Douglas Dynamics director receives stock grant

Douglas Dynamics, Inc. director Lisa R. Bacus received a grant of 2,737 shares of Common Stock on April 29, 2026.

Accepted by SEC EDGAR 04/30/2026 - 04:40 PM EDT

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Form Type

Rhea-AI Filing Summary

Douglas Dynamics, Inc. director Lisa R. Bacus received a grant of 2,737 shares of Common Stock on April 29, 2026. The shares were acquired as a grant or award at a reported price of $0.00 per share, indicating compensation rather than an open-market purchase.

Following this award, Bacus directly holds a total of 20,242 shares of Douglas Dynamics Common Stock. The filing reflects a routine equity compensation grant to a board member, not a market transaction.

Insider Trade Summary

Grant/Award: 2,737 shares

Grant/Award 1 txn

Insider Bacus Lisa R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,737	$0.00	$0.00

Holdings After Transaction: Common Stock — 20,242 shares (Direct)

Holdings Before and After: Common Stock, 17,505 to 20,242 shares (Direct)

Key Figures

Shares granted: 2,737 shares Grant price: $0.00 per share Shares held after: 20,242 shares +1 more

4 metrics

Shares granted 2,737 shares Common Stock grant on April 29, 2026

Grant price $0.00 per share Reported transaction price for grant

Shares held after 20,242 shares Direct ownership after the grant

Acquisition transactions 1 transaction Form 4 transactionSummary acquireCount

Key Terms

Common Stock, Grant, award, or other acquisition, Form 4

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Douglas Dynamics (PLOW) report for Lisa R. Bacus?

Douglas Dynamics reported that director Lisa R. Bacus received a grant of 2,737 shares of Common Stock. The award was recorded at a price of $0.00 per share, reflecting equity compensation rather than an open-market stock purchase or sale.

How many Douglas Dynamics (PLOW) shares does Lisa R. Bacus hold after this Form 4?

After the reported grant, Lisa R. Bacus directly holds 20,242 shares of Douglas Dynamics Common Stock. This total includes the 2,737-share award reported in the filing and represents her direct ownership position following the transaction.

Was the Douglas Dynamics (PLOW) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a grant or award acquisition, not an open-market purchase. Transaction code “A” and a price of $0.00 per share indicate the 2,737 shares were issued as equity compensation to director Lisa R. Bacus.

Did Lisa R. Bacus sell any Douglas Dynamics (PLOW) shares in this Form 4 filing?

No sales were reported in this filing. The Form 4 shows only an acquisition through a grant of 2,737 shares of Common Stock, increasing Lisa R. Bacus’s direct holdings to a total of 20,242 shares after the transaction.

What does transaction code “A” mean in the Douglas Dynamics (PLOW) Form 4?

Transaction code “A” on this Form 4 denotes a grant, award, or other acquisition of stock. In this case, it reflects that 2,737 Douglas Dynamics Common Stock shares were awarded to director Lisa R. Bacus as part of compensation, not bought on the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bacus Lisa R

(Last)

(First)

(Middle)

C/O DOUGLAS DYNAMICS, INC.

11270 W. PARK PLACE, SUITE 300

(Street)

MILWAUKEE

WISCONSIN

53224

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DOUGLAS DYNAMICS, INC [ PLOW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/29/2026		A		2,737	A	$0	20,242	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Jon J. Sisulak, Attorney-in-Fact for Lisa Bacus	04/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR