STOCK TITAN

Douglas Dynamics (PLOW) director granted 2,737 Common Stock shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Douglas Dynamics, Inc. director Lisa R. Bacus received a grant of 2,737 shares of Common Stock on April 29, 2026. The shares were acquired as a grant or award at a reported price of $0.00 per share, indicating compensation rather than an open-market purchase.

Following this award, Bacus directly holds a total of 20,242 shares of Douglas Dynamics Common Stock. The filing reflects a routine equity compensation grant to a board member, not a market transaction.

Positive

  • None.

Negative

  • None.
Insider Bacus Lisa R
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,737 $0.00 --
Holdings After Transaction: Common Stock — 20,242 shares (Direct, null)
Footnotes (1)
Shares granted 2,737 shares Common Stock grant on April 29, 2026
Grant price $0.00 per share Reported transaction price for grant
Shares held after 20,242 shares Direct ownership after the grant
Acquisition transactions 1 transaction Form 4 transactionSummary acquireCount
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bacus Lisa R

(Last)(First)(Middle)
C/O DOUGLAS DYNAMICS, INC.
11270 W. PARK PLACE, SUITE 300

(Street)
MILWAUKEE WISCONSIN 53224

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DOUGLAS DYNAMICS, INC [ PLOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/29/2026A2,737A$020,242D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Jon J. Sisulak, Attorney-in-Fact for Lisa Bacus04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Douglas Dynamics (PLOW) report for Lisa R. Bacus?

Douglas Dynamics reported that director Lisa R. Bacus received a grant of 2,737 shares of Common Stock. The award was recorded at a price of $0.00 per share, reflecting equity compensation rather than an open-market stock purchase or sale.

How many Douglas Dynamics (PLOW) shares does Lisa R. Bacus hold after this Form 4?

After the reported grant, Lisa R. Bacus directly holds 20,242 shares of Douglas Dynamics Common Stock. This total includes the 2,737-share award reported in the filing and represents her direct ownership position following the transaction.

Was the Douglas Dynamics (PLOW) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a grant or award acquisition, not an open-market purchase. Transaction code “A” and a price of $0.00 per share indicate the 2,737 shares were issued as equity compensation to director Lisa R. Bacus.

Did Lisa R. Bacus sell any Douglas Dynamics (PLOW) shares in this Form 4 filing?

No sales were reported in this filing. The Form 4 shows only an acquisition through a grant of 2,737 shares of Common Stock, increasing Lisa R. Bacus’s direct holdings to a total of 20,242 shares after the transaction.

What does transaction code “A” mean in the Douglas Dynamics (PLOW) Form 4?

Transaction code “A” on this Form 4 denotes a grant, award, or other acquisition of stock. In this case, it reflects that 2,737 Douglas Dynamics Common Stock shares were awarded to director Lisa R. Bacus as part of compensation, not bought on the market.