Plutus director files Form 3 with no holdings

Plutus Financial Group Ltd director Lam Wing Yan filed an initial Form 3, the first required ownership report for insiders.

Rhea-AI Filing Summary

Plutus Financial Group Ltd director Lam Wing Yan filed an initial Form 3, the first required ownership report for insiders. The filing shows that Lam Wing Yan beneficially owns 0 Ordinary Shares directly following the reported date, indicating no current direct equity stake in the company.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lam Wing Yan

Role Director

Type	Security	Shares	Price	Value
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Ordinary Shares — 0 shares (Direct)

Key Figures

Direct Ordinary Shares owned: 0 shares

1 metrics

Direct Ordinary Shares owned 0 shares Following reported Form 3 date

Key Terms

Ordinary Shares, director, ten percent owner, direct

4 terms

Ordinary Shares financial

""security_title": "Ordinary Shares""

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

director financial

""is_director": 1"

ten percent owner financial

""is_ten_percent_owner": 0"

direct financial

""direct_or_indirect": "D""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Plutus Financial Group (PLUT) disclose in this Form 3?

The Form 3 shows that director Lam Wing Yan currently holds 0 Ordinary Shares of Plutus Financial Group Ltd directly. This initial ownership filing establishes a baseline for future insider transaction reports required under U.S. securities rules.

How many Plutus Financial Group (PLUT) shares does Lam Wing Yan own?

According to the Form 3, Lam Wing Yan beneficially owns 0 Ordinary Shares of Plutus Financial Group Ltd directly following the reported date. This indicates no direct equity position is reported at the time of this initial filing.

What is the role of Lam Wing Yan at Plutus Financial Group (PLUT)?

The filing identifies Lam Wing Yan as a director of Plutus Financial Group Ltd. Directors are considered insiders under U.S. securities regulations and must file ownership reports such as Form 3, even when they hold no directly owned shares.

Does the Plutus Financial Group (PLUT) Form 3 show any insider buying or selling?

No insider buying or selling is shown. The Form 3 records a holding entry with 0 Ordinary Shares owned directly and no transaction code indicating purchases or sales, establishing only the initial ownership position for the director.

Why is Plutus Financial Group (PLUT) filing a Form 3 for Lam Wing Yan?

Form 3 is required when someone becomes an insider, such as a director. Plutus Financial Group Ltd reports that Lam Wing Yan is a director and currently owns 0 Ordinary Shares directly, creating a starting point for future Form 4 or Form 5 updates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 09:53 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lam Wing Yan

(Last) (First) (Middle)

8/F, 80 GLOUCESTER ROAD

(Street)

WAN CHAI

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2026

3. Issuer Name and Ticker or Trading Symbol
Plutus Financial Group Ltd [ PLUT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wing Yan Lam	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)