Pennantpark Invt Corp SEC Filings

PennantPark Investment Corporation filed a current report to share that it issued a press release on February 3, 2026 announcing its monthly distribution. The company is using this report to make that information broadly available under Regulation FD, which is designed to ensure fair disclosure to all investors.

The press release detailing the monthly distribution is furnished as Exhibit 99.1. The company notes that this information is being furnished rather than filed, meaning it is not subject to certain liability provisions and is not automatically incorporated into other securities law filings unless specifically referenced.

PennantPark Investment Corporation entered into a Note Purchase Agreement for $75,000,000 of 7.00% senior unsecured notes due February 1, 2029, sold in a private placement to a qualified institutional investor. These notes pay interest semi-annually each February 1 and August 1, starting August 1, 2026.

The notes are general unsecured obligations ranking equally with PennantPark’s other unsecured unsubordinated debt and include a minimum asset coverage covenant of 1.50 to 1.00. They can be redeemed at par plus accrued interest, with a make-whole premium for redemptions before November 1, 2028, and must be prepaid at par upon certain change of control events.

PennantPark also entered a Registration Rights Agreement requiring it to register an exchange offer for substantially identical registered notes, or alternatively register resales of the notes. Failure to meet specified registration deadlines would require the company to pay additional interest to the noteholder.

This excerpt from a PNNT annual filing amendment details a large portfolio of investments in non-controlled, non-affiliated and affiliated portfolio companies. The positions span first lien secured debt, subordinated/corporate notes, and various classes of common and preferred equity or partnership interests.

The investments are diversified across many industries, including business services, healthcare and childcare, consumer products, aerospace and defense, distribution, media, auto sector, gaming, and environmental services. Many of the first lien loans reference SOFR-based floating rates with substantial basis point spreads and, in some cases, PIK (payment-in-kind) components, indicating higher-yield, credit-focused exposure typical of a senior loan or private credit strategy.

PennantPark Investment Corporation reported that it has scheduled the release of its earnings for the first fiscal quarter ended December 31, 2025. The company disclosed this timing through a press release dated January 6, 2026, which is attached as Exhibit 99.1.

The information about the upcoming earnings release is furnished under Regulation FD and is not deemed filed for liability purposes under the Securities Exchange Act of 1934. The company also notes that any forward-looking statements in this communication involve risks and uncertainties and may differ materially from actual results.

PennantPark Investment Corporation filed a current report to share that it issued a press release announcing its monthly distribution on January 5, 2026. The press release is included as Exhibit 99.1 and is provided under Regulation FD, meaning the information is being furnished rather than filed for liability purposes under the Exchange Act.

The company also highlights that the report and the press release may contain forward-looking statements, which are subject to risks and uncertainties described in its SEC filings. PennantPark states it has no obligation to update these statements and cautions readers that actual results may differ materially from any projections.

PennantPark Investment Corporation will hold a fully virtual 2026 Annual Meeting of Stockholders on February 3, 2026 at 9:30 a.m. Eastern Time. Holders of common stock at the close of business on December 3, 2025 can participate online and vote using the control number included with their proxy materials.

Stockholders will vote on electing two Class I directors, Samuel L. Katz and Marshall Brozost, each for a three-year term ending at the 2029 annual meeting, and on ratifying RSM US LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026. The board, which has six members including four independent directors and three all-independent committees, unanimously recommends voting in favor of both proposals. The proxy also describes director compensation and the advisory, incentive and administrative fees paid to PennantPark’s affiliated adviser and administrator for the year ended September 30, 2025.

PennantPark Investment Corporation has amended its senior revolving credit facility to secure longer-dated, lower-cost funding and more lending capacity. The seventh amendment extends the revolving period to 2029 and shifts the final maturity from July 29, 2027 to December 11, 2030, giving the company a longer window to draw and repay borrowings.

The amendment also reduces the interest spread by 0.25%, moving pricing from Term SOFR plus 235 to Term SOFR plus 210, and increases total lender commitments by $35 million to $535 million. PennantPark disclosed that these changes are documented in the formal amendment agreement and noted that it has also issued a related press release.

PennantPark Investment Corp director Jeffrey Flug reported recent stock sales in a Form 4 filing. On 12/05/2025, trusts related to him sold 20,000 shares of PennantPark Investment Corp common stock at $5.852 per share. On 12/08/2025, the same related trusts sold an additional 121,533 shares at $5.9171 per share. After these transactions, the filing shows 32,382 shares of common stock held indirectly by various related trusts and 14,890 shares held directly.