), indicating these shares are in a retirement plan account rather than held directly.

How do Andrew J. Ryback’s options in PLBC vest according to the Form 4 footnote?

A footnote states that the options are exercisable in five equal annual installments beginning August 16, 2023, describing the vesting schedule for this option grant.

What transaction code is used in the Plumas Bancorp (PLBC) Form 4 for this activity?

The Form 4 uses transaction code M, which indicates the exercise or conversion of a derivative security, here an option to buy Plumas Bancorp common stock.

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