Welcome to our dedicated page for Pennantpark Invt SEC filings (Ticker: PNNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to PennantPark Investment Corporation (NYSE: PNNT) SEC filings, offering a centralized view of the company’s regulatory disclosures as a business development company. Through these documents, investors can review how PennantPark Investment Corporation reports its financial results, governance matters, financing arrangements and portfolio information under U.S. securities laws.
Current reports on Form 8-K filed by PennantPark Investment Corporation cover topics such as quarterly and annual financial results, announcements of monthly and other distributions, amendments to its senior secured revolving credit facility, and Regulation FD disclosures related to press releases. For example, an 8-K filed in December 2025 describes a seventh amendment to the company’s Second Amended and Restated Senior Revolving Credit Agreement, including changes to maturity, commitments and pricing, while other 8-Ks furnish earnings and distribution press releases as exhibits.
The company’s definitive proxy statement on Schedule 14A provides detail on its annual meeting of stockholders, including proposals for the election of directors and the ratification of the independent registered public accounting firm, voting procedures, quorum requirements and the mechanics of participating in a virtual annual meeting. The proxy materials also reference the company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2025.
On Stock Titan, these filings are updated as they are made available through the SEC’s EDGAR system. AI-powered tools can help readers quickly understand the key points in lengthy documents such as 10-Ks, 10-Qs, 8-Ks and proxy statements by highlighting major themes like investment income, portfolio composition, credit facility terms, distribution policies and governance items, while still allowing direct access to the full text for detailed review.
PNNT insider Jeffrey Flug filed notice to sell 10,000 shares of common stock under Rule 144 through Goldman Sachs & Co. LLC on the NYSE, against 65,296,094 shares outstanding. The approximate sale date disclosed is December 3, 2025.
Flug previously sold 15,000, 21,100, and 25,000 common shares on 11/28/2025, 12/01/2025, and 11/26/2025, respectively, with listed gross proceeds for each transaction. The filing also shows that the shares now being sold were originally acquired between 2007 and 2013 through a mix of private transactions with the issuer and public market purchases, mostly paid for in cash.
PennantPark Investment Corp. director Jeffrey Flug reported recent sales of the company’s common stock in an insider trading report. On 11/28/2025, related trusts sold 15,000 shares at $6.0629 per share. On 12/01/2025, the trusts sold an additional 21,100 shares at $6.039 per share. After these transactions, Flug beneficially owned 207,218 shares of PennantPark common stock indirectly through various related trusts.
PennantPark Investment Corporation reported that it has announced a monthly distribution to its shareholders. The company disclosed this through a press release dated December 2, 2025, which is furnished as an exhibit to this report under Regulation FD, a rule designed to ensure fair public disclosure of important information.
The company emphasizes that the information provided, including the press release, is furnished rather than filed, which affects how it is treated under securities laws. The report also includes customary cautionary language about forward-looking statements, noting that actual results may differ due to various risks and uncertainties described in its other filings with the Securities and Exchange Commission.
PennantPark Investment Corporation insider plans Rule 144 stock sale. A holder has filed to sell 15,000 shares of PennantPark common stock through broker Goldman Sachs & Co. LLC on the NYSE. The planned sale has an aggregate market value of $90,900, compared with 65,296,094 common shares outstanding, so it represents a very small portion of the company’s equity.
The shares to be sold were originally acquired from the issuer in a private transaction on April 19, 2007, for which full payment was made in cash. Over the past three months, the same seller disposed of an additional 25,000 common shares for gross proceeds of about $149,952.50. By signing the notice, the seller certifies that they are not aware of any undisclosed material adverse information about PennantPark’s current or prospective operations.
A holder of PNNT common stock filed a Form 144 notice to sell 25,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 11/26/2025. The filing lists an aggregate market value of about $151,500 for this planned sale, based on the current market price.
The shares are part of the company’s common stock, with 65,296,094 shares outstanding cited as context. The seller originally acquired these 25,000 shares directly from the issuer in a private transaction on 04/19/2007, and the payment was made on the same date.
PennantPark Investment Corporation filed a Form 8-K to report that it issued a press release announcing its financial results for the fourth quarter and fiscal year ended September 30, 2025. The press release is provided as Exhibit 99.1 and is furnished, rather than filed, which limits its exposure to certain Exchange Act liabilities. The company also reiterates that any forward-looking statements in these materials involve risks and uncertainties and may differ materially from actual results.
PennantPark Investment Corporation furnished a Form 8-K under Regulation FD on November 4, 2025 to announce its monthly distribution. The company attached a press release as Exhibit 99.1.
The information is being furnished, not filed, under the Exchange Act and is not subject to Section 18 liabilities or automatically incorporated into other filings. The report includes a forward‑looking statements notice and notes that the Private Securities Litigation Reform Act safe harbor does not apply to forward‑looking statements made in periodic reports under the Exchange Act.
PennantPark Investment Corporation furnished a Current Report on Form 8-K on October 3, 2025 to announce that it issued a press release scheduling its earnings release for the fourth fiscal quarter ended September 30, 2025. The press release is furnished as Exhibit 99.1. The filing states the furnished information is not "filed" for purposes of the Exchange Act and includes a standard forward-looking statements caution. No financial statements, pro forma information, or shell company transactions were provided in this report.
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